United States v. Aragon

947 F. Supp. 426, 97 Daily Journal DAR 3633, 1996 U.S. Dist. LEXIS 17628, 1996 WL 689022
CourtDistrict Court, N.D. California
DecidedOctober 24, 1996
DocketNo. CR-96-20032-JW
StatusPublished

This text of 947 F. Supp. 426 (United States v. Aragon) is published on Counsel Stack Legal Research, covering District Court, N.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Aragon, 947 F. Supp. 426, 97 Daily Journal DAR 3633, 1996 U.S. Dist. LEXIS 17628, 1996 WL 689022 (N.D. Cal. 1996).

Opinion

ORDER DENYING DEFENDANT’S OBJECTION TO THE PRE-SENTENCE REPORT

WARE, District Judge.

INTRODUCTION

Defendant Rene Aragon pleaded guilty to violations of 18 U.S.C. § 2113(a), robbery of banks insured by the Federal Deposit Insurance Corporation. In the plea agreement, Defendant’s base offense level under the Sentencing Guidelines was calculated to be twenty-two. However, the presentence report suggested an offense level of twenty-four, applying a two level enhancement pursuant to the United States Sentencing Commission, Guidelines Manual § 2B3.1(b)(2)(F) (Nov. 1995), which allows such an enhancement whenever there has been an “express threat of death” during the commission of the robbery. Defendant filed an objection to this finding which is the subject of this order.

FACTS AND ISSUE

The limited facts which are relevant to the issue under review are essentially undisputed. Defendant’s modus operandi was to walk into a bank and present a note to the teller which would state in part, “I have a [427]*427gun and I’m not afraid to use it.” There were no accompanying gestures or comments and the Defendant neither displayed nor did he carry a gun during the commission of the robberies. The narrow issue to be decided in this case is whether Defendant’s actions constituted an “express threat of death” warranting a two level sentencing enhancement under USSG § 2B3.1(b)(2)(F).

DISCUSSION

1. “Express Threat Of Death”

The Sentencing Guidelines state that “if an express threat of death was made, increase by 2 levels.” The scope of this section is outlined in the commentary.

An “express threat of death,” as used in subsection (b)(2)(F) may be in the form of an oral or written statement, act,’gesture, or combination thereof. For example, an oral or written demand using words such as “Give me the money or I will kill you”, “Give me the money or I will pull the pin on the grenade I have in my pocket”, “Give me the money or I will shoot you”, “Give me the money or else (where the defendant draws his hand across his throat in a slashing motion)”, or “Give me the money or you are dead” would constitute an express threat of .death. The court should consider that the intent of the underlying provision is to provide an increased offense level for cases in which the offender(s) engaged in conduct that would instill in a reasonable person, who is a victim of the offense, significantly greater fear than that necessary to constitute an element of the offense of robbery.

USSG § 2B3.1, comment, (n. 6) (hereinafter referred to as the “commentary”).

In deciding whether an express threat of death has been made, it is not relevant that the defendant was unarmed. U.S.A. v. Cadotte, 57 F.3d 661, 662 (8th Cir.1995). Nor is it relevant that the victim felt unthreatened. Id. Rather, the guideline commentary calls for an objective test. “The determination is whether a reasonable person, given the conduct' of the defendant and the context in which it occurred, would experience significantly greater fear than the level of intimidation necessary to constitute an element of the offense of robbery.” U.S. v. France, 57 F.3d 865, 866-67 (9th Cir.1995).

2. The Commentary To USSG § 2BS.l(b)(2)(F)

Much of the case law construing § 2B3.1(b)(2)(F) relies heavily upon the commentary. Defendant argues that this reliance is improper because the commentary expands the guideline too far. In support of this, Defendant cites U.S. v. Alexander, 88 F.3d 427 (6th Cir.1996), where a defendant effectuated several bank robberies by presenting demand notes. The most threatening note informed the teller that the defendant had both a bomb and a gun. In finding that this action did not amount to an express threat of death, the Alexander court rejected portions of the guideline commentary as being inconsistent with the plain meaning of the guideline itself.

To satisfy the qualifier “express,” a defendant’s statement must distinctly and directly indicate that the defendant intends to kill or otherwise cause the death of the victim. Because four of the five examples in Application Note 6 [the commentary to USSG § 2B3.1(b)(2)(F) ] do not, they are not controlling. Similarly, reliance on the commentary’s statement regarding the underlying intent of the guideline is unavailing if it leads to a determination that does not conform with the guideline itself.

Id. at 431.

The Alexander court made this finding by relying, in substantial part, upon a prior Eleventh Circuit case, U.S. v. Tuck, 964 F.2d 1079 (1992). In Tuck, the court analyzed the guideline elements as follows:

We find that the guideline predicates the application of the enhancement on two factors. First, the threat must be express. Webster’s Third New International Dictionary (1976) defines “express” as “Directly and distinctly stated or expressed rather than implied or left to inference: not dubious or ambiguous: definite, clear, explicit, unmistakable.” Second, the threat must be of death, or activity that would cause [428]*428the victim to be in reasonable apprehension of his or her life.

Id. at 1080-81.

The court next compared its interpretation of the guideline to the commentary and, not surprisingly, found that the guideline’s requirement that threats be “express” directly conflicted with the Commission’s broad interpretation suggesting enhancement whenever the offender has engaged in conduct that would instill “significantly greater fear than that necessary to constitute an element of the offense of robbery.” This perceived inconsistency led the Tuck court to reject most of the commentary. Defendant urges this Court to do the same.

The principal flaw in relying upon Tuck is obvious — it predates Stinson v. U.S., 508 U.S. 36, 113 S.Ct. 1913, 123 L.Ed.2d 598 (1993), which announced the controlling nature of guideline commentary and the narrow circumstances where it need not be followed. Stinson requires that courts follow the commentary unless it is “plainly erroneous or inconsistent” with the guideline. Id. at 46-48, 113 S.Ct. at 1920. The problem with Tuck is that the court proclaimed that the commentary was inconsistent with USSG § 2B3.1(b)(2)(F) by adopting Webster’s conception of the term express. The court reasoned that the guideline term “express”, as defined by the dictionary, limited application of the enhancement to only clearly stated threats. This contravenes Stinson, in that, within certain prescribed limits, the'Supreme Court has declared commentary to be self-legitimating.

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Related

United States v. McCarty
36 F.3d 1349 (Fifth Circuit, 1994)
Stinson v. United States
508 U.S. 36 (Supreme Court, 1993)
United States v. Jimmy Rogers Tuck
964 F.2d 1079 (Eleventh Circuit, 1992)
United States v. Douglas E. Cadotte
57 F.3d 661 (Eighth Circuit, 1995)
United States v. Jerry Lee France
57 F.3d 865 (Ninth Circuit, 1995)
United States v. Ernest Alexander
88 F.3d 427 (Sixth Circuit, 1996)

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Bluebook (online)
947 F. Supp. 426, 97 Daily Journal DAR 3633, 1996 U.S. Dist. LEXIS 17628, 1996 WL 689022, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-aragon-cand-1996.