United States v. Amato

306 F. App'x 630
CourtCourt of Appeals for the Second Circuit
DecidedJanuary 12, 2009
DocketNos. 06-5117-cr (L), 07-0712-cr (Con)
StatusPublished
Cited by1 cases

This text of 306 F. App'x 630 (United States v. Amato) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Amato, 306 F. App'x 630 (2d Cir. 2009).

Opinion

SUMMARY ORDER

Baldassare Amato appeals from a judgment of conviction entered November 3, 2006, for racketeering conspiracy in violation of 18 U.S.C. § 1962(d), engaging in an illegal gambling enterprise in violation of 18 U.S.C. § 1955, and conspiracy to engage in an illegal gambling enterprise in violation of 18 U.S.C. § 371. His co-defendant, Stephen LoCurto, appeals from a judgment of conviction entered February 23, 2007, for racketeering conspiracy. Both men were sentenced to life imprisonment. The charged criminal enterprise was the Bonanno organized crime family of La Cosa Nostra.

We assume the parties’ familiarity with the facts, proceedings below, and specification of issues on appeal.

LoCivrto

LoCurto first argues that the two predicate acts of narcotics trafficking with [632]*632which he was charged were not sufficiently related to the charged enterprise. See United States v. Daidone, 471 F.3d 371, 375 (2d Cir.2006) (per curiam) (describing vertical relatedness requirement, which may be satisfied by a showing that predicate acts are related to the activities of the enterprise). In this case, notwithstanding evidence that the Bonanno family did not sanction or encourage narcotics trafficking or receive profits from it, other evidence indicated that (1) Bonanno family members frequently engaged in narcotics trafficking; (2) LoCurto’s trafficking activities involved other family members including his supervisor in the organization; and (3) drug trafficking was a profitable activity for family members. From this proof, the jury could reasonably have found that the Bonanno family tacitly tolerated or encouraged narcotics trafficking activity because it supported family members and kept them available for the accomplishment of enterprise goals.

One of the predicate acts underlying LoCurto’s racketeering conspiracy conviction was the May 1986 murder of Joseph Platia. LoCurto was acquitted of this murder in a New York state court trial. At his federal trial, LoCurto was not allowed to offer transcripts of the testimony of three of his state court witnesses who had since died. Two of these witnesses could offer a purportedly innocent reason for LoCurto’s presence at the murder scene. The other witness was a medical expert who testified that if LoCurto had shot Platia, LoCurto would have had blood stains on his clothing. LoCurto argues that the exclusion of this evidence denied him due process. The testimony does not fall within an exception to the hearsay rule because LoCurto sought to use it against the United States, a party different from New York State, see Fed. R.Evid. 804(b)(1), and there is no proof that the United States effectively controlled the state prosecution, see United States v. Peterson, 100 F.3d 7, 12 (2d Cir.1996). Evidentiary rules do not improperly infringe on a defendant’s right to present a defense “so long as they are not arbitrary or disproportionate to the purposes they are designed to serve.” United States v. Scheffer, 523 U.S. 303, 308, 118 S.Ct. 1261, 140 L.Ed.2d 413 (1998) (internal quotation marks omitted). Application of the general rule against hearsay was not arbitrary or disproportionate in this case for two reasons.- First, one general purpose of the rule against hearsay is guarding against unreliable testimony that is not subject to cross-examination. At the state trial, the prosecution was not allowed to cross-examine the purported alibi witnesses on their Bonanno family connections, a subject that would have had considerable impeachment value in a racketeering conspiracy trial. Thus, the government would have been prejudiced by admission of the alibi witnesses’ testimony. Second, it appears that the witnesses were only of marginal value to LoCurto. If the medical expert’s testimony was sound, surely another medical expert could have been procured, and while the alibi witnesses may have been able to offer an innocent reason for LoCurto’s presence at the murder scene, they could do nothing to explain the fact that he was captured near the scene with the murder weapon in his possession.

LoCurto also argues in a pro se brief that the district court erred by refusing to allow him to testify concerning his prior trial and acquittal. There was no error in precluding proof of the acquittal. See United States v. Viserto, 596 F.2d 531, 537 (2d Cir.1979). Further, the district court’s instruction that LoCurto refer to testimony in a prior proceeding rather than in a prior trial did not prejudice LoCurto in any way.

[633]*633To the extent LoCurto argues that he was denied due process by the government’s lengthy delay in indicting him, his argument fails because he has failed to demonstrate that (1) the delay was a result of government strategy, or (2) he incurred sufficiently severe prejudice. See United States v. Marion, 404 U.S. 307, 324-25, 92 S.Ct. 455, 30 L.Ed.2d 468 (1971).

In 1986, the year in which LoCurto murdered Platia, the maximum penalty for a racketeering conspiracy conviction was twenty years’ imprisonment. After the murder but before the narcotics trafficking predicate acts, the statute was amended to provide a maximum sentence of life imprisonment where any of the predicate acts underlying the conviction carried a life sentence. See 18 U.S.C. § 1963(a). Because the only act making LoCurto eligible for a life sentence was the 1986 murder, LoCurto argues that his sentence violates the Ex Post Facto Clause. We reject this argument because LoCurto continued to act in the conspiracy after the effective date of the challenged amendment. See United States v. Minicone, 960 F.2d 1099, 1111 (2d Cir.1992). That is, LoCurto was on notice of the enhanced penalties as of the change in the law, yet he continued as a participant in the racketeering conspiracy.

Next, LoCurto claims ineffective assistance of counsel. In his counseled brief, he challenges trial counsel’s decision to call a medical expert who testified for the prosecution in the state trial as well as trial counsel’s failure to obtain and offer LoCurto’s tax returns. We agree with the district court that the overwhelming evidence against LoCurto precludes him from showing prejudice as required in an ineffective assistance of counsel claim. See Strickland v. Washington, 466 U.S. 668, 687, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). In his pro se brief, LoCurto contends that the court should have relieved his counsel based on complaints he made to the court.

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Amato v. United States
Second Circuit, 2019

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Bluebook (online)
306 F. App'x 630, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-amato-ca2-2009.