United States v. Armstrong

51 M.J. 612, 1999 CCA LEXIS 253, 1999 WL 809852
U S Coast Guard Court of Criminal Appeals·Decided September 29, 1999·No. CGCMG 0120; Docket No. 1076·Published·Cited by 5 cases

Opinion

BAUM, Chief Judge:

Appellant was tried by a general court-martial with officer members. He was convicted of the following offenses pursuant to guilty pleas entered in accordance with a pretrial agreement: two specifications of violating a lawful general order by engaging in an inappropriate relationship with a subordinate in violation of Article 92, of the Uniform Code of Military Justice (UCMJ); two specifications of larceny in violation of Article 121, UCMJ; and 26 specifications of making and uttering forged checks in violation of Article 123, UCMJ. He was also convicted of the following offenses to which he had pled not guilty: one specification of failure to obey a lawful general order and eight specifications of dereliction of duty in violation of Article 92, UCMJ; one specification of making a false official statement in violation of Article 107, UCMJ; one specification of larceny in violation of Article 121, UCMJ; one specification of making a false claim in violation of Article 132, UCMJ; and one specification of communicating indecent language in violation of Article 134, UCMJ. The members sentenced appellant to confinement for one year, reduction to paygrade E-6, and a fine of $1200, with the recommendation that the fine be reduced to $500, if Appellant made restitution to four named individuals. The court also recommended that Appellant receive appropriate alcohol treatment during his confinement. The convening authority approved the adjudged sentence as within the terms of the pretrial agreement and ordered it executed, except for the fine, which was remitted. Before this Court, Appellant has assigned two errors: (1) that the military judge erred to Appellant’s substantial prejudice by denying a challenge for cause of one of the court members, and (2) that the evidence is legally insufficient to support a finding of guilty to two of the dereliction of duty specifications. Both assignments of error were orally argued to the Court and were subsequently augmented by both Appellant and the Government with supplemental briefs. We reject the second assignment of error, but deem the first to have merit.

The Military Judge’s Denial of Appellant’s Challenge for Cause

One of the assigned court members was a Lieutenant Commander (LCDR), who was serving as Chief, Intelligence Section, Law Enforcement Branch, Long Beach, California, on the staff of the convening authority, and considered himself a career law enforcement officer. (R. at AE VIII, enclosure (2); R. at 135.) This officer’s answers to questions during voir dire examination revealed that as part of his regular daily duties he attended morning briefings at which he and the rest of his office would gather around a table and discuss investigations and other operations of interest. On at least two or three occasions, he listened as special agents briefed on the investigation of Appellant. In his own words:

I heard them talking about what he [the accused] may have done and I heard the charge of which I am most familiar with is [sic] the money from the Chiefs fund, and relative to the coke machine, and that kind of thing, other than that, all I recall is his name, and no real detail, ma’am. Possibly some judgments—

(R. at 132) Later, when asked by defense counsel about the judgments he had heard, the LCDR characterized them as “disparaging comments.” (R. at 139) The lead agent in the investigation against Appellant also sat at the table with trial counsel and assisted in the case. (R. at 96) That agent worked with the LCDR at the District Office of Law Enforcement. On questioning from trial counsel, the LCDR assured the judge and counsel that there was no doubt in his mind that the information heard at the morning briefings would not prejudice his ability to fairly and impartially decide Appellant’s case. Appellant, nevertheless, challenged the officer for cause. The military judge denied the challenge, finding that the member was earnest, candid, and able to put aside what he had heard about the case and the accused, and would make decisions solely on what came into evidence at the court-martial. (R. at 147-48). Thereafter, Appellant exercised [614] his one peremptory challenge against that officer, and explained that, but for the judge’s denial of the challenge for cause, he would have used his peremptory challenge on another member. In so doing, he comported with the requirements of RCM 912(f)(4) and, thereby, preserved the right to contest the judge’s denial of the challenge for cause as an assigned error before this Court. United States v. Jobson, 31 M.J. 117, 120 (CMA 1990).

Citing R.C.M. 912(f)(1)(N) as a ground, Appellant asserts that the military judge should have granted the defense challenge for cause on the basis of implied bias. R.C.M. 912(f)(l)(N), which states that a member shall be excused for cause whenever it appears that he “[s]hould not sit as a member in the interest of having the court-martial free from substantial doubt as to legality, fairness, and impartiality,” has been held to encompass both actual bias and implied bias. United States v. Rome, 47 M.J. 467, 469 (1998). United States v. Warden, 51 M.J. 78, 81 (1999), reaffirms that holding and also provides guidance in distinguishing and applying these two different concepts of bias, drawing on language from prior opinions. “ ‘The test for actual bias [in each case] is whether any bias “is such that it will not yield to the evidence presented and the judge’s instructions.” ’ ” United States v. Napoleon, 46 M.J. 279, 283 (1997) (quoting United States v. Reynolds, 23 M.J. 292, 294 (CMA 1987)), quoted in Warden, 51 M.J. at 81. “ ‘[A]etual bias is reviewed’ subjectively, ‘through the eyes of the military judge or the court members.’” Warden, 51 M.J. at 81 (quoting United States v. Daulton, 45 M.J. 212, 217 (1996), quoted in Napoleon, 46 M.J. at 283). “On the other hand, implied bias is ‘viewed through the eyes of the public.’” Warden, 51 M.J. at 81 (quoting Napoleon, 46 M.J. at 283). “The focus ‘is on the perception or appearance of fairness of the military justice system.’ ” Warden, 51 M.J. at 81 (quoting United States v. Dale, 42 M.J. 384, 386 (1995), quoted in Napoleon, 46 M.J. at 283). “There is implied bias ‘when “most people in the same position would be prejudiced.’”” Warden, 51 M.J. at 81 (quoting Daulton, 45 M.J. at 217, quoted in Rome, 47 M.J. at 469).

Applying these tests to the facts of this ease, we find that the member’s answers provided sufficient justification for a denial of the challenge based on actual bias. Those answers, which the judge characterized as earnest and candid, support the judge’s determination that the challenged officer could put aside what he had heard about the case and make his decisions based solely on what came into evidence at the court-martial. Accordingly, the judge did not abuse her discretion in denying an actual bias challenge for cause. In reaching this conclusion, we have reviewed the member’s answers to the voir dire questions, with appropriate deference to the military judge, recognizing that she observed the demeanor of the challenged member. See Warden, 51 M.J. at 81 (noting that actual bias is a question of fact).

Free access — add to your briefcase to read the full text and ask questions with AI

United States v. Armstrong, 51 M.J. 612, 1999 CCA LEXIS 253, 1999 WL 809852 (uscgcoca 1999).

51 M.J. 612 (United States v. Armstrong) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

United States v. Armstrong
56 M.J. 74 (U S Coast Guard Court of Criminal Appeals, 2002)
United States v. Spencer
U S Coast Guard Court of Criminal Appeals, 2000
United States v. Armstrong
54 M.J. 51 (Court of Appeals for the Armed Forces, 2000)