United States v. Alanis

88 F. App'x 15
CourtCourt of Appeals for the Fifth Circuit
DecidedFebruary 10, 2004
Docket02-21135
StatusUnpublished
Cited by4 cases

This text of 88 F. App'x 15 (United States v. Alanis) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Alanis, 88 F. App'x 15 (5th Cir. 2004).

Opinion

PER CURIAM. *

Sergio Alanis, a federal prisoner, appeals the district court’s dismissal of his § 2255 motion. He attacks his convictions and sentences on several grounds, including ineffective assistance of counsel, prosecutorial misconduct, and violations of Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000). We affirm in part, vacate in part, and remand to the district court for further factual development on Alanis’s ineffective-assistance-of-trial-counsel claim.

I. Background

In February 1999, a federal jury convicted Sergio Alanis of (1) conducting a continuing criminal enterprise (“CCE”), (2) two counts of aiding and abetting possession with intent to distribute marijuana, (3) money laundering, and (4) conspiracy to launder money. Later that spring, the district court sentenced him to, inter alia, 240 months in prison on each count and ordered that the sentences be served concurrently. In September 2001, after unsuccessfully appealing his convictions, Alanis filed a motion to vacate, set aside, or correct his sentence under 28 U.S.C. § 2255. The district court denied Alanis’s § 2255 motion without holding a hearing on any of his claims.

Following the district court’s refusal to grant Alanis a certificate of appealability (a “COA”), we granted Alanis a COA regarding the following issues: (1) whether his trial counsel rendered ineffective assistance by failing to file a motion to suppress the evidence obtained during the warrant-less search of Alanis’s house in light of David Pena-Garcia’s affidavit regarding that search; (2) whether his trial counsel’s alleged ineffectiveness concerning the Fourth Amendment claim suffices to overcome Alanis’s procedural default on that claim; (3) whether the sworn affidavit from Jose Garcia is newly discovered evidence that proves that the prosecution knowingly used perjured testimony at Alanis’s trial; (4) whether the district court should have conducted an evidentiary hearing to consider whether the prosecution knowingly used perjured testimony at Alanis’s trial; (5) whether Alanis’s convictions for aiding and abetting possession with intent to distribute marijuana are invalid under Apprendi because a drug quantity was not alleged in the indictment or submitted to the jury; and (6) whether his appellate counsel was ineffective for failing to raise the Apprendi issue on direct appeal.

II. Standard of Review

When considering a district court’s denial of a § 2255 motion, we review factual *17 findings for clear error and conclusions of law de novo. See United States v. Stricklin, 290 F.3d 748, 750 (5th Cir.2002). A district court’s conclusions regarding a claim of ineffective assistance of counsel involve mixed questions of law and fact, which we review de novo. See United States v. Bass, 310 F.3d 321, 325 (5th Cir.2002). Further, we review for abuse of discretion the district court’s decision not to hold a hearing. See United States v. Bartholomew, 974 F.2d 39, 41 (5th Cir. 1992).

III. Discussion

A. Trial Counsel’s Failure to Pursue the Fourth Amendment Claim

We granted a COA regarding whether Alanis’s trial counsel rendered ineffective assistance by failing to file a motion to suppress the evidence obtained during the warrantless search of Alanis’s house in light of David Pena-Garcia’s affidavit regarding that search. 1 To obtain relief on his ineffeetive-assistance-of-counsel claim, Alanis must show both that his counsel’s performance was deficient (i.e., that it “fell below an objective standard of reasonableness”) and that he was prejudiced by his counsel’s deficient performance. See Strickland v. Washington, 466 U.S. 668, 687-88, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). Regarding the first prong, we must be “highly deferential” when evaluating counsel’s performance; a strong presumption exists that the representation was reasonable. Id. at 689. “[T]he defendant must overcome the presumption that, under the circumstances, the challenged action might be considered sound trial strategy.” Id. (citation and internal quotation marks omitted). If Alanis shows that his counsel’s performance was deficient, he then must demonstrate prejudice. See id. at 691, 693-94. To do so, he “must show that there is a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different. A reasonable probability is a probability sufficient to undermine confidence in the outcome.” Id. at 694. Further, the Supreme Court has refined the prejudice inquiry in the context of ineffective-assistance claims based on counsel’s failure to file a motion to suppress:

Where defense counsel’s failure to litigate a Fourth Amendment claim competently is the principal allegation of ineffectiveness, the defendant must also prove that his Fourth Amendment claim is meritorious and that there is a reasonable probability that the verdict would have been different absent the excludable evidence in order to demonstrate actual prejudice.

Kimmelman v. Morrison, 477 U.S. 365, 375, 106 S.Ct. 2574, 91 L.Ed.2d 305 (1986).

At trial, a police officer testified that Pena-Gareia, Alanis’s father-in-law, informed the officer that he was in control of Alanis’s residence and verbally consented to a search of the premises, during which officers seized $40,970 in currency. But, when Alanis filed his § 2255 motion in the *18 district court, Aianis submitted a sworn, post-conviction affidavit from Pena-Garcia stating that he neither consented to the search nor informed the officer that he was in control of the premises. Aianis contends that his trial counsel rendered ineffective assistance because the lawyer failed to file a motion to suppress the evidence obtained during the warrantless search of Alanis’s house. He further asserts that his trial counsel was ineffective for failing to investigate the validity of that warrantless search.

“A defendant who alleges a failure to investigate on the part of his counsel must allege with specificity what the investigation would have revealed and how it would have altered the outcome of the trial.” United States v. Green, 882 F.2d 999, 1003 (5th Cir.1989). Although Aianis fails to allege specifically that Pena-Garcia was willing to testify on behalf of Aianis during a suppression hearing, we liberally construe the pleadings of those who proceed pro se. See Haines v. Kerner,

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88 F. App'x 15, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-alanis-ca5-2004.