UNITED STATES of America, Plaintiff-Appellee, v. Theodore Lawrence VAROZ, Defendant-Appellant

740 F.2d 772, 1984 U.S. App. LEXIS 20317
CourtCourt of Appeals for the Tenth Circuit
DecidedJuly 20, 1984
Docket83-1660
StatusPublished
Cited by19 cases

This text of 740 F.2d 772 (UNITED STATES of America, Plaintiff-Appellee, v. Theodore Lawrence VAROZ, Defendant-Appellant) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
UNITED STATES of America, Plaintiff-Appellee, v. Theodore Lawrence VAROZ, Defendant-Appellant, 740 F.2d 772, 1984 U.S. App. LEXIS 20317 (10th Cir. 1984).

Opinion

LOGAN, Circuit Judge.

Defendant Theodore Lawrence Varoz, a podiatrist, appeals from his conviction on eight counts of submitting false Medicare claims in violation of 42 U.S.C. § 1395nn(a)(l)(i). On appeal defendant challenges the sufficiency of the evidence to support each conviction. He also asserts that the trial court abused its discretion in permitting defendant to be cross-examined in two areas. Although we affirm three of the convictions, we review all the others despite the concurrent sentence doctrine because of the possible consequences of the convictions on parole eligibility and on civil litigation regarding defendant’s right to practice his profession.

I

The indictment against defendant contained twenty-five counts, all of which were identical except for the date of treatment, the name of the patient, and the amount of the claim. For example, Count II charged:

“On or about the 17th of April, 1980, in the State and District of New Mexico, the defendant THEODORE LAWRENCE VAROZ did knowingly and willfully make and cause to be made false statements and representations of material fact in application for payment under the terms of the Medicare Program, Sub-
chapter XVIII of the Social Security Act, 42 U.S.C. 1395 et seq., in that the defendant THEODORE LAWRENCE VAROZ submitted and caused to be submitted a Claim Form purporting to reflect charges in the amount of $783.15 for podiatric services and treatment rendered to patient Maria P. Hernandez, whereas in truth and fact, as the defendant then and there knew, said Claim Form was false in that the services and treatment were not rendered as described.
In violation of 42 U.S.C. 1395nn(a)(l)(i).”

The jury found defendant not guilty on thirteen counts and convicted him on eight counts: II, IX, X, XIV, XV, XIX, XXI, and XXII. The trial court declared a mistrial on the four counts on which the jury could not reach a verdict.

We agree with defendant that the indictment and instructions to the jury required the government to prove that defendant did not perform the services for which he billed the government. Whether services actually rendered were medically necessary was not an issue.

The eight counts on which defendant was convicted involved six patients. None of those patients testified at trial. The government’s evidence on the issue of whether defendant had actually performed the procedures for which he submitted claims was the expert testimony of another podiatrist, Dr. Morris Haas. Dr. Haas testified based upon his examination of x-rays, claim forms, and records introduced into evidence; he did not talk to or examine any of the patients. The government also introduced evidence showing that defendant was careless in keeping records and that patients often signed blank consent forms.

Due process requires that every conviction be supported by sufficient evidence. Jackson v. Virginia, 443 U.S. 307, 316, 99 S.Ct. 2781, 2787, 61 L.Ed.2d 560 (1979). Evidence is sufficient to support a criminaL-conviction if, taken in the light most favorable to the government, the fact-finder may find the defendant guilty be *775 yond a reasonable doubt. Id. at 316, 319, 99 S.Ct. at 2787, 2789. The evidence must be substantial; it must do more than raise a mere suspicion of guilt. If the evidence is consistent with both innocence and guilt it cannot support a conviction. United States v. Ortiz, 445 F.2d 1100, 1103 (10th Cir.), cert. denied, 404 U.S. 993, 92 S.Ct. 541, 30 L.Ed.2d 545 (1971).

An expert may give an opinion as to an ultimate issue. Fed.R.Evid. 704. The weight and credibility of expert testimony are matters for the jury. United States v. Coleman, 501 F.2d 342, 346 (10th Cir.1974). However, to sustain a conviction based on an expert’s opinion as to an ultimate issue we must be able to find that rational minds could have found beyond a reasonable doubt that such opinion was correct. See Nagell v. United States, 392 F.2d 934, 937 (5th Cir.1968). The expert’s testimony must be such that it “will assist the trier of fact to understand the evidence or to determine a fact in issue.” Fed.R. Evid. 702. The rules contemplate that the expert will give his opinion and “his reasons therefor.” Id. 705. Because the jury must weigh the expert’s testimony, the testimony must be accompanied by presentation of the facts and premises underlying the expert’s opinions and conclusions. United States v. Brawner, 471 F.2d 969, 994 (D.C.Cir.1972); see also United States v. Julian, 440 F.2d 779, 780 (9th Cir.1971) (jury may disregard psychiatrist's testimony after weighing the facts upon which he based his diagnosis); Holm v. United States, 325 F.2d 44, 46-47 (9th Cir.1963). With that in mind we review the evidence presented through the government’s expert.

Count II

Count II charged that defendant submitted a claim for services not actually rendered to Maria Hernandez. The government introduced a claim for an osteotomy performed on April 17, 1980, for angular correction shortening on the third and fourth metatarsal bases of Ms. Hernandez’ right foot. R. II, 97-98. The prosecution introduced another claim for the same procedures performed on January 31, 1980, and an entry from Ms. Hernandez’ chart for that date stating “very successful surgery” and referring to an “op report.” R. II, 98-99. Dr. Haas said that he had not been able to find an operative report for the January procedure. R. II, 99. The following exchange then took place between the prosecutor and Dr. Haas:

“Q. [prosecutor] You told us in the medical chart of ‘very successful surgery.’ In your professional medical opinion, do you know of any reason why the procedure would have been repeated on the 17th of April, 1980?
A. [Dr. Haas] I do not.
Q. Could it have been repeated on the 17th of April if it was done as indicated on the 31st of January?
A. The word ‘could,’ sir, brings to mind what could, could not — Yes, it could.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Parker v. Wal-Mart Stores, Inc.
267 F.R.D. 373 (D. Kansas, 2010)
Collazo-Santiago v. Toyota Motor Corp.
957 F. Supp. 349 (D. Puerto Rico, 1997)
Collazo v. Condado Plaza Hotel
941 F. Supp. 16 (D. Puerto Rico, 1996)
United States v. Reveles
41 M.J. 388 (Court of Appeals for the Armed Forces, 1995)
People v. Sallis
857 P.2d 572 (Colorado Court of Appeals, 1993)
United States v. Vincent Edward Brown
996 F.2d 1049 (Tenth Circuit, 1993)
Arthur Michael Newman v. United States
817 F.2d 635 (Tenth Circuit, 1987)
United States v. Phillip Troutman
814 F.2d 1428 (Tenth Circuit, 1987)
United States v. Kurt Vreeken and Fred R. Vreeken
803 F.2d 1085 (Tenth Circuit, 1986)
United States v. James L. Price
795 F.2d 61 (Tenth Circuit, 1986)

Cite This Page — Counsel Stack

Bluebook (online)
740 F.2d 772, 1984 U.S. App. LEXIS 20317, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-of-america-plaintiff-appellee-v-theodore-lawrence-varoz-ca10-1984.