Tuschhoff v. USIC Locating Services, LLC

District Court, D. Kansas·Decided August 9, 2021·No. 6:19-cv-01149·Unknown

Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF KANSAS

JOHN TUSCHHOFF, ) ) Plaintiff, ) ) v. ) Case No. 19-cv-1149-EFM-TJJ ) USIC LOCATING SERVICES, LLC, ) ) Defendant. )

MEMORANDUM AND ORDER This matter is before the Court on two related motions: Defendant’s Motion to Strike Rebuttal Expert Report (ECF No. 101) and Motion to Allow Plaintiff’s Rebuttal Expert Report Out of Time (ECF No. 107). Each party opposes the other’s motion. Pursuant to Federal Rules of Civil Procedure 26(a)(2)(D)(ii) and 37(c), Defendant asks the Court to enter an order striking the report of Dr. Andrew Wachtel.1 Defendant contends the disclosure of Dr. Wachtel’s report was untimely because it was served after the deadline to disclose rebuttal expert witnesses, and because Plaintiff should have identified Dr. Wachtel in his case-in-chief rather than in rebuttal. In his motion, Plaintiff acknowledges he produced Dr. Wachtel’s report after the deadline but asks the Court to allow it in rebuttal. As set forth below, the Court denies Defendant’s motion and grants Plaintiff’s motion. I. Relevant Background On June 19, 2017, Plaintiff was a City of Wichita employee and part of a team repairing a water pipeline. A fellow City employee operated the backhoe used to dig the hole to access the

1 Defendant also asks the Court to strike Dr. Wachtel’s testimony. But Defendant has not taken Dr. Wachtel’s deposition, so no testimony exists. water pipeline. Prior to the excavation, City employees had ascertained the location of all underground facilities in the proposed area of excavation by utilizing the “Kansas One Call” system to request locating and marking services be performed. Defendant performed the locating and marking services pursuant to the request. Plaintiff alleges Defendant had inaccurately marked an underground gas distribution line several feet from its actual location, and while

trying to excavate the water pipeline, City employees contacted the gas distribution line. Plaintiff contends that because of this error, the backhoe operator damaged the gas line while attempting to access the underground water pipe. Plaintiff alleges he suffered inhalation injuries when the gas line ruptured.2 On November 16, 2021, Plaintiff served his initial expert disclosures, naming Dr. Harold Barkman, a non-retained treating physician, to testify regarding causation. Dr. Barkman had diagnosed Plaintiff with reactive airways dysfunction syndrome (“RADS”). During his March 31, 2021 deposition, Dr. Barkman stated he could not testify to a reasonable degree of medical certainty that exposure specifically to natural gas was the cause of Plaintiff’s alleged injuries.

However, Dr. Barkman also testified that he found important the temporal nature of the accident and Plaintiff’s admission to a hospital burn unit, and he noted particles or chemicals other than natural gas may have been present in the matter Plaintiff potentially inhaled. Defendant disclosed its damages expert, Dr. Robert Aris, on April 9, 2021, nine days after Dr. Barkman’s deposition. Dr. Aris has not been deposed. Pursuant to the Third Amended Scheduling Order,3 Plaintiff’s deadline to disclose any damages rebuttal expert(s) was April 30, 2021. However, Plaintiff did not produce the rebuttal report from Dr. Andrew Wachtel until May

2 See Amended Complaint (ECF No. 14) ¶¶6-13.

3 ECF No. 63. 12, 2021. In his motion and supported by affidavits, Plaintiff has explained the reason for the delay, which Defendant does not dispute. Briefly summarized, before the deadline Plaintiff sought Defendant’s consent to a two-week extension. Defendant agreed to half of that, or until May 7. Plaintiff’s counsel prepared a motion for extension of time until May 14, believed it had been timely filed, and produced Dr. Wachtel’s report on May 12. It was not until Plaintiff

received Defendant’s Motion to Strike on May 18 that Plaintiff’s counsel discovered the motion for extension of time had not been filed. On May 19, Plaintiff filed his motion seeking permission to designate his rebuttal expert out of time. II. Legal Standards Defendant is not currently challenging the admissibility of Dr. Wachtel’s report under Federal Rule of Evidence 702. Instead, Defendant contends Dr. Wachtel’s report “is not rebuttal testimony but, rather, addresses core questions of causation, an essential element of Plaintiff’s claim about which he otherwise lacks expert support, and even adds a new theory not previously disclosed or discussed.”4 Defendant also asserts Plaintiff failed to meet the Federal Rule of Civil

Procedure 37(c) requirement of establishing the belated disclosure was substantially justified. Rebuttal expert testimony is limited to evidence that is “intended solely to contradict or rebut evidence on the same subject matter identified by another party” in its expert disclosures.5 It is within the court’s discretion whether to admit or exclude rebuttal evidence.6 A court may admit rebuttal evidence on a topic when “a party opens the door to [that] topic.”7 Generally,

4 ECF No. 102 at 1.

5 Fed. R. Civ. P. 26(a)(2)(D)(ii).

6 Tanberg v. Sholtis, 401 F.3d 1151, 1166 (10th Cir. 2005).

7 Id. courts exclude “use of a rebuttal expert to introduce evidence more properly a part of a party’s case-in-chief, especially if the alleged rebuttal expert is used to introduce new legal theories.”8 However, “where the evidence rebuts new evidence or theories proffered in the defendant’s case- in-chief, that the evidence may have been offered in the plaintiff’s case-in-chief does not preclude its admission in rebuttal.”9 But when a plaintiff seeks to rebut defense theories which

Plaintiff knew about or reasonably could have anticipated, the court is within its discretion in disallowing rebuttal testimony.10 Federal Rule of Civil Procedure 26(a)(2) governs expert witness disclosures. It requires a party to disclose the identity of any expert witness along with a written report if the witness is one retained or specially employed to provide expert testimony in the case. The rule directs the disclosures to be made at the times and in the sequence the court orders. To ensure compliance with these disclosure requirements, Rule 37(c)(1) provides “[i]f a party fails to provide information or identify a witness as required by Rule 26(a) or (e), the party is not allowed to use that information or witness to supply evidence on a motion, at a hearing, or at a trial, unless the failure was substantially justified or is harmless.”11 The determination of

whether a Rule 26(a) violation is “substantially justified” or “harmless” is entrusted to the broad

8 Foster v. USIC Locating Servs., LLC, No. 16-2174-CM, 2018 WL 4003354, at *2 (D. Kan. Aug. 17, 2018).

9 Bell v. AT&T, 946 F.2d 1507, 1512 (10th Cir. 1991).

10 Koch v. Koch Industries, Inc., 203 F.3d 1202, 1224 (10th Cir. 2000).

11 Fed. R. Civ. P. 37(c)(1).

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