UNITED STATES of America, Plaintiff-Appellee, v. John Timothy PIERSON, Defendant-Appellant

121 F.3d 560
CourtCourt of Appeals for the Ninth Circuit
DecidedNovember 3, 1997
Docket95-30185
StatusPublished
Cited by9 cases

This text of 121 F.3d 560 (UNITED STATES of America, Plaintiff-Appellee, v. John Timothy PIERSON, Defendant-Appellant) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
UNITED STATES of America, Plaintiff-Appellee, v. John Timothy PIERSON, Defendant-Appellant, 121 F.3d 560 (9th Cir. 1997).

Opinion

DAVID R. THOMPSON, Circuit Judge.

John Timothy Pierson appeals his jury conviction and sentence for one count of conspiring to distribute cocaine in violation of 21 U.S.C. §§ 841(a)(1) and 846, and two counts of using a communication facility in the commission of a drug trafficking offense in violation of 21 U.S.C. § 843(b). He contends that (1) the district court abused its discretion by admitting at trial a co-conspirator’s testimony that the co-conspirator’s family received anonymous threats of physical harm after the co-conspirator was arrested, and (2) the district court erroneously concluded at sentencing that it did not have the legal authority to grant a downward departure for aberrant behavior. We have jurisdiction under 28 U.S.C. § 1291 and 18 U.S.C. § 3742 and we affirm.

FACTS

From at least April 1993 through December 1993, Pierson participated in an ongoing conspiracy to distribute cocaine for members of the Colombian Cali Cartel. He organized and managed a trucking company which transported multi-kilogram loads of cocaine from the Los Angeles, California area to the Seattle, Washington area, and from the Seattle area to the New Jersey/New York area.

Pierson and his business partner Gunnar Rooth started a commercial trucking venture in 1992 called Multi-Freight Services Trucking (MFS) which hauled produce from Anchorage to Fairbanks, Aaska. In early 1993, Pierson told Frank Plunk, a former business associate, that he was interested in expanding his trucking operation and was looking for financing. Pierson was aware that Plunk had been involved in selling drugs for several years. When Plunk arranged for Pierson to meet Richard Janis, an acquaintance of Plunk’s who expressed interest in financing the expansion of MFS, Pierson attended the meeting in Seattle.

Janis and the people who worked for him were cocaine distributors for the Cali Cartel. At their meeting in Seattle, Janis told Pier-son that he was looking for someone to haul “produce” from California to New Jersey. He offered to finance the project including the purchase of trucks and procurement of warehouses in the Los Angeles, Seattle, and New York areas. Janis asked Pierson to prepare a cost estimate. He told Pierson that if he accepted the proposal, he would have to pay Pierson in cash. Pierson did not *562 have a problem with that. Pierson was to be paid approximately $300 per kilogram of cocaine transported.

Pierson did not tell his partner Rooth the whole truth about Janis or the scope of the trucking project. Instead, he told Rooth that another trucking company with whom MFS had previously conducted business was involved in the financing and would need to pay MFS in cash because it was selling some of its old equipment and had a cash surplus.

Within a -week, Pierson and Rooth researched the costs of operating a trucking distribution route in “the lower 48” and submitted a formal proposal to Plunk who faxed it to Janis. The proposal stated they needed $300,000 to get their trucking project underway. Within another week, Plunk called Pierson and told him that Janis had accepted the proposal.

On May 8, 1993, Pierson received $56,000 in cash from Janis through Plunk. Shortly thereafter, Pierson flew to Seattle, Los Angeles, and New York City to buy trucks and obtain warehouses needed for the trucking venture. Pierson also hired several truck drivers, arranged to get the necessary shipping permits, and subscribed to a paging service. While in New York, one of Janis’s employees came to Pierson’s hotel and dropped off a briefcase or duffel bag containing $76,000 in cash. MFS received large cash payments on several other occasions. Pierson personally brought all of the money to the MFS office.

Carlos Serrato worked for the branch of the cocaine organization responsible for transporting the cocaine from the West Coast to the East Coast of the United States. In July 1993, Pierson met Serrato and three other men in Los Angeles and drove them to a nearby warehouse. He told them he had rented the warehouse for the purpose of loading his commercial trucks with boxes of produce which would also contain cocaine. Pierson then escorted Serrato and the others to a house where he showed them a box containing a vacuum-sealing machine which was to be used to vacuum-seal bags of cocaine to avoid detection by drug-sniffing dogs. Pierson gave the machine to Serrato.

A few days later, Pierson gave Serrato the keys to the warehouse and informed him that he would be in charge of opening and closing the warehouse. Pierson instructed Serrato on how to pack the boxes that would be filled with both vegetables and cocaine to avoid detection of the cocaine. He also explained how to make the warehouse operation appear legitimate to outsiders.

Soon after, Pierson traveled to the Seattle area and New Jersey with Serrato’s boss, Tony Fonnegra, and showed Fonnegra the warehouses and arrangements he had set up in those places.

In late summer of 1993, Pierson organized a “practice” run. An MFS truck transported boxes containing only produce from Los Angeles to Seattle. Pierson then organized the first truck delivery containing cocaine. The truck departed from the Los Angeles area warehouse on September 7,1993, and arrived in the Seattle area warehouse two days later. It continued on to East Rutherford, New Jersey. The truck transported eight boxes, six of which contained cocaine.

In October and November of 1993, MFS trucks made four or five more trips from the Los Angeles area warehouse, to the Seattle area warehouse and then to the New Jersey warehouse. Each truck contained between 200 and 250 kilograms of cocaine. On each occasion, Pierson was in regular contact with the drivers and supervised their actions.

Just as the cartel was planning to expand Pierson’s cocaine trucking operation to Houston, Texas, law enforcement officers arrested Pierson, Serrato and Plunk. Other cartel members escaped to Colombia.

At Pierson’s trial, Serrato testified as a government witness. Over Pierson’s objection, the court admitted Serrato’s testimony that his family had received anonymous threats after his arrest. Pierson was convicted, sentenced, and this appeal followed.

DISCUSSION

A. Evidence of Threats to Serrato’s Family

Pierson contends the district court abused its discretion by admitting government witness Serrato’s testimony that his *563 family received anonymous threats of physical harm after he was arrested. Pierson contends this testimony violated Federal Rules of Evidence 402, 403, 404(b) and 901, and rendered his trial fundamentally unfair.

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121 F.3d 560, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-of-america-plaintiff-appellee-v-john-timothy-pierson-ca9-1997.