Tucker v. Lilley

Superior Court of Maine·Decided July 30, 2013·No. CUMcv-12-0075·Unpublished

Opinion

STATE OF MAINE SUPERIOR COURT CUMBERLAND, ss CIVIL ACTION DOCKETNO. CV-12-007~ I cJAV\/ ,. C\.{41\ ~ 7js~ ...c"?0/3 ; RICHARD D. TUCKER, ESQ. and TUCKER LAW GROUP,

Plaintiff

v. DECISION AND ORDER (Braley case #1 1)

DANIEL G. LILLEY, Esq., and DANIEL G. LILLEY LAW OFFICES, P.A., STATE OF MA\NE CurnN:>rl~nd ss Clerl<.'s Office and JUL 30 2013 JOHN FLYNN, III, Esq., RECElVED Defendants

INTRODUCTION

Pending is Daniel Lilley and Daniel G. Lilley Law Office's ("Lilley") motion for

summary judgment in this action regarding the division of$1,240,000 in attorneys' fees

received pursuant to a contingent fee in the matter of Estate of Thomas E. Braley, Sr. v.

Eastern Maine Medical Center and Lawrence Nelson, D. 0. ("Braley action or lawsuit").

Richard Tucker ("Tucker") was the referring attorney to John Flynn ("Flynn") while he

was practicing with Troubh Heisler ("TH"). In the pending action, Tucker filed a two-

count complaint seeking a declaratory judgment and alleging breach of contract to collect

1 This is the first decision and order in a pair of decisions relating to the attorneys' fees contested following the award of attorneys' fees in the Braley lawsuit. The second decision is Troubh Heisler, PA v. Daniel G. Lilley, P.A. and John Flynn, CUMSC-CV-2012-00103 (Me. Super. Ct., Cumb. Cty., July 30, 2013)(Wheeler, J.). There is a third case between Lilly and Flynn, also concerning attorneys' fees related to the Braley lawsuit. his share of the attorneys' fees. Tucker alleges that the defendants breached a 2006

agreement to divide the fee in the Braley lawsuit so that Tucker would received receive

25% of the total attorneys' fees awarded.

Flynn filed a cross-claim against Lilley with a number of allegations, all of which

relate to his working relationship with Lilley and none of which are relevant to the

pending motions for summary judgment?

Lilley moved for summary judgment on the grounds that public policy prohibits

enforcement of any referral fee agreement because it is not in writing and the client did

not approve of the fee arrangement.

Tucker also moved against Flynn and Lilley for summary judgment on the

grounds that there are no material issues of fact regarding the 2006 agreement to split the

fee with Tucker. Tucker alleges that his agreement with Ms. Braley and Flynn fully

complied with the then applicable Maine Bar Rules.

STATEMENT OF UNDISPUTED FACTS

The parties' statements of material facts and the applicable rules of summary

judgment practice permit the court to find the following facts as undisputed.

On June 13, 2011, a jury in Penobscot County Superior Court returned a verdict

for Paula Braley, as personal representative of the Estate of Thomas Braley, in the

amount of $6,711 ,000.00. There were post-trial motions that delayed the finality of the

matter. The Braley action did not resolve until a settlement was reached by the parties in

2 Flynn alleges in his cross-claim against Lilley, breach of contract in violation of a memorandum of understanding ("MOU") and a memorandum of agreement ("MOA") (Count I), breach of a fiduciary obligation to act in good faith in carrying out distribution of attorneys' fees generated by Flynn cases (Count II), unjust enrichment for unpaid services provided by Flynn to Lilley (Count III) and quantum meruit for claiming all Braley fees when he did not earn any pursuant to the MOU and MOA (Count IV).

2 April2012 and in an amount substantially less than the jury verdict. (FOSMF, ~ 29.) The

total attorneys' fees awarded in the amount of $1,240,000.00 are in an escrow account.

Pursuant to a court order and stipulation entered into on or about April 13, 2012 by the

Estate of Thomas Braley, Sr., Lilley, Flynn, TH, and Tucker, the attorneys' fees payable

from the settlement in the Braley action were placed in a special escrow account until the

division of fees has been ruled upon and all appeals therefrom exhausted. 3

Following the death of her husband in May 2005 at Eastern Maine Medical

Center, Paula Braley was appointed personal representative of her husband's estate. Ms.

Braley first consulted in 2005 with Tucker in Bangor, Maine. (LSMF, ~9.) Later, in 2006,

Tucker consulted with Flynn about referring the case to him for primary representation.

(FASMF, ~3.) Flynn agreed to take the matter and Tucker and Flynn agreed to divide the

fee; Tucker would receive 25% of any contingent fee earned in the Braley lawsuit

because, in part, Tucker would remain involved in the litigation. (FOSMF, ~10, FASMF.

~ 4, TOSMF. ~11.)

A meeting was held on September 27, 2006 at the Tucker law firm attended by

Tucker, Flynn, Ms. Braley and her brother, Randy Dicker. (FOSMF, ~ 10, FASMF, ~ 4.)

Flynn was a member of the Troubh Heisler law firm when this meeting occurred.

(FOSMF, ~6.) At the meeting, Flynn reviewed with Ms. Braley the terms of his firm's

Attorney-Client Contingent Fee Agreement in detail, explained the fee-sharing

arrangement with Tucker to divide the fee in this case, and further explained that she

would be charged only one fee, the fee stated in the contingent fee agreement, to which

Ms. Braley agreed. (FOSMF, ~~10, 11, 14, FASMF, ~ 4.) Flynn told her she did not need

to agree to it right then and gave her two original copies of the Troubh Heisler Attorney-

3 The parties could, of course, agree to a distribution of the attorneys' fees.

3 Client Contingent Fee Agreement that they had reviewed. Flynn signed both copies of

the Agreement. (FOSMF, ~ 10.) Within minutes of the end ofthe meeting, Ms. Braley's

brother returned to the Tucker office and gave Flynn a copy of the Fee Agreement that

Ms. Braley had signed, saying that she didn't need to think about it any longer and

wanted Flynn to represent her and the Estate. (LSMF, ~11 and Ex. D, FOSMF, ~ 10.) An

unsigned copy of the Troubh Heisler Attorney-Client Contingent Fee Agreement is

marked as Ex. D to LSMF, ~29, FOSMF, ~~29, 30 and 31. The original, signed

agreement has not been produced in this lawsuit or in any of the other lawsuits regarding

Braley fees.

At the September 27, 2006 meeting. Flynn and Tucker reviewed the contingent

fee agreement with Ms. Braley. They explained that attorneys Flynn and Tucker would

share attorney's fees generated from successful litigation, and she would not be charged

separately for two attorneys involved. Ms. Braley agreed and consented to the fee

agreement and the fee division between the attorneys and signed the contingent fee

agreement. (FOSMF, ~~34, 35 and FASMF, ~~4, 9 and Exhibit 2, ~5.)

Flynn resigned from TH and moved to Lilley's office on or about January 31,

2009. (LSMF, ~~7, 8, FASMF, ~6.) At the time of Flynn's relocation, Ms. Braley decided

to move her case along with Flynn from Troubh Heisler to Lilley Law Offices and her

case went with Flynn. (LSMF, ~ 13 and Ex. F, FASMF, ~ 6.) At the time Flynn explained

to Ms. Braley that any fees owed to TH or Lilley would be paid out of the contingent fee

payable to him, as it was with Tucker. (FOSMF, ~~34, 35 and Ex. 2, ~10, FASMF, ~~4,

9, TOSMF, ~13.) Another fee agreement was signed with Lilley's office. (LSMF, ~ 36,

FOSMF, ~~36-37.)

4 Flynn successfully tried the Braley action and after verdict and with Court

approval, the attorneys received and placed in escrow the sum of $1,240,000 representing

Free access — add to your briefcase to read the full text and ask questions with AI

Tucker v. Lilley, (Me. Super. Ct. 2013).

Tucker v. Lilley (Tucker v. Lilley) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Johnson v. McNeil
2002 ME 99 (Supreme Judicial Court of Maine, 2002)
Lever v. Acadia Hospital Corp.
2004 ME 35 (Supreme Judicial Court of Maine, 2004)
Inkel v. Livingston
2005 ME 42 (Supreme Judicial Court of Maine, 2005)
Rogers v. Jackson
2002 ME 140 (Supreme Judicial Court of Maine, 2002)
Titcomb v. Saco Mobile Home Sales, Inc.
544 A.2d 754 (Supreme Judicial Court of Maine, 1988)
Centennial School District v. Kerins
840 A.2d 377 (Commonwealth Court of Pennsylvania, 2003)
Levine v. R.B.K. Caly Corp.
2001 ME 77 (Supreme Judicial Court of Maine, 2001)
Saggese v. Kelley
837 N.E.2d 699 (Massachusetts Supreme Judicial Court, 2005)