SPOTTSWOOD W. ROBINSON, III, Circuit Judge:
This appeal, from convictions by a jury of first degree murder
and the unlicensed carrying of a dangerous weapon,
presents two questions for our consideration. The first is whether four writings, three purportedly authored by appellant, were sufficiently authenticated by their interrelated contents, the circumstances under which they were discovered, and a connecting note found on appellant’s person to qualify them for admission into evidence at his trial. The second is whether the Government adduced enough evidence of premeditation and deliberation by appellant in connection with the alleged homicide to support a verdict of first degree murder guilt.
We answer both questions in the affirmative, and accordingly affirm the convictions.
I
The Government’s case against appellant
featured two persons, Cornelius Hall, Jr., and Alfred Allen Brock, as eyewitnesses to the offensive events. These two, on March 13, 1967, first observed appellant and Matilda Glass, the deceased, as they alighted from an automobile and
momentarily embraced. Suddenly appellant fired a shot, and Mrs. Glass screamed
and fled the arms of her companion. He gave chase with a drawn revolver, and a short distance away she fell face forward.
There appellant grabbed her, turned her over on her back, and at pointblank range fired two or three shots at her.
The two witnesses rushed to seek assistance, hearing another shot as they left. They tried but were unable to locate a policeman, and soon came back to the scene to find appellant, revolver in hand, kneeling beside his victim. With even greater dispatch they again left in an effort to obtain aid, and this time succeeded in arranging a telephone call to the police. When they returned once more, police officers were there, and an assessment of the gruesome details was begun.
Mrs. Glass, struck by three bullets, either then was dead or died very shortly thereafter.
Lying wounded nearby was appellant,
a revolver under his right hand containing five expended cartridges and one that was live. Appellant was removed to a hospital, where seven more live cartridges were discovered in a pocket of his trousers.
Found also, beside Mrs. Glass’ body, was an envelope bearing these notations i
From Alexander Sutton to daughter, Frances D. Sutton, JA 26671. Wife, Birdie Mai Sutton, 587-2456. Call them at once. Fort Lauderdale, Florida. My mother JA 22779.
Inside the envelope were four notes, three of which were received in evidence.
The lengthiest of the three
notes mentioned difficulties between the writer and “Matilda,”
and indicated plainly enough that an ominous event was about to occur.
This note also detailed dispositions of personal estate the writer desired to make, and designated relatives of the writer by names and telephone numbers identical to those appearing on the envelope.
These features pointed to appellant as the penman, in a degree which was later to be judicially gauged. Another writing placed in evidence, also purportedly written by appellant, began with the words “[r]ead this other note,” and identified one “Arthur” as the party who had “carr[ied] her home Sunday night.”
The third writing received, clearly not appellant’s creation, was an amorous note ostensibly from “Arthur” to an unnamed addressee.
There was, at the hospital to which appellant had been removed, another discovery which was to assume special importance at the trial. In the pocket of appellant’s trousers was still another note, also let into evidence, which, as read into the trial transcript,
was as follows:
Call Fort Lauderdale, Florida, JA 22779. Mother, Bessie Sutton, 587-2456. Wife, Birdie Neal Sutton. Daughter, Frances Sutton [more numbers] ,
The Government’s proffer of the envelope and the notes in evidence was strenuously resisted on the ground,
inter alia,
that they were not properly au
thentieated. The trial judge, after entertaining extensive argument by counsel, overruled the objection and allowed the prosecutor to read the envelope’s inscription and three of the notes to the jury.
The judge also denied appellant’s motion for a judgment of acquittal, presented at the conclusion of the Government’s case in chief, and appellant then proceeded with his defense.
A witness, James Arthur Sewell,
told of two conversations with the deceased in which she evinced a desire to arm herself with a gun.
Appellant took the witness stand himself to relate the version of the affair that follows. He commenced living with the deceased in February, 1966, but toward the end of the year the romance soured when he came across the love letter from Arthur.
He purchased a gun — the murder weapon, it developed — and ammunition for it in February, 1967; that gun, and one belonging to the deceased, resided in a dresser drawer in the apartment they occupied.
The relationship became stormy when, shortly prior to her death, the deceased locked appellant out of the apartment and took a shot at him as he forcibly reentered.
That incident landed the parties in court,
but nonetheless they continued to live together.
Continuing, appellant testified that on the night of March 13 — the fatal date— there was a quarrel at the apartment. She threatened to “fix” him, and started to the bedroom. Fearing that she would get and perhaps use his gun, appellant himself took the gun, which he pocketed along with some cartridges and the envelope containing the notes, and left the apartment, only to be followed by her. Outside, she reached into his pocket for the gun, and in the tussle that ensued he was shot in the chest.
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SPOTTSWOOD W. ROBINSON, III, Circuit Judge:
This appeal, from convictions by a jury of first degree murder
and the unlicensed carrying of a dangerous weapon,
presents two questions for our consideration. The first is whether four writings, three purportedly authored by appellant, were sufficiently authenticated by their interrelated contents, the circumstances under which they were discovered, and a connecting note found on appellant’s person to qualify them for admission into evidence at his trial. The second is whether the Government adduced enough evidence of premeditation and deliberation by appellant in connection with the alleged homicide to support a verdict of first degree murder guilt.
We answer both questions in the affirmative, and accordingly affirm the convictions.
I
The Government’s case against appellant
featured two persons, Cornelius Hall, Jr., and Alfred Allen Brock, as eyewitnesses to the offensive events. These two, on March 13, 1967, first observed appellant and Matilda Glass, the deceased, as they alighted from an automobile and
momentarily embraced. Suddenly appellant fired a shot, and Mrs. Glass screamed
and fled the arms of her companion. He gave chase with a drawn revolver, and a short distance away she fell face forward.
There appellant grabbed her, turned her over on her back, and at pointblank range fired two or three shots at her.
The two witnesses rushed to seek assistance, hearing another shot as they left. They tried but were unable to locate a policeman, and soon came back to the scene to find appellant, revolver in hand, kneeling beside his victim. With even greater dispatch they again left in an effort to obtain aid, and this time succeeded in arranging a telephone call to the police. When they returned once more, police officers were there, and an assessment of the gruesome details was begun.
Mrs. Glass, struck by three bullets, either then was dead or died very shortly thereafter.
Lying wounded nearby was appellant,
a revolver under his right hand containing five expended cartridges and one that was live. Appellant was removed to a hospital, where seven more live cartridges were discovered in a pocket of his trousers.
Found also, beside Mrs. Glass’ body, was an envelope bearing these notations i
From Alexander Sutton to daughter, Frances D. Sutton, JA 26671. Wife, Birdie Mai Sutton, 587-2456. Call them at once. Fort Lauderdale, Florida. My mother JA 22779.
Inside the envelope were four notes, three of which were received in evidence.
The lengthiest of the three
notes mentioned difficulties between the writer and “Matilda,”
and indicated plainly enough that an ominous event was about to occur.
This note also detailed dispositions of personal estate the writer desired to make, and designated relatives of the writer by names and telephone numbers identical to those appearing on the envelope.
These features pointed to appellant as the penman, in a degree which was later to be judicially gauged. Another writing placed in evidence, also purportedly written by appellant, began with the words “[r]ead this other note,” and identified one “Arthur” as the party who had “carr[ied] her home Sunday night.”
The third writing received, clearly not appellant’s creation, was an amorous note ostensibly from “Arthur” to an unnamed addressee.
There was, at the hospital to which appellant had been removed, another discovery which was to assume special importance at the trial. In the pocket of appellant’s trousers was still another note, also let into evidence, which, as read into the trial transcript,
was as follows:
Call Fort Lauderdale, Florida, JA 22779. Mother, Bessie Sutton, 587-2456. Wife, Birdie Neal Sutton. Daughter, Frances Sutton [more numbers] ,
The Government’s proffer of the envelope and the notes in evidence was strenuously resisted on the ground,
inter alia,
that they were not properly au
thentieated. The trial judge, after entertaining extensive argument by counsel, overruled the objection and allowed the prosecutor to read the envelope’s inscription and three of the notes to the jury.
The judge also denied appellant’s motion for a judgment of acquittal, presented at the conclusion of the Government’s case in chief, and appellant then proceeded with his defense.
A witness, James Arthur Sewell,
told of two conversations with the deceased in which she evinced a desire to arm herself with a gun.
Appellant took the witness stand himself to relate the version of the affair that follows. He commenced living with the deceased in February, 1966, but toward the end of the year the romance soured when he came across the love letter from Arthur.
He purchased a gun — the murder weapon, it developed — and ammunition for it in February, 1967; that gun, and one belonging to the deceased, resided in a dresser drawer in the apartment they occupied.
The relationship became stormy when, shortly prior to her death, the deceased locked appellant out of the apartment and took a shot at him as he forcibly reentered.
That incident landed the parties in court,
but nonetheless they continued to live together.
Continuing, appellant testified that on the night of March 13 — the fatal date— there was a quarrel at the apartment. She threatened to “fix” him, and started to the bedroom. Fearing that she would get and perhaps use his gun, appellant himself took the gun, which he pocketed along with some cartridges and the envelope containing the notes, and left the apartment, only to be followed by her. Outside, she reached into his pocket for the gun, and in the tussle that ensued he was shot in the chest. He had no recollection of ever taking the gun from her, or of the manner in which she was shot.
The jury, as we have stated, returned verdicts finding appellant guilty of murder in the first degree and carrying a dangerous weapon. The jury could not, however, agree on the punishment to be imposed on the murder conviction. The trial judge sentenced appellant to life imprisonment on that conviction,
and to a concurrent one-year term of imprisonment on the other. This appeal followed.
II
Ordinarily, documentary evidence possesses no self-authenticating powers;
unaided by an operable presumption, its reliability is not automatically assumed. The legal requirement obtaining in normal contexts is that its genuineness be shown independently before it is accepted as proof.
The contention is vigorously pressed upon us that the communications purportedly written by appellant and “Arthur” were not sufficiently authenticated prior to their submission for consideration by the jury. Our scrutiny of the record in the light
of the authorities leads us to conclude that the writings were properly received in evidence.
Indubitably, the sufficiency of a showing of authenticity of a document sought to be introduced into evidence is a matter residing in the sound discretion of the trial judge.
As is always true with discretionary exercises, there are discernible limits which judges must not transcend, but the judge’s assessment of admissibility is vulnerable only if the error is clear.
The applicable test to determine error is not whether the evidence of genuineness induces a belief beyond a reasonable doubt that the document is the handiwork of its alleged drafter, but whether, if it is uncontradicted, a reasonable mind might — though not necessarily would — fairly conclude favorably to the fact of authorship.
In the case at bar, the contents of the questioned notes, conjoined with the circumstances surrounding their discovery, fashioned an adequate basis for the ruling admitting them in evidence.
We abide fully the usual judicial concession “that the mere
contents of a written communication,
purporting to be a particular person’s, are of themselves not sufficient evidence of genuineness.”
Such a rule serves meaningfully as a protective device minimizing the occasion for fraud on the innocent and imposition on the courts. At the same time, we recognize the general proposition that authorship of writings may be shown by circumstantial evidence,
among the components of which the contents of the writing may play a significant role.
Circumstances beyond the four corners of a document may point with sufficient certitude to the person whose pen created it.
Moreover, “in special circumstances, where the contents reveal a
knowledge
or other trait peculiarly referable to a single person, * * the contents alone [may] suffice,”
and where a document, purportedly that of a particular person, makes reference to facts peculiarly known to him, the “manifest probabilities”
that the document is his permit a logical conclusion that in actuality he is in fact the composer.
The receipt of otherwise unauthentieated writings in evidence under such conditions adequately safeguards the policy considerations underlying the broad rule disfavoring authentication of writings solely on the basis of what they contain.
Ill
The situation before us is interlaced with artifacts pointing to appellant’s hand in the generation and placement of the questioned writings.
The envelope and the notes inside it were found beside the body of the deceased at the site of the macabre events that gave birth to the prosecution. The envelope bore the name of appellant as the addressor, and designated three persons, all described as close relatives, as the intended addressees.
Full names, including the surname “Sutton,” were supplied for two of the latter, as were telephone numbers for each of the three
Inscribed on the face of the envelope was the single entreaty “[c]all them at once.”
One of the envelope’s enclosures, beginning “[r]ead this other note,” named “Arthur” as the man who had taken “her” home on a Sunday night,
which could have been the night before the homicide.
Another, signed “Arthur,” contained enough to explain why someone— perhaps our appellant — might have become upset over “Arthur’s” affair with “her.”
A third note gave the names and telephone numbers of three persons, each with the surname “Sutton” and otherwise denominated kinfolk, and requested that they be contacted.
In names, telephone numbers and specifications of kinship, these designations matched exactly those appearing on the covering envelope.
Additionally, the latter note discussed intimate business and personal affairs which, if true,
would have been peculiarly within the writer’s knowledge. Included were references to the author’s difficulties with “Matilda,”
and expressions of despondency over the deterioration of his own relationship with her.
Included, too, were a summary statement of the status of the writer’s financial affairs, and the dispositions he desired of his worldly estate.
We do not suggest that appellant’s authorship of this note was sufficiently denoted to qualify it for admission simply on the basis that such matters would normally reside solely within appellant’s knowledge, for here there was no attempt by the Government to prove their accura
cy.
This shortcoming is overcome, however, by its other evidentiary virtues, particularly its clairvoyant qualities in terms of personal history that was yet to be made.
The writer forecasted portentous events. His words clearly contemplated suicide and probably murder as well. This latter thought is revealed not merely by the statement that “[n]ow we will both are in bad
shape,”
but is bolstered by the moribund mood permeating the note. Its tenor indicates an author who expected that his life would soon be terminated. It also suggests that the deceased’s conduct was the driving force to that end, and intimates that she too was doomed. These are thoughts uniquely within the mind of the one planning a murder-suicide, a deed which, as things eventuated, seemingly was partially accomplished. Appellant came to the death scene with a loaded gun and seven more live cartridges in his pocket. He fired several shots at the deceased at close range, and then wounded himself. These were facts of record at the time introduction of the note was sought. A jury could reasonably feel that only by irrationally defying the probabilities could one say that the author of the note was not describing the events later witnessed by Hall and Brock.
Not only were there these indicia of a connection between appellant and the interrelated documents at the scene, but further indication of such a nexus was supplied by another note found in appellant’s pocket after his admittance to the hospital. The probability of genuineness of that note is enhanced by its discovery in appellant’s possession, an unchallenged factor increasing the prospect that he was the scrivener.
And the note listed the same persons — by the same names, the same familial relationships, and in two instances the same telephone numbers — as were furnished by the writings beside the deceased’s body.
The documents found in the two locations bore obvious similarities in subject matter and style, and in common pled that the named relatives be called.
While the interrelation of all of the documents
was such that each tended to afford reassurance of the authenticity of the others, the. most important single welding agent was perhaps the in-pocket note. For it strengthened both the already close integration of the on-scene writings and their tie to appellant; indeed, the trial judge considered it to be the clinching item.
In our view, the aggregated circumstances forged such links between the questioned writings and appellant as reasonably to enable findings by the jury that he was a prior possessor of the note from “Arthur” and the author of the remainder. By the same token, we conclude that the trial judge did not exceed his authority in letting the writings in. Indeed, we applaud his identification and synthesis of the relevant factors, his sensitivity to the need for a firm circumstantial foundation for admission, and the caution with which he proceeded to his ruling. We hold that the disputed exhibits were properly accepted in evidence, and were entitled to such consideration as the jury was inclined to give them.
IV
Appellant posits disjunctively the insufficiency of the Government’s evidence on premeditation and deliberation to withstand a motion for a judgment of acquittal or to sustain a verdict of guilty as to the charge of first degree murder.
This, he maintains, is so whether or not the writings in controversy were to be placed on the evidentiary scale. Our conclusion favoring admission of the writings limits the present need, of course, to a consideration of the capabilities of the total proof at the time appellant’s challenge came forth.
The framework within which we examine disputes over the legal adequacy of evidence to support conviction has long since been decisionally constructed.
To be scrupulously honored is the distinction between the measure of proof which is required for submission of the charge to the jury and that which is necessary for conviction. “[I]n deciding whether to submit a case to the jury the trial judge must consider whether reasonable jurymen must necessarily have a reasonable doubt,” in which case a judgment of acquittal is directed, “or whether, on the other hand, the evidence was such that a reasonable mind might fairly have a reasonable doubt
or might not
have such doubt,”
in which event the submission is made. The standard remains unchanged when the judge scrutinizes the evidence after verdict of guilty and discharge of the jury to determine whether the accused is legally entitled to an acquittal.
Beyond these requirements,
“for the jury
to convict, it must,” of course, “be persuaded of the defendant’s guilt beyond a reasonable doubt.”
Thus the determinations on potential and actual convincing power of the evidence characterize the respective functions of judge and jury and confines each to its legitimate sphere.
Just what the Government had to prove, to establish prima facie those elements of first, degree murder, is a matter equally free from ambiguity.
Pre
meditation means “giving thought, before acting, to the idea of taking a human life and reaching a definite decision to kill. In short, premeditation is the formation of a specific intent to kill.”
And “ [deliberation * * * is consideration and reflection upon the preconceived design to kill; turning it over in the mind; giving it second .thought.”
Since appellant appropriately threw down the gauntlet when the Government rested its case in chief, it becomes our duty to determine whether the proofs as they then stood, unaided by those appellant subsequently offered, sufficed to discharge the Government’s burden.
Appellant’s attack concentrates on the testimony of Hall and Brock, the two who gave eyewitness accounts at .the trial. He contends that their version, necessarily covering only the span of events they observed, leaves no room for the essential findings. One could not reasonably say from what the two witnesses related, appellant urges, that he had given “thought, before acting, to the idea of taking a human life,”
or that he reached “a definite decision to kill”
or, assuming even a preconceived design to kill, that he had reflected upon it, “turning it over in [his] mind; giving it second thought.”
In the language of a past decision, “[t]here is nothing deliberate and premeditated,” we are told, “about a killing which is done within a second or two after the accused first thinks of doing it.”
Circumstances outside the eyewitness accounts, we are admonished, were too impotent to rectify the shortcomings of the direct testimony.
In our studied view, however, the jury, in appraising the Government’s evidence in chief in its entirety, was not obliged to take the eyewitnesses’ beginning observations as the starting point. The writings admitted in evidence argued the contrary and, we have already held, those writings could appropriately be weighed by the jury.
Now we examine .the writings for both the interpretation and the effect which the jury was at liberty to ascribe to them.
One of the writings spoke ruefully of the degeneration of appellant’s romance with the deceased to a condition that from his viewpoint was beyond redemption.
“Now we will both are in bad shape,” it read, “I have no other choice at all.”
The blame for this state of affairs, it continued, was the deceased’s —“I would not have done this but Matilda made me do this”
— a responsibility abetted, according ,to two other
notes, by “Arthur.”
It was fairly evident from appellant’s testamentary preparations that his suicide was about to be undertaken.
He supplied information as to the indebtedness owed him, named the intended objects of his earthly bounty, specified the dispositions he desired, and thrice requested that close relatives be contacted, furnishing their telephone numbers.
But no.t only was suicide suggested, but murder of the deceased as well. Why suicide unless there was to be murder — a question appellant seems to have answered himself. “Now we will both are in bad shape,”
he wrote, the deceased likely so by reason of plans in store for her, and as a prediction, the homicidal events bore him out. Moreover, the envelope containing the principal documentary data was placed beside the body of the victim, perhaps dramatically, and there was an interlinking note in a pocket of his trousers, perhaps for ready discovery.
So it was, as we have already stated,
that the writings, in both tone and substance, indicated that appellant had a murder-suicide in mind.
This became all the plainer as the last events in the deceased’s life began to unfold. Appellant brought her to the spot where they transpired, and also brought a revolver loaded with six live cartridges, and seven more live cartridges in his pocket.
Even while holding the deceased in his embrace, appellant fired a shot; when she broke away, he pursued her. When, a short distance away, she fell to the ground he rolled her over on her back, and fired away at pointblank range. Three bullets he pumped into her body, at places calculated to make death an unmistakable result.
Quite recently, in Belton v. United States,
we treated the instant problems in a factually similar situation. There the accused went to the apartment occupied by his estranged common-law wife and shot her six times as she lay in bed. The evidence did not reveal a specific motive for the killing, or any threats immediately prior to its occurrence. The claim there was that the time interval between the accused’s entry into the apartment and the shooting was too brief ,to permit affirmative findings on premeditation and deliberation.
We disagreed, and affirmed his first degree murder conviction. We pointed to evidence that the defendant and the deceased had constantly quarreled when they lived together, and that there had been a disagreement earlier on the date of the homicide. But for us, “[m]ore significant [was] the testimony that appellant entered the apartment with a loaded gun. This, in our opinion, permitted an inference that appellant arrived on the scene already possessed of a calmly planned and calculated intent to kill, and supported submission to the jury of the elements of premeditation and deliberation.”
We reach the same conclusion in the case at hand. We face no question as to the amplitude of time for appellant to meditate and deliberate;
the crux of the issue is whether the Government’s evidence, as to whether he did or did not, was such that “reasonable jurymen must necessarily have [had a reasonable] doubt.”
The evidence does not conjure up images consistent with a killing while in an “impulsive and senseless frenzy,”
nor do we deal with a seemingly motiveless killing.
There is the Government’s documentary evidence from which the jurors might reasonably have gleaned that the homicide was performed by a rejected suitor so despondent that he had decided to end his own life and that of his rejector as well.
There are, too, appellant’s carrying of the murder weapon .to the death scene, and the barbarous events that took place there. We cannot conclude that the jury could not find beyond a reasonable doubt such premeditation and deliberation as sustains the verdict finding appellant guilty of murder in the first degree.
Affirmed.