United States Ex Rel. Century National Bank v. Nigro (In Re Louis Rosenberg Auto Parts, Inc.)

209 B.R. 668, 1997 Bankr. LEXIS 826, 30 Bankr. Ct. Dec. (CRR) 1238, 1997 WL 336579
CourtUnited States Bankruptcy Court, W.D. Pennsylvania
DecidedJune 11, 1997
Docket19-20302
StatusPublished
Cited by6 cases

This text of 209 B.R. 668 (United States Ex Rel. Century National Bank v. Nigro (In Re Louis Rosenberg Auto Parts, Inc.)) is published on Counsel Stack Legal Research, covering United States Bankruptcy Court, W.D. Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States Ex Rel. Century National Bank v. Nigro (In Re Louis Rosenberg Auto Parts, Inc.), 209 B.R. 668, 1997 Bankr. LEXIS 826, 30 Bankr. Ct. Dec. (CRR) 1238, 1997 WL 336579 (Pa. 1997).

Opinion

MEMORANDUM OPINION

M. BRUCE McCULLOUGH, Bankruptcy Judge.

Century National Bank (Century), plaintiff in interest herein, commenced this adversary proceeding on June 6, 1996, pursuant to Rule 2010(b) of the Federal Rules of Bankruptcy Procedure (hereafter Fed.R.Bankr.P.) 1 so that it could recover its alleged damages from the bond of Joseph Nigro (Nigro), Chapter 7 trustee in this case and the named defendant herein. Nigro now moves for dismissal of this proceeding under Rule 12(b)(6) of the Federal Rules of Civil Procedure (hereafter Fed.R.Civ.P.) 2 because he asserts that Century’s complaint fails to state a claim upon which relief can be granted.

STATEMENT OF FACTS

Nigro was appointed as trustee on June 10, 1992, after this ease was converted from Chapter 11 to Chapter 7 on June 5,1992. As of the conversion date Century had a claim against the debtor for $50,700, which claim was secured by a lien on all of the debtor’s inventory and equipment. Century’s counsel asserted at the § 341(a) meeting of creditors that, because its claim exceeded the value of its lien in said property (i.e., the debtor’s estate did not have any equity in the property), Century would seek relief from the automatic stay so that it could pursue a sale of the property. However, Century never obtained relief from the stay (a) because the motion that it filed was returned for noncompliance with a local self-scheduling rule, (b) the motion was never refiled in a proper manner, and (c) notwithstanding Century’s present assertion that it had entered into an agreement to sell debtor’s property for $28,-000, which amount was less than its claim. Subsequent to a hearing on December 23, 1992, Bankruptcy Judge Joseph Cosetti approved Nigro’s motion for appointment of an entity to liquidate the property. Century asserts that it acquiesced in pursuing relief from the stay, as well as in opposing Nigro’s liquidation motion, because (a) Nigro “verified to the Court” that said property had a value of over $900,000, 3 which amount would more than fully compensate Century, and (b) *671 Nigro, thus, would not consent to Century’s request for relief from the stay.

Century asserts, in paragraph 24 of its complaint, that “[f]rom the outset in late 1992 to early 1993, ... [it] had serious concerns about the liquidator and the progress of the liquidation.” Such concerns certainly appear to have been warranted given that as of May 19,1994, only $2.609.84 in proceeds had been realized through the liquidation. Furthermore, Nigro appears to have experienced numerous difficulties in his dealings with the liquidator culminating in several motions, brought between December 22, 1994, and May 5, 1995, for a turnover by the liquidator of the property, sanctions against the liquidator, and a request that the Court recommend to appropriate authorities that criminal actions be taken against the liquidator. Each of these actions apparently were consented to by Century and appear, given the circumstances, to have been warranted. Century now asserts, however, that Nigro was negligent in performing his duties as trustee throughout the liquidation process, primarily citing in support of said assertion the minimal proceeds realized from the liquidation and the length of the unsuccessful liquidation process.

In response to its belief that Nigro negligently performed his duties as trustee, and in an attempt to recoup $69,572.90 in asserted damages — the bulk of which presumably represents the value of its claim against the debtor — century initiated this proceeding against Nigro’s bond. However, Century has failed to name as a party defendant in its complaint Fidelity Deposit Company of Maryland (Fidelity), who is the surety on Nigro’s bond. Century also asks for additional relief in its complaint in the form of (a) monetary relief against Nigro personally, (b) removal of Nigro as trustee, and (c) appointment of the U.S. Trustee as Chapter 7 trustee in this case.

Nigro asserts that Century’s complaint fails to state a claim for which relief can be granted, and thus that said complaint should be dismissed under Fed.R.Civ.P. 12(b)(6), because (a) Century’s alleged damages were actually, as well as proximately, caused by the alleged misrepresentations of the debtor, the liquidator’s malfeasance, and Century’s continuous inaction throughout the Chapter 7 case, (b) Nigro’s performance was protected in its entirety by the general “business judgment” rule, (c) Century’s actions are barred by the equitable doctrine of laches, (d) Century has failed to name as a party defendant in its complaint Fidelity, who is an indispensable party to this matter, and (e) Century’s actions upon Nigro’s bond and against Nigro personally are barred by pertinent statutes of limitation.

DISCUSSION

I. Standard When Ruling on a Motion to Dismiss for Failure to State a Claim.

“In determining whether to grant a Rule 12(b)(6) motion, the court primarily considers the allegations in the complaint, although matters of public record, orders, items appearing in the record of the case, and exhibits attached to the complaint, also may be taken into account.” 5A Charles Alan Wright & Arthur R. Miller, Federal Practice and Procedure § 1357 (2d ed.1990). The corollary of this principle is that, with the exception of those items listed above, matters outside the bounds of the complaint cannot be considered when ruling on a Rule 12(b)(6) motion. Murphy v. Inexco Oil Co., 611 F.2d 570, 573 (5th Cir.1980) (“The only way to test the merit of a claim if matters outside the bounds of the complaint must be considered is by way of motion for summary judgment”). “Dismissal [under Rule 12(b)(6) ] is justified only when the allegations of the complaint itself clearly demonstrate that plaintiff does not have a claim.” 5A Wright & Miller, supra § 1357. Stated differently, (a) “[a] motion to dismiss under Fed.R.Civ.P. 12(b)(6) admits the well-pleaded allegations of the complaint, but denies their legal sufficiency,” Nationwide Insurance Co. v. Agway Insurance Co., 845 F.Supp. 252, 254 (M.D.Pa.1994) (citing Hospital Building Co. v. Trustees of the Rex Hospital, 425 U.S. 738, 740, 96 S.Ct. 1848, 1850-51, 48 L.Ed.2d 338 (1976)), and (b) “ ‘a complaint should not be dismissed for failure to state a claim unless it appears beyond doubt that the plaintiff can prove no set of facts in support of his claim which would entitle him to re *672 lief.’” Leone v. Aetna Casualty & Surety Co.,

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209 B.R. 668, 1997 Bankr. LEXIS 826, 30 Bankr. Ct. Dec. (CRR) 1238, 1997 WL 336579, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-ex-rel-century-national-bank-v-nigro-in-re-louis-rosenberg-pawb-1997.