United States v. Alan Simmons

343 F.3d 72, 2003 U.S. App. LEXIS 18189, 2003 WL 22048229
CourtCourt of Appeals for the Second Circuit
DecidedSeptember 3, 2003
DocketDocket 02-1172
StatusPublished
Cited by101 cases

This text of 343 F.3d 72 (United States v. Alan Simmons) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Alan Simmons, 343 F.3d 72, 2003 U.S. App. LEXIS 18189, 2003 WL 22048229 (2d Cir. 2003).

Opinion

GLEESON, United States District Judge.

Alan Simmons appeals from a judgment convicting him on his pleas of guilty to knowingly transporting a minor in foreign commerce for the purpose of engaging in illegal sexual conduct (Count One), and to using a minor to engage in sexually explicit conduct for the purpose of producing a videotape of the conduct (Count Two), in violation of 18 U.S.C. § 2423(a) and 18 U.S.C. § 2251(a), respectively. Simmons was sentenced principally to consecutive prison terms totaling 168 months, to be followed by three years of supervised release. He makes two arguments on appeal: (1) that the district court erred in upwardly departing to Criminal History Category IV based on Simmons’s record of *75 convictions in Canada; and (2) that the district court erred by imposing, as a condition of supervised release, a prohibition on the possession or viewing of any “pornographic material.”

Finding no merit in either of Simmons’s arguments on appeal, we affirm.

FACTS

A. The Offenses

In December of 1992, Simmons, who was then 41 years old, took a ski trip from his home in Ontario, Canada to Jay Peak in Vermont. He brought along his two sons, who were 9 and 12 years old, and 15-year-old B.B., whom Simmons had coached in a girls’ hockey league and whose mother Simmons had dated. Following an afternoon of skiing, the four ate dinner and retired to a hotel room to watch videos. Simmons prepared soft drinks for the children, who did not wake up until approximately noon the next day. This was unusual for B.B., who was an early riser. Although she noticed that she was tired, she did not suspect anything out of the ordinary.

Four years later, while executing a search warrant at Simmons’s home in connection with an alcohol and tobacco smuggling case, Canadian authorities seized a 38-minute videotape of Simmons sexually abusing an apparently unconscious adolescent female. The tape begins with the female lying prone on a bed, her sweatshirt pulled up to expose her breasts. Then Simmons is seen pulling down the girl’s sweatpants and manipulating her left leg several times to expose her genital area to the camera. The camera focuses in on the victim’s genital area, which Simmons can be seen touching with his fingers, his lips and his penis. The videotape concludes with Simmons masturbating and ejaculating onto the victim’s pubic hair. Throughout the videotape, the victim appears to be unconscious.

Date of Conviction Offense Sentence
7/29/71 Theft over $50 10 days
8/24/71 Possession of Stolen Property 3 months

Subsequent investigation revealed that the videotape was made in the Vermont hotel room in 1992, and that the victim was B.B. Another videotape seized by the Canadian authorities from Simmons’s home showed him engaging in various sexual acts with seemingly unconscious adult females. Several women who dated Simmons reported that they suffered blackouts after consuming drinks he prepared, and woke up hours later in sexually compromising positions.

On December 19, 1996, a federal grand jury in Vermont returned an indictment charging Simmons with transporting a minor in foreign commerce for the purpose of engaging in illegal sexual activity, in violation of 18 U.S.C. § 2423, and with sexual exploitation of a child, in violation of 18 U.S.C. § 2251(a). Simmons pled guilty to both counts on September 24, 2001, and he was sentenced on March 5, 2002.

B. The Sentencing

1. The Criminal History Calculation and Upward Departure

The presentence report (“PSR”) placed Simmons in Criminal History Category I despite his many prior convictions because they were all obtained in Canadian courts. See U.S.S.G. § 4A1.2(h). According to the PSR, Simmons’s criminal history consisted of the following convictions and sentences:

*76 6/14/72 Breaking and Entering 6 months
4/15/86 Possession of Unregistered Restricted Weapon $400 fine or 30 days
4/17/85 Breach of Recognizance 45 days
6/26/85 Assault Extortion 18 months 18 months Concurrent
12/20/96 Uttering Threats 15 days
5/7/97 Conspiracy of Unlawful Possession of Imported Goods 3 months
6/17/97 Possession of Child Pornography Sexual Assault Possession of Prohibited Weapon Careless Storage of Prohibited Weapon 2 years 1 year Consecutive 6 months Concurrent 1 month Concurrent

In its presentencing memorandum, the government sought an upward departure to Criminal History Category V, asserting that category to be the one Simmons would have been in had his convictions occurred in the United States. Simmons countered that there was no justification for an upward departure, and even if there were, a correct tally of points based on the foreign convictions would place Simmons in Criminal History Category III.

At the sentencing hearing on March 5, 2002, the district court first observed as follows: “As I understand it from the circuit what I have to do is go through each category and consider whether that category adequately reflects the seriousness of the defendant’s record.” (Tr. at 51.) 2 It further observed “that the convictions of the defendant in Canada are very similar to convictions here in this country.” (Id.) The appropriate criminal history category for sentencing, the court concluded, should be the category that would apply if the foreign convictions had occurred in the United States.

Addressing each of Simmons’s convictions separately, the district court chose not to consider the first three, which occurred in 1971 and 1972, because they were too old and would not be counted even if they had occurred in the United States. See U.S.S.G. § 4A1.2(e). The court accorded one criminal history point to the April 1985 conviction for possessing an unregistered restricted weapon. It declined to consider the 1985 conviction for “Breach of Recognizance.” Because there was no background information available for that charge, Simmons was given the “benefit of the doubt” as to its underlying facts. (Tr. at 53.)

The June 1985 convictions for assault and extortion, for which Simmons received concurrent 18-month sentences, were counted by the district court despite the absence of explanatory information about them in the PSR. Reasoning that “these seem to be offenses for which it’s not difficult to figure out what happened” (Id. at 54), the court accorded a total of three criminal history points to them.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

State v. Cortes
374 Or. 461 (Oregon Supreme Court, 2025)
United States v. Bullock
Second Circuit, 2025
M.G. v. Towns
S.D. New York, 2025
United States v. Valle
Second Circuit, 2024
United States v. Jimenez
Second Circuit, 2024
United States v. LaVancher
Second Circuit, 2023
People v. Gruis
California Court of Appeal, 2023
United States v. Kunz
68 F.4th 748 (Second Circuit, 2023)
United States v. Peterson
Second Circuit, 2023
Peoples v. Leon
63 F.4th 132 (Second Circuit, 2023)
United States v. Morse
Second Circuit, 2023
United States v. Hennelly
Second Circuit, 2022
United States v. Deverso
Second Circuit, 2022
United States v. Fountain
Second Circuit, 2021
United States v. Patrick W. Carlineo, Jr.
998 F.3d 533 (Second Circuit, 2021)
United States v. Rosario
Second Circuit, 2021
United States v. Christopher Abbate
970 F.3d 601 (Fifth Circuit, 2020)
United States v. Rubel
Second Circuit, 2020
United States v. Daryl Van Donk
961 F.3d 314 (Fourth Circuit, 2020)
United States v. Robinson
Second Circuit, 2020

Cite This Page — Counsel Stack

Bluebook (online)
343 F.3d 72, 2003 U.S. App. LEXIS 18189, 2003 WL 22048229, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-alan-simmons-ca2-2003.