United States v. Almodovar

100 F. Supp. 2d 301, 2000 U.S. Dist. LEXIS 7217, 2000 WL 688171
CourtDistrict Court, E.D. Pennsylvania
DecidedMay 26, 2000
DocketCRIM. A. 93-001, No. CIV. A. 98-733
StatusPublished

This text of 100 F. Supp. 2d 301 (United States v. Almodovar) is published on Counsel Stack Legal Research, covering District Court, E.D. Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Almodovar, 100 F. Supp. 2d 301, 2000 U.S. Dist. LEXIS 7217, 2000 WL 688171 (E.D. Pa. 2000).

Opinion

MEMORANDUM

LUDWIG, District Judge.

Defendant Juan Almodovar moves to vacate, set aside or correct his sentence under 28 U.S.C. § 2255. On June 8 and July 6, 1999, evidentiary hearings were held on whether the government’s refusal to file a downward departure motion under U.S.S.G. § 5K1.1 amounted to bad faith. For the following reasons, a finding of bad faith will be entered.

On February 9, 1993, defendant, pursuant to a written plea agreement, pleaded guilty to possession with the intent to distribute more than 50 grams of crack cocaine, 21 U.S.C. § 841(a)(1), and use of a firearm during a drug trafficking offense, 18 U.S.C. § 924(c)(1). 1 On December 14, 1995, defendant was sentenced to 210 months imprisonment, five years supervised release, and a $100 special assessment. 2 Defendant appealed his sentence, *303 which was affirmed by our Court of Appeals. 3 United States v. Almodovar, 100 F.3d 948 (3d Cir.1996). Certiorari was denied. Almodovar v. United States, 519 U.S. 1140, 117 S.Ct. 1013, 136 L.Ed.2d 890 (Feb. 18, 1997). On February 13, 1998, defendant filed a § 2255 motion, citing four grounds, one of which, bad faith, was added by amendment. 4

I. Background

Before the time of the sentencing, the government had decided not to file a § 5K1.1 motion. In April and May, 1994, two attorneys replaced those who had handled the case for the government and the defense from its inception. This occurred more than 14 months after defendant had pleaded guilty and after seven sentencing continuances that had been granted for the supposed purpose of cooperation. The new special assistant United States attorney was unwilling to consider filing a downward departure motion. It was apparent that he and the new defense counsel immediately became highly.antagonistic to one another. Defense counsel filed a blizzard of motions attacking the guilty plea and various aspects of the government’s case. It was unclear who had been the instigator of their animosity. But, as stated in the sentencing opinion,- “the government’s refusal to file a 5K1.1 motion appeared to be the direct result of a personality clash between these counsel and, perhaps, because of other personal considerations on the part of the new prosecutor.” Memorandum opinion, March 14, 1996 at 2.

No hearing was held on defendant’s motion for specific performance of the plea agreement, given the state of the law at that time. However, the credibility of the government’s explanation for not filing the substantial assistance motion was highly questionable. 5 Defendant had given essential assistance to the government both before and after his guilty plea, and his deficits as a witness were discovered by the government even before the first scheduled sentencing date. In other words, the government, a year and numerous continuances before it decided not to file the departure motion, was well aware of the main reasons it articulated in its sentencing memorandum for not doing so — defendant’s non-disclosure of his real identity and prior record. See memoran *304 dum opinion, March 14, 1996 at 7. A distinct possibility existed that the departure motion was being withheld for extraneous reasons and not in the spirit of prosecuto-rial fairness that has traditionally characterized our United States Attorney’s Office.

Nevertheless, the law in 1995 offered only the narrow window of the unconstitutionality of government misconduct as a basis for specific enforcement of cooperation agreements. See supra n. 2, citing United States v. Paramo, 998 F.2d 1212, 1219 (3d Cir.1993). The sentencing opinion expressed serious concerns regarding the government’s' — and defendant’s — approach to a just result in the case. See memorandum opinion, March 14, 1996 at 8. However, there appeared to be no cognizable basis to compel a § 5K1.1 motion or to depart from the onerous guidelines range — other than a reduction from Criminal History Category IV to III because of the marked overrepresentation of defendant’s criminal record. See memorandum opinion, March 14, 1996 at 11-12. Accordingly, a sentence of more than 17 years custody was imposed, far more than any other of the 14 defendants in the Chappel Davis organization including Davis himself. See id. at 6 (reviewing the other sentences).

In the § 2255 hearings in 1999, much of the uncertainty as to what had happened at the time of sentencing was dispelled. Testimony was given by the AUSA who had prosecuted the case until a month before the government announced that a § 5K1.1 motion was out of the question. Explanations were received from the new prosecutor, the previous and new defense counsel, and defendant testified. What was depicted was that the new prosecutor had determined not to permit a § 5K1.1 motion regardless of the lengthy history of the case and the understanding reached between the new defense counsel and his predecessor to give defendant another opportunity for further cooperation. That opportunity was the agreed-upon basis for the seventh sentencing continuance, and it was the denial of that opportunity that constitutes the specific instance of bad faith on the government’s part. The government’s contention that defendant and his counsel did not take advantage of the opportunity must, under the credited circumstances, be rejected.

II. The Law of Specific Performance

In United States v. Isaac, 141 F.3d 477, 484 (3d Cir.1998), our Court of Appeals held that the government’s refusal to move for downward departure under a written plea agreement giving it “sole discretion” within the terms of the agreement is reviewable by district courts for “bad faith.” There, when the government did not file the motion at sentencing, defendant moved to enforce the plea agreement. Id. Considering Supreme Court precedent 6 and other courts of appeals decisions, 7 Isaac determined that performance of the guilty plea agreement is to be re *305 viewed using contract law principles. It articulated that when a defendant has entered into a cooperation agreement, the government’s refusal to file a § 5K1.1 motion must be “based on an honest evaluation of the assistance provided and not on considerations extraneous to that assistance.” Isaac, 141 F.3d at 484.

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Bluebook (online)
100 F. Supp. 2d 301, 2000 U.S. Dist. LEXIS 7217, 2000 WL 688171, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-almodovar-paed-2000.