United States v. Arnold Sherlock and Ronald Charley

962 F.2d 1349, 92 Daily Journal DAR 5766, 92 Cal. Daily Op. Serv. 3575, 1992 U.S. App. LEXIS 7919
CourtCourt of Appeals for the Ninth Circuit
DecidedApril 27, 1992
Docket87-1299, 87-1300
StatusPublished
Cited by270 cases

This text of 962 F.2d 1349 (United States v. Arnold Sherlock and Ronald Charley) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Arnold Sherlock and Ronald Charley, 962 F.2d 1349, 92 Daily Journal DAR 5766, 92 Cal. Daily Op. Serv. 3575, 1992 U.S. App. LEXIS 7919 (9th Cir. 1992).

Opinions

EUGENE A. WRIGHT, Circuit Judge:

After a troublesome joint trial, a jury convicted Arnold Sherlock and Ronald Charley of assault with intent to commit rape on an Indian Reservation. This week-long trial involved the contradictory testimony of witnesses, the temporary exclusion of family members from the courtroom, prosecutorial misconduct, and several motions for severance and mistrial.

Sherlock and Charley raise many errors. They contend that excessive preindictment delay denied them due process; the court failed to afford them a public trial; its failure to sever the trials, as well as prose-cutorial misconduct, denied them a fair trial; and it erred in admitting hearsay testimony and in rejecting suggested jury instructions.

We reverse Sherlock’s conviction and remand for a new trial. The court committed reversible error in denying his motions for mistrial and severance primarily based on the prosecutor’s misuse of Charley’s extrajudicial statement implicating Sherlock. Although the joint trial may have prejudiced Charley, we conclude that it did not deny him a fair trial. We affirm his conviction.

GENERAL FACTS

The alleged rapes of Marie Rose Bennally and Thomascita Billie occurred several miles from their school on a Navajo Indian Reservation in Arizona. On March 9, 1984 the girls accompanied four Navajo Indians, including Sherlock and Charley, in a truck off the school grounds. They stopped near a windmill in the countryside where two other Indian males joined them. All drank beer except M. Sherlock, who left before the alleged crimes. At trial both girls testified that the boys forced them to drink beer. Other witnesses contradicted that testimony.

Later, the group drove further from the school and stopped in an open area. Billie testified that while in the truck with Sherlock, he locked the doors and raped her. Bennally testified that she had left the truck to go to the bathroom when Charley tripped her and forced her to have sexual intercourse.

After the alleged rapes, both girls walked to the nearby Clitso residence. Robert Clitso gave them a ride back to the [1353]*1353dorm, where they arrived after curfew. Later that night, both girls were interviewed by Navajo investigators and examined by a physician. At trial, many questions arose as to statements made to the Clitsos, persons at the dorm, and investigators.

PROCEDURAL BACKGROUND

The original indictment charged Sherlock, Charley, M. Sherlock, and E. White, Jr. in five counts with rape and related sexual offenses.1 Because of the common counts, crimes and evidence, the government intended to try all four defendants together. Before trial, however, the government dropped all charges against M. Sherlock and the several assault charges. On the first day of trial it dismissed with prejudice the charges against White. The final indictment consisted of only three counts. It charged Sherlock with rape of Thomascita Billie and charged Charley with rape of Marie Rose Bennally and carnal knowledge of her.2

Sherlock and Charley moved to dismiss based on excessive preindictment delay and loss of physical evidence obtained from the alleged victims. Sherlock also moved to sever the trials on grounds that the likely admission of a statement by Charley implicating him would violate his Fifth and Sixth Amendment rights. The court denied those motions, which were renewed at trial.

The week-long trial involved inconsistent testimony from the alleged victims and other witnesses. During Bennally’s testimony, the judge temporarily excluded defendants’ families after he determined that closure was necessary to protect her from disruptive spectators. Neither defendant testified and only Charley put on additional witnesses in his defense. Each based his defense on the government’s failure to prove guilt.

A jury convicted both defendants of assault with intent to commit rape on an Indian Reservation. 18 U.S.C. §§ 113(a), 1153. The court imposed a sentence of three years on Sherlock and five years, on Charley. Both moved for a new trial, which the court denied.

Because defendants’ arguments must be considered in the context of their unusual trial, we provide more detailed facts as required by our analysis of several issues.

ANALYSIS

1. Fifth Amendment Due Process Claims

Sherlock and Charley urge that preindictment delay denied them due process. They also contend that the government’s failure to .preserve the rape kit, allegedly exculpatory evidence, deprived them of due process.- We disagree.

A. Preindictment Delay

The alleged offenses occurred on March 9, 1984, thirty-six months before the government filed the indictments in Febru-¿ry 1987. The statute of limitation would have expired March 9, 1989. Defendants moved to dismiss the indictments due to the delay.

The Fifth Amendment guarantees that defendants- will not be denied due process, as a result of excessive preindictment delay. Wé scrutinize a violation of this guarantee under a two-pronged test. First, Sherlock and Charley must prove they suffered actual, non-speculative prejudice from the delay. United States v. Lovasco, 431 U.S. 783, 789, 97 S.Ct. 2044, 2048, 52 L.Ed.2d 752 (1977); United States v. Moran, 759 F.2d 777, 782 (9th Cir.1985), cert. denied, 474 U.S. 1102, 106 S.Ct. 885, 88 L.Ed.2d 920 (1986). Second, they must show that the delay, when balanced against the prosecution’s reasons for it, offends those “fundamental conceptions of justice [1354]*1354which lie at the base of our' civil and political institutions.” See Lovasco, 431 U.S. at 790, 97 S.Ct. at 2049 (quoting Mooney v. Holohan, 294 U.S. 103, 112, 55 S.Ct. 340, 341, 79 L.Ed. 791 (1935)); Moran, 759 F.2d at 781-82.

We review for abuse of discretion the court’s denial of the motions to dismiss. United States v. Wallace, 848 F.2d 1464, 1470 (9th Cir.1988); United States v. Rogers, 722 F.2d 557, 561 (9th Cir.1983), cert. denied, 469 U.S. 835, 105 S.Ct. 129, 83 L.Ed.2d 70 (1984).

1. Actual Prejudice

“The defendant has a heavy burden to prove that a preindictment delay caused actual prejudice: the proof must be definite and not speculative, and the defendant must demonstrate how the loss of a witness and/or evidence is prejudicial to his case.” Moran, 759 F.2d at 782 (citations omitted). Our cases reflect this heavy burden, as we frequently find actual prejudice lacking. See, e.g., Wallace, 848 F.2d at 1470; United States v. Valentine, 783 F.2d 1413, 1416-17 (9th Cir.1986). Here, we find the showing of prejudice to be slim.

First, the defendants assert that the alleged victims testified repeatedly that they could not remember certain events that occurred. Although the record is replete with examples of the girls’ memory lapses when asked questions relating to the consumption of alcohol and other misconduct, we must question whether such lost testimony would qualify as prejudice necessary to establish a due process violation.

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962 F.2d 1349, 92 Daily Journal DAR 5766, 92 Cal. Daily Op. Serv. 3575, 1992 U.S. App. LEXIS 7919, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-arnold-sherlock-and-ronald-charley-ca9-1992.