Tyrone Nichols v. United States

75 F.3d 1137, 34 Fed. R. Serv. 3d 370, 1996 U.S. App. LEXIS 1107, 1996 WL 29452
CourtCourt of Appeals for the Seventh Circuit
DecidedJanuary 26, 1996
Docket94-2105
StatusPublished
Cited by32 cases

This text of 75 F.3d 1137 (Tyrone Nichols v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Tyrone Nichols v. United States, 75 F.3d 1137, 34 Fed. R. Serv. 3d 370, 1996 U.S. App. LEXIS 1107, 1996 WL 29452 (7th Cir. 1996).

Opinions

COFFEY, Circuit Judge.

Tyrone Nichols participated in a drug conspiracy engaged in transporting multi-kilogram quantities of cocaine between Chicago and Milwaukee. In 1989, he was convicted by a jury of conspiracy to possess cocaine with the intent to distribute, in violation of 21 U.S.C. §§ 841 and 846, and interstate travel with the intent to promote a drug offense, in violation of 18 U.S.C. § 1952. The trial court found Nichols responsible for 50 kilograms of cocaine and imposed a sentence of 156 months (13 years) of imprisonment to be followed by five years of supervised release.1 His conviction and sentence were affirmed on direct appeal. See United States v. Nichols, 910 F.2d 419 (7th Cir.1990). Nichols filed a petition challenging his sentence under 28 U.S.C. § 2255, arguing that (1) he received ineffective assistance of counsel at sentencing and (2) his sentence violated due process. The district court denied his petition, and he appeals.

I. Appellate Jurisdiction

The government argues that we have no jurisdiction to hear Nichols’ appeal be[1140]*1140cause his notice of appeal was defective. The procedural history of this case is quite unusual. Nichols initially filed his § 2255 motion in 1992 (district court docket number 92 C 976). On February 14, 1994, the district court granted him 60 days to amend his petition. On April 11, 1994, within the 60-day limit, Nichols submitted a new petition. The district court, rather than construing the April 1994 petition as an amended petition (as it should have), treated it as a new petition and assigned it a 1994 docket number (94 C 388). On April 20, 1994, the district court entered an order dismissing the 1992 petition, stating that Nichols had faded to file an amended petition within 60 days. The court noted, however, that “Mr. Nichols chose to file a new petition ... [thus] [t]he court will proceed with Mr. Nichols’ new petition, and dismiss the [1992] petition.” District Court Order (April 20, 1994) at l.2 On May 9, probably confused by this turn of events, Nichols filed two documents: (1) a motion asking for clarification of the district court’s order and (2) a notice of appeal. The docket number on the notice of appeal is 92 C 976.

The next day (May 10), the district court entered an order dismissing the 1994 petition on the merits. Nichols failed to file a new notice of appeal. Subsequently, the parties and the court treated the appeal from the dismissal of the 1992 petition as if it were an appeal from the denial of the 1994 petition. An appearance form filed by the United States on May 13 lists the district court docket number as 94 C 383. Also on May 13, this court sent Nichols a Circuit Rule 3(b) statement concerning the payment of the docket fee, which states that the district court docket number is 94 C 383. On July 5, Nichols filed a request with the district court to allow him to proceed in forma pauperis on appeal.3 The request lists the lower court docket number as 94 C 383 and the appellate docket number as 94-2105 (this appeal). Nichols’ brief, filed on September 29, 1994, states the lower court docket number as 94 C 383. The government’s brief, perhaps due to this confusion, fails to specify a district court docket number. The Seventh Circuit docket sheet lists the district court docket number as 94 C 383.

The government argues that because the original notice of appeal related to the 1992 petition, we are without jurisdiction to consider the merits of the 1994 petition in this appeal. The notice of appeal, filed on May 9, states an intent to appeal from the April 20, 1994 order dismissing the 1992 petition. Fed.R.App.P. 3(c) requires that the notice of appeal “designate the judgment, order, or part thereof appealed from.” Nichols’ notice of appeal does not (and indeed, having been filed on May 9, 1994, could not) designate a desire to appeal from the May 10, 1994 order. This flaw, however, is not sufficient to divest us of jurisdiction to review the May 10 order. Although Rule 3 is jurisdictional, the Supreme Court has directed that it be liberally construed. Smith v. Barry, 502 U.S. 244, 248, 112 S.Ct. 678, 681, 116 L.Ed.2d 678 (1992). Even papers “technically at variance” with Rule 3 may be sufficient to confer jurisdiction “if the litigant’s action is the functional equivalent of what the rule requires.” Id. (quoting Torres v. Oakland Scavenger Co., 487 U.S. 312, 316, 108 S.Ct. 2405, 2408, 101 L.Ed.2d 285 (1988)). The purpose of Rule 3 “is to ensure that the filing provides sufficient notice to other parties and courts, ... [so] the notice afforded by a document, not the litigant’s motivation in filing it, determines the document’s sufficiency as a notice of appeal.” Smith, 502 U.S. at 248, 112 S.Ct. at 682.

Technically, Nichols’ notice of appeal is defective as an appeal from the May 10 order. His subsequent filings, however, evidence an intent to appeal from the May 10 order, and this court treated the appeal as if it were an appeal from the May 10 order. In Smith, the Supreme Court held that an appellant’s brief, filed within the time permitted [1141]*1141to appeal from the judgment of the district court, constituted the functional equivalent of a proper notice of appeal. Smith, 502 U.S. at 249, 112 S.Ct. at 682. The Court reasoned that the brief qualified as a substitute because it “convey[ed] the information required by Rule 3(e).” Id.; see also Listenbee v. Milwaukee, 976 F.2d 348, 350-51 (7th Cir. 1992) (motion for extension of time to file notice of appeal construed as notice of appeal). In the instant case, Nichols’ request to proceed in forma pauperis contained the information required by Rule 3(c) and was filed within 60 days of the May 10 judgment, satisfying Fed.R.App.P. 4(a)(1). In addition, the appearance form filed by the United States listing the district court docket number as 94 C 383 demonstrates that the government had notice that an appeal from the May 10 order was pending. Thus, because Nichols’ filings were sufficient to notify the United States that an appeal from the May 10 order was pending, we have jurisdiction to review the district court’s May 10 order denying the 1994 petition.

II. Ineffective Assistance of Counsel

Nichols argues that his attorney’s failure to object to the amount of drugs attributed to him at sentencing constitutes ineffective assistance. Nichols was represented by the same attorney, Michael Chernin,4 at trial and on direct appeal; thus he is allowed to raise his ineffective assistance claim on collateral attack.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. $353,443 in U.S. Currency
701 F. App'x 493 (Seventh Circuit, 2017)
Torres-Chavez v. United States
828 F.3d 582 (Seventh Circuit, 2016)
Nocula v. UGS CORP.
520 F.3d 719 (Seventh Circuit, 2008)
United States v. Leahy, John J.
Seventh Circuit, 2006
United States v. Brummitt, Mark F.
180 F. App'x 588 (Seventh Circuit, 2006)
United States v. Segal, Michael
432 F.3d 767 (Seventh Circuit, 2005)
Prince Adesegun Fadayiro v. Ameriquest Mortgage Co.
371 F.3d 920 (Seventh Circuit, 2004)
Gregory-Bey v. Hanks, Craig
Seventh Circuit, 2003
Lawrence Gregory-Bey v. Craig A. Hanks
332 F.3d 1036 (Seventh Circuit, 2003)
United States v. David Earnest
185 F.3d 808 (Seventh Circuit, 1999)
United States v. Charles Lezine
166 F.3d 895 (Seventh Circuit, 1999)
Robert J. Paters v. United States
159 F.3d 1043 (Seventh Circuit, 1998)
Robert Lee Holleman v. Jack Duckworth
155 F.3d 906 (Seventh Circuit, 1998)
Anthony J. Gray-Bey v. United States
156 F.3d 733 (Seventh Circuit, 1998)

Cite This Page — Counsel Stack

Bluebook (online)
75 F.3d 1137, 34 Fed. R. Serv. 3d 370, 1996 U.S. App. LEXIS 1107, 1996 WL 29452, Counsel Stack Legal Research, https://law.counselstack.com/opinion/tyrone-nichols-v-united-states-ca7-1996.