United States ex rel. Lawrence v. Fay

222 F. Supp. 604, 1963 U.S. Dist. LEXIS 6634
CourtDistrict Court, S.D. New York
DecidedOctober 10, 1963
StatusPublished
Cited by1 cases

This text of 222 F. Supp. 604 (United States ex rel. Lawrence v. Fay) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States ex rel. Lawrence v. Fay, 222 F. Supp. 604, 1963 U.S. Dist. LEXIS 6634 (S.D.N.Y. 1963).

Opinion

FREDERICK van PELT BRYAN, District Judge.

Petitioner Lawrence, a prisoner in Green Haven State Prison at Storm-ville, New York, is serving a sentence of five to ten years as a multiple felony offender after he was convicted of burglary in the County Court of Queens County, New York, in 1954. He was sentenced as a multiple offender upon an information, charging two prior felony convictions, one in California and one in New York.1

He applies to this court for a writ of habeas corpus upon the ground that his prior felony conviction in 1949 in California was void because he was not represented by counsel or apprised of his right to such representation in the California criminal proceedings.

[606]*606In People v. McCullough, 300 N. Y. 107, 89 N.E.2d 901 (1949), cert. den. 339 U.S. 924, 70 S.Ct. 615, 94 L.Ed. 1346 (1950), the New York Court of Appeals held that the writ of error coram nobis is the appropriate remedy to set aside a judgment obtained in violation of a defendant’s constitutional rights but that the writ is not available in New York to attack a judgment rendered in another jurisdiction. Since then resort to the federal courts, in the first instance, has been considered appropriate in situations such as we have here. See, e. g., United States ex rel. LaNear v. La Vallee, 306 F.2d 417 (2 Cir. 1962); United States ex rel. Savini v. Jackson, 250 F.2d 349 (2 Cir. 1957); United States ex rel. Smith v. Jackson, 234 F.2d 742 (2 Cir. 1956). This is for the reason that “Where state law is settled against examination * * * state remedies are considered exhausted. It would serve no purpose whatever to require the appellant to go through * * * useless and time-consuming motions * *

United States ex rel. Tucker v. Donovan, 321 F.2d 114 (2 Cir. 1963).

Quite recently, however, there has been an attempt to devise an appropriate remedy in the New York State courts applicable where attack is made on the validity of an out of state conviction on which a multiple offender sentence is based. See People v. Wilson, 18 A.D.2d 424, 239 N.Y.S.2d 900 (1st Dept. 1963), leave to appeal granted May 31, 1963 (Fuld, J.). Thus the question of exhaustion of remedies in such a situation is no longer as easily resolved as it formerly was. However, though it would be eminently more sensible for the New York courts to deal with these cases in the first instance, People v. McCullough, supra, is still the last pronouncement of the highest court of the state on the subject and is likely to remain so until petitioner’s ten year sentence expires in 1964. For that reason, as a practical matter and in the interests of justice, though with some reluctance, I deem it appropriate, in the exercise of my discretion, to pass on the merits of the petition here despite the fact that the validity of the California conviction was never questioned in the state courts.2 See, generally, Fay v. Noia, 372 U.S. 391, 83 S.Ct. 822, 9 L.Ed. 2d 837 (1963).

Petitioner’s California conviction was based upon a plea of guilty to charges of burglary and forgery entered by him in the Superior Court for San Diego County, without counsel on July 7, 1949. His petition for habeas corpus alleges that “he was not represented by counsel and was never at any stage of the proceedings against him advised of his right to counsel.” In opposition the respondent submitted, among other material, the stenographic transcript of a preliminary hearing in the Municipal Court of the City of San Diego which showed on its face that petitioner had specifically been advised of his right to counsel and had stated that he did not intend to get a lawyer. Petitioner then submitted a “traverse” in which he changed the theory of his petition. He now claims that although he was, in fact, advised of his right to counsel, he did not intelligently waive that right. He contends that,

“The San Diago [sic] Court, whether through inadvertence or design, left this relator to believe that the only counsel he was entitled to was that which he was able to engage himself, and the accused defendant not being able to employ any counsel answered that he did not want counsel.
“It cannot be presumed that the defendant, in the California proceedings, intelligently waived his right to counsel * * * .”
[607]*607He adds by way of explanation,
“ * * * Your deponent says that he having never been inculpated prior to this time he did not know that a lawyer would be assigned to him free of charge by the court if the petitioner had answered that he wanted a lawyer. And, the Court at no time allowed the defendant to know that such was the case. . Further, the relator did not know what useful purpose could be served by counsel, at that stage, since he never decrided [sic] his guilt.”

Johnson v. Zerbst, 304 U.S. 458, 58 S.Ct. 1019, 82 L.Ed. 1461 (1938) holds that, in the federal courts under the Sixth Amendment, “counsel must be provided for defendants unable to employ counsel unless the right is competently and intelligently waived.” Gideon v. Wainwright, 372 U.S. 335, 340, 83 S.Ct. 792, 9 L.Ed.2d 799 (1963). Gideon v. Wainwright holds that the Fourteenth Amendment extends this right to defendants in state courts as well. Thus petitioner’s contentions plainly raise a federal question.

In opposition to the petition respondent has submitted the docket transcript of petitioner’s first appearance in the San Diego Municipal Court on May 11, 1949; the stenographic minutes of a preliminary hearing before Judge Smith of that court on June 20, 1949; the minutes of petitioner’s arraignment in the Superior Court for San Diego County; and two affidavits from Judge Glen of that court, before whom petitioner was arraigned and pleaded guilty.

Petitioner does not challenge this record. He merely asks the court to draw inferences from it which would establish his contentions. Respondent, on the other hand, urges that no such inferences can be drawn and that the record viewed in its entirety establishes the petitioner’s claim is devoid of merit.

The pertinent portions of the California record show the following:

On May 11, 1949, one day after a warrant for his arrest had issued, petitioner appeared in the California courts for the first time on the charges in question. He was twenty-two years old at the time and had never been in trouble before. The San Diego Municipal Court docket states, among other things, that he was informed on May 11th, “of his right to counsel at all stages of this proceeding.” Bail was fixed at $1,000 and a preliminary hearing was set down for June 20, 1949.

There is a reporter’s transcript of the hearing held on June 20th for the purpose of determining whether there was probable cause to believe that a crime had been committed.

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United States Ex Rel. Brown v. Warden, Green Haven Prison
231 F. Supp. 179 (S.D. New York, 1964)

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Bluebook (online)
222 F. Supp. 604, 1963 U.S. Dist. LEXIS 6634, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-ex-rel-lawrence-v-fay-nysd-1963.