United States v. Algarin-De-Jesus

211 F.3d 153, 2000 WL 490762
CourtCourt of Appeals for the First Circuit
DecidedMay 3, 2000
Docket99-1902
StatusPublished
Cited by9 cases

This text of 211 F.3d 153 (United States v. Algarin-De-Jesus) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Algarin-De-Jesus, 211 F.3d 153, 2000 WL 490762 (1st Cir. 2000).

Opinion

COFFIN, Senior Circuit Judge.

Defendant appellant, a correctional officer employed by the Federal Bureau of Prisons at the' Metropolitan Detention Center in Guaynabo, Puerto Rico, was convicted after a jury trial of engaging in a sexual act with an inmate, in violation of 18 U.S.C. § 2243(b). The trial centered on testimony of the female inmate that, while she was in segregated custody in the Center’s Special Housing Unit, defendant on several occasions had her submit to oral copulation. She had managed to save some of the sperm in a pill bottle, which was ultimately given to the FBI for DNA testing.

The major issue in this appeal is whether the district court abused its discretion in denying defendant’s motion, filed on the first day of trial, for funds under the Criminal Justice Act, 18 U.S.C. § 3006A(e)(l), to hire a DNA expert to assist the defense. Other issues involve evidentiary and sentencing rulings. After close scrutiny of the motion history, we affirm.

We note that the specific motion for funds that triggered the ruling at issue was the last event in a history of motions and responses which does credit to neither side. We find the government’s record of less than forthcoming response to defendant’s repeated requests to be unintentional, however, and conclude that defendant bears responsibility for lack of focused assertion of rights at critical times.

On October 13, 1998, defendant filed a motion under Fed.R.Crim.P. 16, asking for any statements of defendant, reports of tests, and, specifically referencing Rule 16(a)(1)(E), a written summary of any expert opinion with bases and reasons therefor. 1 The motion was granted on October 16.

On October 20, defendant received from the government a four page report. The first page was entitled “Re: Receipt of DNA Analysis Results.” It reported that FBI Examiner Baechtel had examined two semen samples and blood samples of a number of correctional officers and inmates; that one semen sample lacked enough DNA to show a DNA profile; that the other sample revealed DNA contributed by more than one person, and that the blood samples of defendant and another officer did not exclude them as potential contributors to the second DNA sample. It also noted that Baechtel explained that these results “were not as detail [sic] as would be his court testimony on the results of his findings.”

There was added a brief discussion of two tests performed on the second sample *155 showing that defendant’s DNA pattern, though less detectible than his fellow officer’s, “could be picked up slightly in the sample.” Other pages listed the items examined, gave instructions for storing returned processed DNA samples, and reported Baechtel’s findings concerning the extremely low probability of finding someone in the general Black, Caucasian, or Hispanic populations who could have been a contributor to the examined sample.

Not content with this, defendant filed, on October 28, a request for complete reports and any expert testimony to be presented by the government. The motion was granted on October 30. On November 2, the government filed responses to a number of discovery motions. Its response to the two requests noted above was simply, “The requested information has been made available in the discovery previously provided on October 20, 1998.”

On December 22, defendant filed a “motion in limine,” referring in part to the Rule 16 motions, asserting that they had not been complied with, and requesting that any evidence of tests and expert testimony be excluded from the trial. On January 8, 1999, the government responded, saying only that defendant was in error in asserting that it had not complied with the early requests.

This response, predictably, led to a motion filed February 11, 1999, entitled, “Urgent Motion Requesting Remedy.” It rehearsed the familiar history, specifying the failure to supply a written summary of any expert opinion as well as test results, and requested that the government comply with the court’s orders within five days or be barred from using DNA evidence and testimony.

Nothing happened for almost three weeks. Then, on February 22, defendant’s counsel drafted the motion for funds that was filed, fifteen days later, on the first day of trial. A pre-trial conference was held on February 23. We do not know what, if any, mention was made of the motion for funds for a DNA expert for the defense. What we do know is that on the same day the court gave “further consideration” to defendant’s “urgent motion” and ordered the government to provide defendant with a written summary of FBI Examiner Baechtel’s testimony “forthwith.”

In the face of this deliberate command, and against this background, one would have thought that the government would have complied without delay or at least recorded its serious efforts. One would also have thought that, armed with this weapon, defendant would have wasted no time in invoking sanctions for delay. Instead, we face only silence on this issue for the next two weeks ending with the first day of trial. On that day, March 9, 1999, defendant no longer sought to suppress evidence and testimony as sanctions for failure of compliance, but rather, in a reversal of approach, requested his own expert. If the request had been granted, the recruitment of an expert, familiarizing such expert with the record, enabling new tests to be conducted and the resulting consultations with defendant’s attorney would necessarily have involved substantial delay.

What the district court faced on March 9, after attempting to give defendant maximum timely assistance, was the ex parte motion drafted two weeks earlier. It recited that defendant had retained counsel for $6,000, had no further resources, was indigent, and that a financial statement was being prepared. It also stated that “due to special circumstances of the [DNA] evidence, it has become necessary to dispute the same.” It then cited the Criminal Justice Act and requested an unspecified amount “for an investigator and an expert witness in DNA.”

In reviewing the court’s denial of the motion, we are mindful of the fact that the burden is on the movant to demonstrate the necessity of the expert services for an adequate defense, see United States v. Mateos-Sanchez, 864 F.2d 232, 240 (1st Cir.1988), and that we may reverse only *156 for abuse of discretion, see United States v. Manning, 79 F.3d 212, 218 (1st Cir.1996). Moreover, a request must be made in a timely manner. See Moore v. Kemp, 809 F.2d 702, 710 (11th Cir.1987)(en banc). In this case, it is clear that'the court was well within the bounds of its discretion. The very first hurdle, eligibility for Criminal Justice Act funds, was not even approached.

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Bluebook (online)
211 F.3d 153, 2000 WL 490762, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-algarin-de-jesus-ca1-2000.