United States ex rel. Berry v. Monahan

681 F. Supp. 490, 1988 U.S. Dist. LEXIS 1031, 1988 WL 18095
CourtDistrict Court, N.D. Illinois
DecidedFebruary 8, 1988
DocketNo. 87 C 1328
StatusPublished

This text of 681 F. Supp. 490 (United States ex rel. Berry v. Monahan) is published on Counsel Stack Legal Research, covering District Court, N.D. Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States ex rel. Berry v. Monahan, 681 F. Supp. 490, 1988 U.S. Dist. LEXIS 1031, 1988 WL 18095 (N.D. Ill. 1988).

Opinion

MEMORANDUM OPINION AND ORDER

ANN C. WILLIAMS, District Judge.

Pursuant to 28 U.S.C. § 2254, Bruce Berry and Richard Gore petition this court for a writ of habeas corpus liberating them from a three-month sentence imposed by the Illinois Supreme Court for direct criminal contempt of court. The novel issue presented by this case is whether a court, in the face of an individual’s refusal to comply with a court order on the basis of the fifth amendment privilege against self-incrimination, can simultaneously find that the privilege was erroneously invoked and impose criminal-contempt sanctions. This court concludes that the Constitution prohibits such a procedure and consequently issues the writ.

I

Factual Background 1

In early 1985, the petitioners were members of the Illinois bar and the sole lawyers [491]*491in the firm “Berry and Gore, Ltd.” Considering that the firm only employed two lawyers, its predominantly personal-injury caseload was immense — in early 1985 over 6,000 pending cases. Based on allegations of fraud and misappropriation of client funds, the Attorney Registration and Disciplinary Commission of Illinois (“ARDC”) was at that time conducting an investigation of the petitioners pursuant to Illinois Supreme Court Rule 752 for conduct “which tend[ed] to defeat the administration of justice or to bring the courts or the legal profession into disrepute.” See Ill. Rev.Stat. ch. 110A, par. 752. After extensive negotiations between the Administrator of the ARDC and the petitioners, the parties agreed in February, 1985 to the conditions under which the petitioners could withdraw from the practice of law; specifically, the petitioners had to notify their clients of the petitioners' decision to leave the practice of law and would be subject to certain monitoring procedures of the ARDC.

Subsequently, on February 26, 1985, the petitioners moved pursuant to Illinois Supreme Court Rule 762 to strike their names from the roll of attorneys licensed to practice law in Illinois. Id. par. 762. In the motion, the petitioners requested a reasonable amount of time to take the steps necessary to insure that their clients continued to have effective representation. The petitioners stated in the motion that they would abide by the conditions imposed by their agreement with the ARDC if the Court granted the motion. The Administrator stated in response that the ARDC had no objection to the motion. Nevertheless, the Illinois Supreme Court without explanation denied the motion on March 12, 1985.

Thereafter the petitioners prepared and mailed to their clients a form letter dated March 15, 1985. In the letter the petitioners informed their clients that the petitioners had decided to retire and that their clients had to make arrangements for different representation. The petitioners further stated in the letter that their clients could contact Alan Katz, a lawyer “of counsel” to the petitioners’ firm. Shortly after mailing the form letters, the petitioners learned that they were the target of a federal grand-jury investigation. Specifically, the ARDC advised the petitioners that on or about March 13, 1985 the ARDC had received a grand-jury subpoena calling for production of the ARDC’s investigative file relating to the petitioners’ case. Moreover, the petitioners themselves on or about April 4, 1985 received a federal grand-jury subpoena calling for the books, records or documents of the petitioners’ firm.

In late April of 1985,2 the petitioners filed with the Illinois Supreme Court a renewed motion to strike their names from the roll. In their renewed motion, the petitioners stated that they had retired from the practice of law, transferred the physical assets of their firm to Katz, removed their names from their former law offices, and sent their clients a letter of notification (attached to the renewed motion and already described by this court). In response, the Administrator filed a document requesting “that the Court allow the motion of respondents that they be disbarred on consent or, in the alternative, that the Court suspend respondents pursuant to Rule 774 pending disposition of a federal investigation and/or disciplinary proceedings under such terms and conditions as the Court may deem appropriate.”3 After the petitioners filed their renewed motion to strike, they learned that they were also the focus of a state grand-jury investigation and that a Cook County grand-jury had served the ARDC with a subpoena on or around May 6, 1985 ordering production of Berry and Gore, Ltd. records.

[492]*492On June 12, 1985 the Illinois Supreme Court entered an order which stated that the Court reserved ruling on the renewed motion to strike and ordered that the petitioners be suspended from the practice of law pursuant to Illinois Supreme Court Rule 774. As for the conditions of the suspension, the June 12, 1985 Order provided, in pertinent part, as follows:

IT IS FURTHER ORDERED That the following conditions be imposed on this interim suspension:

(1) The respondents shall, within 21 days from the date hereof, notify all those who were clients of said respondents or either of them as of February 26, 1985, of their interim suspension from the practice of law. The wording of the letter to be sent to said clients shall be submitted by the respondents to the Administrator of the Attorney Registration and Disciplinary Commission for approval prior to mailing. Said letter shall be mailed in the manner provided by Rule 764, and as provided in said rule, the respondents, within 35 days from the date of this order, shall file with the clerk of this court an affidavit, together with the proof of service, of a copy thereof upon the administrator stating that they have fully complied with the provision of this condition. The affidavit shall contain such further information as is required by Rule 764.
(2) Also, within 35 days from the entry of this order, respondents shall provide to the administrator:
(a) An inventory of all pending matters for which the respondents, or any attorney in their employ under their supervision, or associated with them, were responsible as of February 26, 1985. As to each matter, the inventory shall include:
(1) The office file number, if any, assigned to the matter;
(2) The name and address of client or clients;
(3) If suit has been filed, the court in which filed and the caption, and the court file number of said case;
(4) The disposition of the matter, if any, since February 26, 1985, stating whether the disposition was by judgment, or by settlement, and the amount thereof, or whether the file was returned to the client, or transferred to another attorney; and
(5) The name and address of any attorney to whom the matter has been transferred, assigned or referred.
(b) Copies of all records relating to the transfer of assets to Allen Michael Katz referred to in respondents’ renewed motion to strike name from role of attorneys filed in this court on April 22, 1985....

On July 8, 1985 the petitioners filed a motion to reconsider and modify the June 12, 1985 Order.

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Bluebook (online)
681 F. Supp. 490, 1988 U.S. Dist. LEXIS 1031, 1988 WL 18095, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-ex-rel-berry-v-monahan-ilnd-1988.