Unification Technologies LLC v. Micron Technology Inc.

Court of Appeals for the Federal Circuit·Decided August 9, 2024·No. 23-1348·Unpublished

Opinion

NOTE: This disposition is nonprecedential.

United States Court of Appeals for the Federal Circuit

UNIFICATION TECHNOLOGIES LLC, Appellant

v.

MICRON TECHNOLOGY INC., MICRON SEMICONDUCTOR PRODUCTS, INC., MICRON TECHNOLOGY TEXAS, LLC, DELL TECHNOLOGIES INC., DELL, INC., HP INC., Appellees

DERRICK BRENT, DEPUTY UNDER SECRETARY OF COMMERCE FOR INTELLECTUAL PROPERTY AND DEPUTY DIRECTOR OF THE USPTO, Intervenor

2023-1348, 2023-1351, 2023-1352

Appeals from the United States Patent and Trademark Office, Patent Trial and Appeal Board in Nos. IPR2021- 00343, IPR2021-00344, IPR2021-00345.

Decided: August 9, 2024

JONATHAN H. RASTEGAR, Nelson Bumgardner Conroy PC, Dallas, TX, argued for appellant. Also represented by 2 UNIFICATION TECHNOLOGIES LLC v.

MICRON TECHNOLOGY INC.

EDWARD R. NELSON, III, Fort Worth, TX.

LINDA T. COBERLY, Winston & Strawn LLP, Chicago, IL, argued for appellees. Also represented by LOUIS CAMPBELL, MICHAEL RUECKHEIM, Redwood City, CA; EIMERIC REIG-PLESSIS, San Francisco, CA.

ROBERT J. MCMANUS, Office of the Solicitor, United States Patent and Trademark Office, Alexandria, VA, argued for intervenor. Also represented by PETER J. AYERS, MICHAEL S. FORMAN, FARHEENA YASMEEN RASHEED.

Before CHEN, CUNNINGHAM, and STARK, Circuit Judges.

CHEN, Circuit Judge.

Unification Technologies LLC (UTL) appeals the Patent Trial and Appeal Board’s (Board) final written decisions determining certain challenged claims of U.S. Patent Nos. 8,533,406 (’406 patent) and 8,762,658 (’658 patent) and all challenged claims of U.S. Patent No. 9,632,727 (’727 patent) are unpatentable under 35 U.S.C. § 103. Micron Tech., Inc. v. Unification Techs. LLC, No. IPR2021-00343, 2022 WL 22840837 (P.T.A.B. July 8, 2022) (’406 Patent Decision ); Micron Tech., Inc. v. Unification Techs. LLC, No. IPR2021-00344, 2022 WL 22840770 (P.T.A.B. July 8, 2022) (’658 Patent Decision); Micron Tech., Inc. v. Unification Techs. LLC, No. IPR2021-00345, 2022 WL 2784779 (P.T.A.B. July 15, 2022) (’727 Patent Decision). Contrary to UTL’s arguments, the Board’s decisions did not deprive UTL of due process and the Board did not err in its obviousness analysis. We therefore affirm all three decisions.

BACKGROUND

I

In December 2020, Micron Technology Inc., Micron Semiconductor Products, Inc., Micron Technology Texas,

UNIFICATION TECHNOLOGIES LLC v. 3 MICRON TECHNOLOGY INC.

LLC, Dell Technologies Inc., Dell, Inc., and HP Inc. (collectively , Petitioners) filed three petitions requesting inter partes review (IPR) of certain claims of the ’406, ’658, and ’727 patents (patents-in-suit). Each petition was signed by Katherine Vidal and listed Ms. Vidal as the lead counsel for Petitioners. In July 2021, the Board instituted IPR on each petition.

A few months after the Board instituted the IPR proceedings , on October 26, 2021, Ms. Vidal was nominated by President Biden for Director of the United States Patent and Trademark Office (Patent Office). Although Ms. Vidal formally continued to represent Petitioners in the IPRs while her nomination was pending, she did not sign Petitioners ’ reply briefs, nor was her name included in the signature blocks on the reply briefs. On February 10, 2022, after Petitioners filed their reply briefs, Ms. Vidal withdrew as lead counsel from the IPRs. On April 5, 2022, Ms. Vidal was confirmed by the United States Senate as Director of the Patent Office. On April 13, 2022, Ms. Vidal was sworn in as Director. Oral argument in the IPRs was held the same day.

One week after she was sworn in, Director Vidal issued a Memorandum on Recusal Procedures. See Patent Office, Director’s Memorandum, Procedures for Recusal to Avoid Conflicts of Interest and Delegations of Authority (Apr. 20, 2022), https://www.uspto.gov/sites/default/files/documents /Director-Memorandum-on-Recusal-Procedures.pdf (Recusal Memorandum). The Recusal Memorandum set out “the procedures that the [Patent Office] will follow in the event of an actual or potential conflict of interest by the [Director] . . . relating to matters requiring the Director ’s . . . review, approval, or other involvement.” Id. at 1.

On May 9, 2022, UTL moved to dismiss the IPRs based on Director Vidal’s conflict of interest as a result of her prior representation of Petitioners. The Board denied the motions on June 28, 2022. The Board’s order denying the 4 UNIFICATION TECHNOLOGIES LLC v.

MICRON TECHNOLOGY INC.

motions noted that Director Vidal “is recused from these proceedings and took no part in this decision,” citing Director Vidal’s Recusal Memorandum. J.A. 5379. The Board issued its final written decisions in the IPRs on July 8 and 15, 2022, again noting that Director Vidal “is recused from [these] proceeding[s] and took no part in [these] decision [s]” and citing the Recusal Memorandum. ’406 Patent Decision, 2022 WL 22840837, at n.1; ’658 Patent Decision, 2022 WL 22840770, at n.1; ’727 Patent Decision, 2022 WL 2784779, at n.1. UTL subsequently filed requests for Director review of the final written decisions. Because of Director Vidal’s recusal, these requests were referred to, and denied by, the Deputy Director of the Patent Office, Derrick Brent.

II

The patents-in-suit generally relate to managing and deleting data stored in non-volatile memory. See ’406 patent at Abstract; ’658 patent at Abstract; ’727 patent at Abstract . The ’406 patent and the ’727 patent are each a continuation of the ’658 patent, and the three patents share similar specifications.

The patents-in-suit identify a problem in the prior art:

a disconnect between file systems and data storage devices when data is directed to be erased or deleted. Specifically, the patents describe that:

Typically, when data is no longer useful it may be erased. In many file systems, an erase command deletes a directory entry in the file system while leaving the data in place in the storage device containing the data. Typically, a data storage device is not involved in this type of erase operation.

’406 patent col. 1 ll. 32–36; ’658 patent col. 1 ll. 29–33; ’727 patent col. 1 ll. 32–36. In order to address that problem, the patents-in-suit disclose a data storage apparatus that receives an indication or message, indicating that certain

UNIFICATION TECHNOLOGIES LLC v. 5 MICRON TECHNOLOGY INC.

data can be erased. See, e.g., ’406 patent col. 2 l. 61 – col. 3 l. 8. In other words, the data storage device is notified of the erase command so that it may take the appropriate action in response.

The parties’ disputes concern limitations spanning four independent claims across the patents-in-suit. Claim 15 of the ’406 patent recites (emphases added):

15. An apparatus, comprising: a non-volatile storage medium; a request receiver module of a storage layer for the non-volatile storage medium configured to receive an indication that a data structure, corresponding to data stored on the non-volatile storage medium, has been deleted, wherein the indication comprises a logical identifier that is associated with the data structure by a storage client, and wherein the logical identifier is mapped to a physical address of the data on the non-volatile storage medium; and a marking module configured to record that the data stored at the physical address mapped to the logical identifier can be erased from the non- volatile storage medium in response to receiving the indication.

Claim 1 of the ’658 patent is similar, reciting a “message” instead of an “indication” received by the request receiver module, and reciting a “storage module” instead of a “marking module” (emphasis added):

1. An apparatus for managing data stored on a non- volatile storage medium, comprising: a non-volatile storage medium; a request receiver module configured to receive a message comprising a logical identifier, the 6 UNIFICATION TECHNOLOGIES LLC v.

MICRON TECHNOLOGY INC.

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