U. S. Department of Energy v. White

653 F.2d 479, 210 U.S.P.Q. (BNA) 425, 1981 CCPA LEXIS 197
CourtCourt of Customs and Patent Appeals
DecidedJune 30, 1981
DocketAppeal Nos. 80-525, 80-524
StatusPublished
Cited by5 cases

This text of 653 F.2d 479 (U. S. Department of Energy v. White) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
U. S. Department of Energy v. White, 653 F.2d 479, 210 U.S.P.Q. (BNA) 425, 1981 CCPA LEXIS 197 (ccpa 1981).

Opinions

RICH, Judge.

These cross-appeals are from the decision of the United States Patent and Trademark Office (PTO) Board of Patent Interferences (board) in a “direction” proceeding under § 152 of the Atomic Energy Act of 1954 (Act), 42 U.S.C. § 2182 (hereinafter § 152),1 which granted the motion for judgment of Ralph E. White (White) and refused a di[481]*481rection for the United States Department of Energy (DOE) that the patent on White’s application issue to it.2 The patent application involved is serial No. 59,795, filed by White on June 3, 1970, for “Means and Techniques Useful in Controlling Nuclear Detectors.” We reverse and remand.

The Invention

The eight allowed claims in the White application are directed to an improved nuclear radiation detector. In the past, ion-chamber detectors were used at the government’s Nevada test site and elsewhere for measuring the levels of ion radiation fluxes, commonly referred to as background radiation. Unfortunately, successful underground nuclear explosions, as well as lightning, generate large electromagnetic pulses (EMPs) which paralyze ion-chamber detectors.

White has allegedly circumvented such EMP paralysis by incorporating a means for automatic self-neutralization. Like its predecessors, the detector comprises an ion chamber and an output circuit which includes an electrometer tube with a floating-potential grid connected to a collector within the chamber. EMP paralyzed the prior art detectors by depositing a negative charge on the grid which shuts off the tube from any changes within the ion chamber. The neutralizing means in the improved detector, however, conductively connects the control grid of the electrometer tube to the cathode whenever, the tube is shut off by EMP. Thus, the floating-potential grid is automatically restored. In operation, the present detector can supposedly be restored within a very short time.

Matters Appealed

DOE appeals from the grant of a Motion for Judgment for White (Motion VII), the decision of the board being that the White invention was not “useful in the production or utilization of special nuclear material or atomic energy” within the meaning of § 152. White cross-appeals because of the board’s rejection of his position that DOE failed to prove any contract for the benefit of DOE. White also appeals from the board’s decisions which suppressed some of his evidence by which he sought to prove that he invented the subject matter prior to any government involvement. (Motions IV and V.) Since we reverse the board’s ruling on the Motion for Judgment by White, the issue raised on White’s cross-appeal must be considered.

Motion IV

The board granted the motion denying White the opportunity, to use physical exhibits 2, 2-C, 3, and 4 which had been offered during his rebuttal testimony. White’s rebuttal discovery paper, filed under 37 CFR 1.287(a),3 listed twelve categories of “documents” and one physical exhibit. Document item 2 referred to “documents” listed in an attachment which actually was an index of documents and physical things. Further, White relies on a previous notice in connection with his testimony-in-chief.

The board found that the physical things listed in the index did not fall within the notice requirements of § 1.287(a)(l)(ii). [482]*482More particularly, the board said the listing “does not act to apprise ERDA [DOE] that those four physical ‘things’ are intended as rebuttal evidence.” Furthermore, it was said that no proper rebuttal purpose had been established for the exhibits.

Motion V

At the beginning of a deposition of White on December 11, 1975, counsel for DOE objected to the taking of the deposition (subsequently sustained) and to the presence of Mr. Perry Landers (Landers), a technician employed by White. Landers had been previously listed by White as a witness for establishing conception and reduction to practice of the invention. Landers was deposed immediately after White. DOE then filed a motion with the board based on Rule 615 of the Federal Rules of Evidence (FRE).4 The board granted this deferred motion, which was to suppress Landers’ testimony at final hearing, because he was present, after objection, at the taking of White’s testimony.

The Board of Patent Interferences noted that, unlike courts, it does not have contempt powers to enforce compliance with its evidentiary rulings. Though the board had not formally adopted the FRE, it deemed them to be within the “established rules of evidence” mandated by 37 CFR 1.286,5 which are to be “applied strictly.” The board declared its authority to be limited “to the admittedly harsh remedy of excluding evidence,” as set forth in 37 CFR 1.286. In view of the “emphasis historically placed upon independent corroboration,” it deemed it “critical to effect the purpose of Federal Rule 615” and granted the motion to exclude the entire Landers testimony and, therefore, gave it no consideration.

Motion VII

White moved for summary judgment on the ground that the present invention was not “useful in the production or utilization of special nuclear material or atomic energy” as required by § 152. Commenting that genuine issues of material fact existed, the board initially treated this motion as one for disposition at final hearing rather than one for summary disposition and deferred its consideration.

At final hearing the board granted White’s motion, saying that the mere detection of radiation by an invention without any further functions relating to the production of nuclear energy was too remote for the purposes of § 152. Citing the statutory objectives set forth in Piper v. AEC, 502 F.2d 1393, 183 USPQ 235 (Cust.& Pat. App.1974), the board stated that the “useful in” phrase of § 152 must be narrowly construed.

Contractual Issue

In addition to the motions, the board reviewed the other § 152 issue of whether the present invention was made or conceived by White in the course of, or under a contractual arrangement entered into with or for the benefit of DOE. The board noted that the contract document in evidence purportedly meeting the § 152 contractual arrangement requirement was a purchase order from Reynolds Electrical and Engineering Company (REECO) to White. This contract was identified as Purchase Order D-00856-CA-01 (REECO PO), dated April 4, 1970, under Prime Contract AT(26-1)-410.

The following facts were set forth by the board regarding the REECO PO. Mr. Gripentog, a REECO employee experienced in electronics, first visited White in November, [483]*4831969, and again in January, 1970.6

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Bluebook (online)
653 F.2d 479, 210 U.S.P.Q. (BNA) 425, 1981 CCPA LEXIS 197, Counsel Stack Legal Research, https://law.counselstack.com/opinion/u-s-department-of-energy-v-white-ccpa-1981.