United States ex rel. Steinmetz v. Allen

22 App. D.C. 56, 1903 U.S. App. LEXIS 5512
CourtCourt of Appeals for the D.C. Circuit
DecidedMay 5, 1903
DocketNo. 1272
StatusPublished
Cited by2 cases

This text of 22 App. D.C. 56 (United States ex rel. Steinmetz v. Allen) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States ex rel. Steinmetz v. Allen, 22 App. D.C. 56, 1903 U.S. App. LEXIS 5512 (D.C. Cir. 1903).

Opinion

Mr. Chief Justice Alvey

delivered the opinion of the Court:

This appeal is from a judgment of the supreme court of this District dismissing the petition of the appellant for a writ of mandamus against the Commissioner of Patents, requiring him to direct the primary examiner in the Patent Office to forward to the board of examiners-in-chief an appeal prayed for in the matter of the application for a patent pending in said office, relating to improvements in motor meters.

It is shown by the petition and answer to the rule prayed thereon, that on the 21st day of November, 1896, the appellant filed in the Patent Office an application for a patent for his invention of new and useful improvements in motor meters. This application contained, and still contains, thirteen claims that relate to the alleged invention. Of these several claims, 1 to 6, inclusive, are directed to the novel method or process involved in the working of the invention; and claims I to 13, [58]*58inclusive, are directed to the novel means or apparatus by which such method is carried into practice.

This application was in charge of a primary examiner of the office for examination, and on the 9th day of October, 1899, this primary examiner wrote to the appellant in regard to his application, requiring division, under rule 41 of the office, between the process claims and the apparatus claims, before further action would be taken in respect to the merits of the claims. On December 15, 1899, the appellant asked that his process claims be placed in interference with claims in a patent issued to one Duncan. In his letter the appellant said: “It is therefore requested that the requirement for division be waived for the present, in order that an interference with the patent to Duncan above referred to may be declared.”

In reply to this request of the appellant, the examiner informed the appellant, by letter of January 2, 1900, that “pending the determination of the interference, applicant may retain the method and apparatus claims in the case, but the acceptance of an interference on one of the method claims will be held by the office to be an election of the prosecution of the method claims, and further prosecution of the apparatus claims in this application will not be permitted.”

To this letter of the examiner the appellant, by letter of January 19, 1900, replied that “it is respectfully requested that the interference with the Duncan patent, No. 604,464, be declared as soon as possible.”

The interference was thereupon declared February 1, 1900, and decision therein was in favor of the appellant and against Duncan. It was after that decision that the examiner wrote to the appellant the letter of May 15, 1900, in which he said: “In accordance with office letter of January 2, 1900, applicant is required to cancel from this case all claims except those for the method.”

After this, that is to say, on July 16,1900, the appellant asked for a reconsideration of this action of the office, but the examiner repeated the action, and refused to act upon the merits of the [59]*59application until the division was made in accordance with the requirement.

The appellant then, that is, on August 4, 1900, filed what purported to be an appeal to the examiners-in-chief from the alleged rejection of his apparatus claims. But this appeal the examiner refused to answer and forward, because, as he contended, no appeal in such state of case to the examiners-in-chief was authorized. Whereupon, on August 20, 1900, the appellant petitioned the Commissioner of Patents to direct the examiner to answer and forward the appeal, but this application was denied by the Assistant Commissioner, who, in his opinion, said that “it has been the practice for the past thirty years to treat the question not as one of merits and appealable to the examiners-in-chief, but as a proper matter for petition to the Commissioner. I see no reason for overturning this practice.” On the 10th day of January, 1902, a like petition was presented to the present Commissioner of Patents, the respondent herein, and on the Tth' day of February, 1902, such petition was likewise denied. In the opinion of the Commissioner of Patents, denying this application, he said: “The requirement for division is clearly a matter of form, and not involving the merits of the claims, since the claims may be, and in the present case are, regarded as allowable. The examiner has not refused to grant a patent to this applicant upon any of the claims presented, but has merely required that they be included in two patents instead of one. It is a question of procedure or of the manner of securing the protection which is in controversy, and not the right of the applicant to a patent upon any of the claims presented.

“The examiner was right in taking the position that the question involved is not appealable to the examiners-in-chief; and although it is a general rule of law that the appellate tribunal is the one to determine whether or not it has jurisdiction when an appeal is taken to it, it is not considered necessary in the office practice to follow that practice strictly, since the Commissioner is the head of the office, and has the final decision upon all questions arising within it, and may settle questions of this kind upon [60]*60direct petition. The examiner’s decision upon the question whether or not an appeal to the examiners-in-chief is regular and proper is not final, since it may be reviewed by the Commissioner upon petition, but he has authority to pass upon the question in the first instance.”

The appellant, regarding the action of the primary examiner as an adverse decision of his right to a patent, and as a rejection of his application, on the 28th day of February, 1902, applied by petition directly to the board of examiners-in-chief to take jurisdiction of his appeal; but this petition was, on the 6th of March, 1902, also denied, on the ground that the examiners-in-chief could not, under the rules of the Patent Office, revise and determine the validity of the action of the primary examiner, without the latter’s answer to the appeal, and, further, because of the previous action of the Commissioner of Patents in the premises.

Upon these proceedings in the Patent Office, the appellant applied to the court below for a mandamus to the Commissioner of Patents, requiring the latter to order and direct the primary examiner to answer and forward the appellant’s appeal to the examiners-in-chief, to the end that said examiners-in-chief may review the action of said primary examiner in the premises. A rule was laid and the Commissioner answered.

The respondent, the Commissioner of Patents, in answering the petition for the writ, denied and controverted the ground upon which the writ was sought; and, in his answer, he referred to the provisions of the statute law upon the subject, and to the various rules of practice of the Patent Office, whereby he claims and insists that the proceedings in the Patent Office in all respects conformed to, and were in strict compliance with, the provisions of the statute law upon the subject, and with the rules of practice made in pursuance of the statute; and therefore, as he contends, there is no ground whatever for the issuance of the writ. The appellant moved for the writ, notwithstanding tho matter contained in the answer; and the court, upon hearing, concurred in the views that prevailed in the Patent Office, and [61]

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Cite This Page — Counsel Stack

Bluebook (online)
22 App. D.C. 56, 1903 U.S. App. LEXIS 5512, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-ex-rel-steinmetz-v-allen-cadc-1903.