United States v. Ast

53 F. App'x 183
CourtCourt of Appeals for the Third Circuit
DecidedOctober 31, 2002
DocketNos. 01-3566, 01-3567, 01-3568
StatusPublished

This text of 53 F. App'x 183 (United States v. Ast) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Ast, 53 F. App'x 183 (3d Cir. 2002).

Opinion

OPINION OF THE COURT

ROSENN, Circuit Judge.

Appellant John Raymond Ast raises two issues in this appeal, both of which concern the sentence imposed on him by the District Court upon his conviction for armed [184]*184robbery and related offenses. Ast, after robbing numerous banks, convenience stores and video stores in New Jersey, Pennsylvania and Delaware in late 1998, pled guilty and was convicted on September 18, 2001 in the United States District Court for the Eastern District of Pennsylvania to charges of conspiracy and armed robbery, and two counts of brandishing a firearm during commission of a crime. The District Court sentenced him to an aggregate term of 480 months. We affirm the judgment of conviction and sentence.

I.

We first consider whether the District Court erred in its conclusion that the Government acted within its discretion when it declined to move under 18 U.S.C. § 3553(e) to reduce Ast’s sentence below the statutory mandatory minimum. Sentence reductions below the statutory minimum are governed by 18 U.S.C. § 3553(e), which empowers the Government to move for a sentence below the statutory minimum based upon the defendants provision of “substantial assistance” in the prosecution of another offender. Sentencing reductions below the Sentencing Guidelines range are governed by U.S.S.G. § 5K1.1, which similarly provides that “substantial assistance” in the prosecution of another offender may be the basis for the prosecutor to move for a sentence below the minimum Guidelines sentence. Upon his arrest, Ast furnished information to the Government, which helped it to successfully prosecute a second person, who also participated in the commission of the armed robbery offenses. The Government moved for a reduction below the Guidelines minimum, pursuant to § 5K1.1, but did not make a § 3553(e) motion.1 The Sentencing Guidelines provided for a sentence of 519 to 552 months for Ast’s crimes. A district court may not depart from the statutory mínimums absent a Government motion. In this case, enabled by the Government’s motion for a downward departure from the Guidelines, the District Court sentenced Ast to 480 months. However, because no § 3553(e) motion was made, the District Court had no authority to depart below the statutory minimum sentence of 384 months. Thus, the District Court committed no error in this respect.

The second and highly troublesome issue before us is whether the District Court erred in imposing a twenty-five-year sentence for a “subsequent conviction” of a firearm offense. The Court rendered its sentences within a single judgment which included the prior conviction. 18 U.S.C. § 924(c), which governs certain firearm offenses, mandates twenty-five years for “subsequent [firearm] convictions.”2 Ast [185]*185contends that these subsequent convictions should be interpreted to include only those convictions imposed later in time, and should not include multiple findings of guilt contained within a single judgment and sentence.

The Government filed a motion pursuant to U.S.S.G. § 5K1.1,3 based on Ast’s assistance in helping convict a coconspirator to the robberies, which permitted the District Court to make a downward departure from the Sentencing Guidelines range for Ast’s offense. The Government opted not to make a motion under 18 U.S.C. § 3553(e), which would have permitted a downward departure from the statutory minimum sentence, on the purported basis that Ast’s assistance was not substantial enough to warrant the second motion and that the prosecutor had already extended sufficient leniency in its charging decisions. The District Court denied Ast’s motion to compel the prosecutor to make the latter motion and held there was no abuse of discretion by the prosecutor in declining to make the second motion.

Our review of a district court’s interpretation and application of the Sentencing Guidelines is plenary. United States v. Jenkins, 275 F.3d 283, 286 (3d Cir.2001). Ast argues that the District Court erred in its failure to find that the prosecutor abused his discretion by not filing a second downward departure motion. Ast argues that he substantially aided the Government in the conviction of a co-felon. He also notes that the Government made a motion to depart from the Guidelines minimum sentence, pursuant to § 5K1.1, and that § 3553(e) and § 5K1.1 both state the same requisite condition for the making of a downward departure motion thereunder: that there be “substantial assistance” in the prosecution of another person by the defendant. Section 5K1.1 of the Guidelines provides that “[u]pon motion of the government stating that the defendant has provided substantial assistance in the investigation or prosecution of another person who has committed an offense, the court may depart from the guidelines.” The language of § 5K1.1 mirrors that of § 3553(e), which states, “Upon motion of the Government, the court shall have the authority to impose a sentence below a level established by statute as minimum sentence so as to reflect a defendant’s substantial assistance in the investigation or prosecution of another person who has committed an offense.” Ast contends that the identity of the two provisions suggests Congress intended to assign a unitary meaning to the words “substantial assistance,” as used in both statutory provisions. Thus, according to Ast, any motion made under § 5K1.1 commands the making of a § 3553(e) motion. However, the Supreme Court in Melendez v. United States, 518 U.S. 120, 116 S.Ct. 2057, 135 [186]*186L.Ed.2d 427 (1996), rejected the proposition that the two provisions were to be accorded identical meaning.

In Melendez, the Supreme Court held that a § 5K1.1 motion for downward departure from the sentencing guidelines range does not permit a district court sua sponte to grant a downward departure from the statutory minimum sentence pursuant to 18 U.S.C. § 3553(e), absent a motion by the prosecutor to do so. 518 U.S. at 125-26. The Court rejected the idea that the two statutes, read in tandem, were intended to create a unitary downward departure system, under which a § 5K1.1 motion authorized the trial judge to grant a departure pursuant to § 3553(e). Rather, the Court understood the texts of the two provisions to mean that a downward departure from the statutory minimum requires a separate motion by the prosecutor under § 3553(e). Id.

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Related

Wade v. United States
504 U.S. 181 (Supreme Court, 1992)
Deal v. United States
508 U.S. 129 (Supreme Court, 1993)
Melendez v. United States
518 U.S. 120 (Supreme Court, 1996)
United States v. Thomas Lee Deal
954 F.2d 262 (Fifth Circuit, 1992)
United States v. Juan Melendez
55 F.3d 130 (Third Circuit, 1995)
United States v. Mary Ann Rounsavall
128 F.3d 665 (Eighth Circuit, 1997)
United States v. Juan Faulks
143 F.3d 133 (Third Circuit, 1998)

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Bluebook (online)
53 F. App'x 183, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-ast-ca3-2002.