Union Carbide Corp. v. Martin

349 S.W.3d 137, 2011 Tex. App. LEXIS 5282, 2011 WL 2698622
CourtCourt of Appeals of Texas
DecidedJuly 13, 2011
Docket05-09-01052-CV
StatusPublished
Cited by23 cases

This text of 349 S.W.3d 137 (Union Carbide Corp. v. Martin) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Union Carbide Corp. v. Martin, 349 S.W.3d 137, 2011 Tex. App. LEXIS 5282, 2011 WL 2698622 (Tex. Ct. App. 2011).

Opinion

OPINION

Opinion By

Justice FILLMORE.

In a single issue, appellant Union Carbide Corporation asserts the trial court abused its discretion in assessing an $11,250 sanction against it for discovery abuse. We reverse the trial court’s judgment and vacate the June 23, 2009 order imposing the monetary sanction.

Background

Appellee Bob K. Martin filed a personal injury lawsuit against Union Carbide and other defendants in a Mississippi state court, claiming that exposure to the defen *140 dants’ asbestos-containing products caused him to develop asbestosis (the Mississippi lawsuit). The Mississippi lawsuit is one of hundreds of asbestos lawsuits in Mississippi state courts in which Martin’s counsel represent plaintiffs. The Mississippi lawsuit was set for trial on August 24, 2009. In advance of that trial setting, counsel for Union Carbide prepared to take the deposition of Richard Tannen, M.D., a retained expert for Martin. Dr. Tannen, a pulmo-nologist hired by Martin’s attorneys to screen x-rays of hundreds of persons in Texas and Mississippi for asbestos-related diseases, resides in Dallas County, Texas. Martin’s counsel agreed to produce Dr. Tannen for deposition in the Mississippi lawsuit, and the parties to the suit agreed the deposition would be taken on June 17, 2009.

In a May 29, 2009 teleconference in the multi-district asbestos litigation pending in a federal district court of Pennsylvania (MDL), Martin’s counsel argued that Union Carbide should not be allowed to use documents Dr. Tannen produced pursuant to an MDL subpoena duces tecum as evidence in the Mississippi lawsuit, and Union Carbide should be required to issue a separate subpoena duces tecum in the Mississippi lawsuit. Union Carbide’s counsel indicated that it would proceed in that manner and advised Martin’s counsel that the subpoena duces tecum to be served on Dr. Tannen in the Mississippi lawsuit would have the same content as one previously served on Dr. Jay Segarra, another screening expert hired by Martin’s counsel. Union Carbide forwarded the form of the subpoena duces tecum by telecopy to Martin’s counsel on June 1, 2009, in order to provide advance information regarding the documents and records to be produced by Dr. Tannen at his June 17, 2009 deposition. 1

In order to obtain the Mississippi lawsuit subpoena duces tecum requested by Martin’s counsel, Union Carbide filed on June 4, 2009, a notice in the Mississippi lawsuit to take Dr. Tannen’s deposition in Dallas, Texas on June 17, 2009. Since Dr. Tannen was a nonparty witness residing outside Mississippi, Union Carbide filed on June 9, 2009, an ex parte request in the Mississippi lawsuit for letters rogatory. 2 *141 The letters rogatory was signed by the Mississippi trial court on June 9, 2009, authorizing the deposition of Dr. Tannen. The letters rogatory directed to the Dallas County District Court referenced the August 24, 2009 trial setting of the Mississippi lawsuit and requested the Dallas court’s assistance in issuing a subpoena duces te-cum to Dr. Tannen for production of information for use in the Mississippi lawsuit.

Union Carbide then filed the “miscellaneous action” underlying this appeal on June 9, 2009, to effectuate the Mississippi state court’s letters rogatory, requesting that the subpoena duces tecum be issued to Dr. Tannen. Consistent with the parties’ agreement to depose Dr. Tannen on June 17, 2009, the subpoena duces tecum requested that responsive documents be produced at the deposition. Pursuant to the subpoena duces tecum, Dr. Tannen was to produce, among other things, “[a]ll files, including but not limited to patient files, relating to the testing, screening or diagnosing of any person.” The subpoena duces tecum defined “client” or “person” as “any person which [Dr. Tannen has] rendered services to or for at any time, including but not limited to, diagnostic testing, medical screening or other testing performed.” Martin’s attorney was served electronically with the notice of Dr. Tan-nen’s deposition and with a copy of the subpoena duces tecum at about 10:30 a.m. on June 10, 2009. Dr. Tannen was served with the subpoena duces tecum at 1:30 p.m. on June 10, 2009. Dr. Tannen contacted Martin’s counsel after he was served with the subpoena duces tecum, complaining that the subpoena duces te-cum encompassed records that spanned his over thirty-year medical practice. 3

On Monday, June 15, 2009, Martin filed an emergency motion for protective order and to quash the subpoena duces tecum, as well as a motion for sanctions, asserting that the subpoena duces tecum was unduly burdensome. Although Martin’s counsel received the pro forma subpoena duces tecum on June 1, 2009 and received the actual subpoena duces tecum electronically on Wednesday, June 10, 2009, Martin’s attorney in Dallas who filed the motions stated that he received the information he needed to respond to the subpoena duces tecum on Friday, June 12, 2009, and worked Friday, Saturday, and Sunday preparing the omnibus motion for protective order, motion to quash the subpoena duces tecum, and motion for sanctions. That attorney asserted that as soon as he became aware of the subpoena duces tecum, he had to “drop everything” and devote his *142 sole and undivided attention to preparing the motions.

In the motions, Martin requested that the trial court quash the subpoena duces tecum on the grounds that the document request was a fishing expedition; that it was overbroad, harassing, and annoying; that it improperly requested asbestos litigation screening documents for patients other than Martin; and that compliance would be unduly expensive. Martin also filed a withholding statement pursuant to rule of civil procedure 193.8 asserting the subpoena duces tecum demanded Dr. Tan-nen disclose privileged information between him “and his patients and other individuals who are in no way related to the [Mississippi] lawsuit” and regarding legal services provided Dr. Tannen by his personal attorneys. See Tex.R. Civ. P. 193.3. Martin requested that the trial court enter an order of sanctions against Union Carbide, awarding Martin his costs in defending against the subpoena duces tecum. According to Martin’s counsel, he spent at least thirty hours preparing the motions, and a reasonable attorney fee of $375 per hour was appropriate for the work he performed. Given what Martin characterized as Union Carbide’s “obvious misconduct” in violation of Texas law, Martin requested he be awarded $10,000 for costs and expenses as a sanction against Union Carbide.

Union Carbide first learned of Martin’s motions and objections to the scope of the subpoena duces tecum when Union Carbide was served with copies of Martin’s motions on June 15, 2009. Union Carbide’s counsel made several attempts to contact Martin’s counsel by telephone and forwarded electronic correspondence to Martin’s counsel stating a willingness to withdraw the subpoena duces tecum. Martin’s counsel never responded. That evening, Union Carbide’s counsel circulated a proposed pleading to all counsel withdrawing the subpoena duces tecum and voluntarily nonsuiting the miscellaneous action in the Dallas district court.

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Bluebook (online)
349 S.W.3d 137, 2011 Tex. App. LEXIS 5282, 2011 WL 2698622, Counsel Stack Legal Research, https://law.counselstack.com/opinion/union-carbide-corp-v-martin-texapp-2011.