Tucker v . Kingsbury Corp. CV-94-341-SD 06/19/96 P UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE
Byron Tucker
v. Civil N o . 94-341-SD
Kingsbury Corporation
O R D E R
In this civil action, plaintiff Byron Tucker alleges that
defendant Kingsbury Corporation terminated his employment in
violation of the Age Discrimination in Employment Act of 1967
(ADEA), 81 Stat. 6 0 2 , as amended, 29 U.S.C. § 6 2 1 , et seq. (1985
& Supp. 1996).
Presently before the court is Kingsbury's motion for summary
judgment, to which plaintiff objects.
Background
Plaintiff Byron Tucker began his employment with Kingsbury
Corporation in October 1963 as a machine operator. Deposition of
Byron Tucker at 2 (attached to Defendant's Motion for Summary
Judgment as Exhibit 3 ) . Over the ensuing nearly thirty years,
the capacity in which he was employed by Kingsbury permutated
several times, finally resulting in a position in the Information Services department as one of two programmer/analysts.
Plaintiff's Pretrial Statement ¶¶ 2 , 7 , 8 .
Two months prior to the June 2 2 , 1993, reduction in force
(RIF), wherein Tucker was among those cashiered, Kingsbury
changed the manner in which salaried employees would be evaluated
for retention. Whereas prior to April 2 8 , 1993, layoffs were
allegedly performed by seniority, id. ¶ 13, 1 a memorandum which
is alleged to have been distributed to all employees on said date
1 Kingsbury's former policy regarding seniority, and layoffs and recalls in particular, was as follows:
LAYOFF AND RECALL For purposes of layoff and recall after layoff, seniority shall be administered on a departmental basis. Should it become necessary to reduce the workforce, the following factors shall be taken into consideration: A . Continuous length of service in the employ of the company and B . Skill and ability required to perform the available work.
DETERMINING FACTOR I f , as between two or more employees, the skill and ability factors are approximately equal, continuous length of service shall be used as the determining factor in selecting employees to be laid off, and in such event the principle of last i n , first out, and first out, last i n , shall apply.
Excerpt from Kingsbury's Employee Handbook at 7.2 (attached to Plaintiff's Objection as Exhibit 3 ) .
2 indicated that although the hourly work force would be reduced by
seniority on a department-by-department basis, "[s]alaried
personnel reductions . . . will be based on business
requirements," 1993 Wage and Employment Information Memorandum
from Jeffrey M. Toner, Vice President of Human Resources at
Kingsbury, ¶ 4 (attached to Defendant's Motion as Exhibit 1 A ) . Of the seventeen employees laid off on June 2 2 , 1993, sixteen were in the ADEA's protected class. Within plaintiff's department, Information Services, a determination had been made by Kingsbury management that one of the two programmer/analyst positions, then held by plaintiff and Faith Ball, would be eliminated as part of the June 1993 RIF. Plaintiff maintains that the decision to retain Faith Ball instead of him in the programmer/analyst position was impermissibly based upon consideration of his age (54) vis-à-vis hers (30). 2
Discussion
1. Summary Judgment Standard
The entry of summary judgment is appropriate when the
"pleadings, depositions, answers to interrogatories, and
2 Following his discharge, plaintiff's duties were allocated among those Information Services employees who were unaffected by the June 2 2 , 1993, RIF; namely, Faith Ball, Richard Rogers ( 3 5 ) , then Supervisor of Information Services, and David Spring ( 4 9 ) , then Manager of Information Services.
3 admissions on file, together with the affidavits, if any, show
that there is no genuine issue as to any material fact and that
the moving party is entitled to judgment as a matter of law."
Rule 56(c), Fed. R. Civ. P. Thus, the role of summary judgment
among the array of pretrial devices is to "pierce the boilerplate
of the pleadings and assay the parties' proof in order to determine whether trial is actually required." Wynne v . Tufts
Univ. Sch. of Med., 976 F.2d 7 9 1 , 794 (1st Cir. 1992), cert.
denied, 507 U.S. 1030 (1993).
Among the guidelines to be followed by the court in assaying
the summary judgment record is "to interpret the record in the
light most hospitable to the nonmoving party, reconciling all
competing inferences in that party's favor." McIntosh v .
Antonino, 71 F.3d 2 9 , 33 (1st Cir. 1995) (citation omitted).
"Nonetheless, a party contesting summary judgment must offer the
court more than posturing and conclusory rhetoric." Id.
(citations omitted).
"Moreover, summary judgment may be appropriate '[e]ven in
cases where elusive concepts such as motive or intent are at
issue, . . . if the non-moving party rests merely upon conclusory
allegations, improbable inferences, and unsupported
speculation.'" Woods v . Friction Materials, Inc., 30 F.3d 255,
259 (1st Cir. 1994) (quoting Medina-Munoz v . R.J. Reynolds
4 Tobacco Co., 896 F.2d 5 , 8 (1st Cir. 1990)).
2. The ADEA Claims
a. Disparate Treatment
"Absent the evidentiary equivalent of a 'smoking gun,' the
plaintiff must attempt to prove [his discrimination] case by resort to a burden-shifting framework." Smith v . F.W. Morse,
Inc., 76 F.3d 413, 421 (1st Cir. 1996) (citing Texas Dep't of
Community Affairs v . Burdine, 450 U.S. 2 4 8 , 252-56 (1981);
McDonnell Douglas Corp. v . Green, 411 U.S. 7 9 2 , 802 (1973)).
That noted, [o]n summary judgment, the need to order the presentation of proof is largely obviated, and a court may often dispense with strict attention to the burden-shifting framework, focusing instead on whether the evidence as a whole is sufficient to make out a jury question as to pretext and discriminatory animus.
Fennell v . First Step Designs, Ltd., 83 F.3d ___, ___, N o . 95-
2294, 1996 WL 242333, at *9 (1st Cir. May 1 5 , 1996) (citing
Mesnick v . General Elec. Co., 950 F.2d 816, 827 (1st Cir. 1991),
cert. denied, 504 U.S. 985 (1992)); see also Pages-Cahue v .
Iberia Lineas Aereas de Espana, 82 F.3d 533, 536 (1st Cir. 1996)
("In ADEA discrimination lawsuits, plaintiffs bear the ultimate
burden of proving that their ages were the determinative factor
in their discharge, 'that i s , that [they] would not have been
5 fired but for [their] age.'" (quoting LeBlanc v . Great Am. Ins. Co., 6 F.3d 836, 842 (1st Cir. 1993), cert. denied, ___ U.S. ___, 114 S . C t . 1348 (1994)) (alteration in Pages-Cahue) (other citation omitted); Carson v . Bethlehem Steel Corp., 82 F.3d 1 5 7 , 158 (7th Cir. 1996) (per curiam) ("The central question in any employment-discrimination case is whether the employer would have taken the same action had the employee been of a different [age] . . . and everything else had remained the same." (citations omitted)).
Accordingly, for the purposes of the instant motion for summary judgment, the court assumes arguendo both that plaintiff is able to satisfy the ADEA prima facie case3 and further that
3 The ADEA prima facie showing requires such plaintiffs to demonstrate (1) that he or she fell within the ADEA's protected group--that i s , more than forty years of age; (2) that he or she met [the employer's] legitimate performance expectations; (3) that he or she experienced adverse employment action; and (4) that [the employer] did not treat age neutrally or retained younger persons in the same position.
Pages-Cahue, supra, 82 F.3d at 536 (citations omitted); accord O'Connor v . Consolidated Coin Caterers Corp., ___ U.S. ___, 116 S . C t . 1307, 1310 (1996) (ADEA "does not ban discrimination against employees because they are aged 40 or older; it bans discrimination against employees because of their age, but limits the protected class to those who are 40 or older"); Carson, supra, 82 F.3d at 159 ("That one's replacement is of another . . . age may help to raise an inference of discrimination, but it is neither a sufficient nor a necessary condition." (citing
6 defendant has stated a satisfactory, nondiscriminatory reason--
declining business conditions and a position redundancy in the
Information Services department--for plaintiff's discharge. With
such assumptions understood, the "ultimate burden" now "falls on
the plaintiff to show that the [defendant's] proffered legitimate reason is in fact a pretext and that the job action was the
result of defendant's [age discrimination] animus." Fennell,
supra, 83 F.3d at ___, 1996 WL 242333, at *9 (citing S t . Mary's
Honor Ctr. v . Hicks, 509 U.S. 5 0 2 , 510-11 (1993); Mesnick, supra,
950 F.2d at 827-28); Carson, supra, 82 F.3d at 159 ("[t]he
question . . . is whether the plaintiff has established a logical
reason to believe that the decision rests on a legally forbidden
ground").
"There is little doubt that an employer, consistent with its
business judgment, may eliminate positions during the course of a
downsizing without violating [the ADEA] even though those
positions are held by members of protected groups . . . ."
Smith, supra, 76 F.3d at 422 (citing cases). "[A]n employer can
hire or fire one employee instead of another for any reason, fair
or unfair, provided that the employer's choice is not driven by
Burdine, supra, 450 U.S. at 248; McDonald v . Santa Fe Trail Transp. Co., 427 U.S. 273, 279 & n.6 (1976))).
7 [age] . . . , or some other protected characteristic." Id.
(citing, inter alia, Freeman v . Package Mach. Co., 865 F.2d 1331,
1334 (1st Cir. 1988)) (ADEA case). Thus, "[a] disparate
treatment claimant bears the burden of proving that [he] was
subjected to different treatment than persons similarly situated '"in all relevant aspects."'" Byrd v . Ronayne, 61 F.3d 1026,
1032 (1st Cir. 1995) (quoting Smith v . Status Computer, Inc., 40
F.3d 1 1 , 15 (1st Cir. 1994), cert. denied, ___ U.S. ___, 115 S .
C t . 1958 (1995) (quoting Dartmouth Review v . Dartmouth College,
889 F.2d 1 3 , 19 (1st Cir. 1989))).
In opposition to defendant's motion, plaintiff marshals five
arguments to embolden his charge.4 Four of the five arguments
are either irrelevant to the disparate treatment discrimination
alleged or fail to identify why plaintiff's termination was a
consequence of impermissible age animus. See Plaintiff's
Objection at 3-7, 8-9. Consequently, whether plaintiff's case
can withstand defendant's summary judgment onslaught depends upon
the strength of the argument, and its corresponding record
factual support, that he was not treated "age-neutrally" within
Information Services and that a younger employee was chosen over
4 Plaintiff additionally argues that defendant is liable under a disparate impact analysis; however, such argument will be further addressed infra.
8 him to remain as Kingsbury's programmer/analyst. Plaintiff presents four pieces of evidence which, taken together, are alleged to demonstrate Kingsbury's discriminatory animus and use of age-based considerations when it determined that plaintiff was to be discharged and M s . Ball was to be retained. Such evidence consists o f : (1) his June 2 1 , 1993, discharge letter; (2) his expert's statistical Data Analysis of Kingsbury Employment Records; (3) the pre-April 1993 seniority policy at Kingsbury; and (4) the affidavit of Bruce Van Broklin. The court has further considered plaintiff's own deposition testimony, appended to defendant's motion, as part of the summary judgment analysis.
The June 2 1 , 1993, discharge letter seems to be pretty standard fare, and evinces no hint of discriminatory animus on Kingsbury's part. Kingsbury's decision to bifurcate its policy on employee retention and differentiate between hourly and salaried employees is similarly without a discriminatory aura. The timing of the change, some two months prior to plaintiff's discharge, does not alter this conclusion. Changes in the company's layoff practice and the creation of an age-based early retirement program do not, in and of themselves, forebode a sinister discriminatory intent on Kingsbury's part. See Schuler
9 v . Polaroid Corp., 848 F.2d 276, 278 (1st Cir. 1988) (ADEA "does
not forbid treating older persons more generously than others").
The Van Broklin affidavit is of greater potential relevance
to any ADEA claims M r . Van Broklin may assert against Kingsbury
than the instant claim asserted by Tucker. This is so due to the simple fact that the statements therein attributed to Richard
Whipple, Executive Vice President of Kingsbury, see Van Broklin
Affidavit ¶¶ 7-8, have little, if any, direct relevance to
plaintiff's ultimate discharge. M r . Whipple has (1) "never
overseen the operations of the information systems department in
any way, including during the [reduction-in-force] of June 2 2 ,
1993," Affidavit of Richard Whipple ¶ 4 (attached to defendant's
Reply Memorandum), (2) "never made any employment decisions
regarding M r . Tucker," id. ¶ 7 , and (3) "played no part
whatsoever in M r . Spring's decision to lay off [plaintiff]," id.
¶ 8. As applied to the circumstances of the case at bar, this
evidence is simply not probative. But see Woodman v . Haemonetics
Corp., 51 F.3d 1087, 1094 (1st Cir. 1995) (statement of corporate
employee may provide cogent evidence in ADEA suit if declarant
was directly involved in RIF and substance of statement concerns
matters within scope of his employment).
The final piece of evidence submitted by plaintiff is the
10 statistical analysis of his expert, D r . Marvin Karson, regarding Kingsbury's work force reductions between September 1986 and June 1994. 5 As it pertained to the reduction wherein plaintiff was laid off, D r . Karson's review of the data "leads to the conclusion that age discrimination occurred . . . due to the disparate impact . . . on the 40 and over age group." Report of Marvin Karson, Ph.D., at 9 (attached to Plaintiff's Objection as Exhibit 2 ) . Dr. Karson testified at his deposition about how he drew such conclusion.
Q. Okay. What is your definition of age discrimination? . . . . A . My sense of age discrimination in this setting would be if there was a -- if the data showed that there was an adverse impact on the 40 and over age employees. By adverse impact, if I could show that there was a significant statistical effect in some -- if there is a statistical difference between treating the over 40 age group and the under 40 age group. Q. Okay. So I'm clear on -- I want to make sure I'm clear. To you, adverse impact equals age discrimination if you're talking about the over 40/under 40 categorization of people? A . As a way to categorize, not -- certainly not, you know, as a legal definition, but as a working definition for m e . Q. Okay. So when we see in your report, for
5 Dr. Karson divides the various reductions in force that occurred at Kingsbury over such time period into five groups: A (9/27/86-11/28/88); B (2/25/88-3/14/90); C (3/19/90-3/19/92); D (9/16/91-9/16/93); and E (6/22/93-6/22/94). Plaintiff's layoff took place during the time period encompassed by group E .
11 example, the conclusion that age discrimination occurred in RIF E , you're not giving your legal opinion as to whether or not age discrimination has occurred in this case, are you? A . That's correct. I'm saying that I found a statistically significant effect due to age on the -- from the terminations on that class. Deposition of Marvin Karson, Ph.D., at 91-92 (attached to
Defendant's Motion as Exhibit 7 ) . When asked at a later time during his deposition about his working assumptions in
undertaking the data analysis, D r . Karson testified as follows:
Q . Okay. Did you assume that the decision making at Kingsbury as -- in RIF E as to who got laid off and who didn't was the same for all departments? A . It's irrelevant. I -- it's irrelevant to me. Q . So it wouldn't have mattered to you whether there was one across-the-board procedure for selecting layoff -- people for layoff, or whether instead there were -- layoff decisions were made by department? A . Yeah. My assumption is that -- maybe not my assumption, but my approach is to deal with this on a company-wide basis. Q . So your answer to my last question was yes? . . . It would not have mattered to you whether it was done one decision making procedure across the company, or whether the decision making was done department by department, different procedures in each department? A . It wouldn't have affected what I did because I was interested in dealing with the company as a single unit.
Id. at 182-83.
Dismissing the fact that D r . Karson's conclusions address
12 disparate impact, rather than disparate treatment,6 his report
fails to create a triable issue due to the stark nature of the
results. "'Without an indication of a connection between the
statistics,' the practices of the employer, and the employee's
case, statistics alone are likely to be inadequate to show that
the employer's decision to discharge the employee was
impermissibly based on age." LeBlanc, supra, 6 F.3d at 848
(quoting Gadson v . Concord Hosp., 966 F.2d 3 2 , 335 (1st Cir.
1992)).
At bottom, plaintiff's complaint is little more than an
honest dispute over the outward merits of a managerial decision.
Although "an employer who selectively cleans house cannot hide
behind convenient euphemisms such as 'downsizing' or
'streamlining,'" Smith, supra, 76 F.3d at 4 2 2 , nondiscriminatory
business decisions are beyond the legitimate purview of the
courts, Fennell, supra, 83 F.3d at ___, 1996 WL 242333, at *11
("Courts may not sit as super-personnel departments, assessing
6 As to plaintiff's statistics-based argument in support of the disparate treatment claim, the court notes that "the central focus [in a disparate treatment case] 'is less whether a pattern of discrimination existed [at the company] and more how a particular individual was treated, and why.'" LeBlanc, supra, 6 F.3d at 848 (quoting Cumpiano v . Banco Santander P.R., 902 F.2d 148, 156 (1st Cir. 1990)) (second alteration in LeBlanc). But see Furr v . Seagate Tech., Inc., 82 F.3d 9 8 0 , 987 n.4 (10th Cir. 1996) ("disparate impact may be evidence of intentional discrimination in certain cases").
13 the merits--or even the rationality--of employers' nondiscriminatory business decisions." (quotation omitted)). . "Whether or not trimming the fat from a company's organizational chart is a prudent practice in a particular business environment, the employer's decision to eliminate specific positions must not be tainted by a discriminatory animus." Smith, supra, 76 F.3d at 422 (citations omitted).
When plaintiff was asked at his deposition whether he believed someone else should have been laid off in June 1993, he testified,
A . Yes. Q . Who do you believe should have been laid off instead of you? A . Faith. Q . Why do you believe that? A . Seniority and also . . . experience, although we worked on different projects, we both had approximately the same experience. The same ability, let's say. Tucker Deposition at 59 (attached to Defendant's Memorandum of
Law as Exhibit 3 ) . However, plaintiff's manager, David Spring,
has stated, 4 . I have known Byron Tucker for over 30 years, during which time I have worked along side him in manufacturing and then in information systems. 5 . I was his immediate supervisor in information systems for 6 years and, for the last eight years he was employed at Kingsbury, he reported to m e , through another immediate supervisor. 6. Several months before the June 2 2 , 1993
14 reduction in force ("RIF"), I thought that a RIF in the information systems department might occur. As a result, I evaluated everyone in the department on 42 different criteria. I numerically rated every employee on a scale from 1 to 1 0 , 10 being the highest. 7 . After I did this evaluation Jim Koontz, President and CEO of Kingsbury, called me into his office. He told me that Kingsbury was going to eliminate one of the two programmer analyst positions held by Faith Ball and Byron, in light of the poor business conditions of the company. He told me that I had to decide which programmer analyst should be laid off. 8 . I had previously given Byron Tucker a total of 109 points and Faith Ball a total of 119 points in my numerical ratings . . . of the programmer analysts . . . , as the programmer analyst was the only information systems department position affected in the June, 1993 RIF. Based on the comparative numerical ratings I had done of each of them, it was my decision that Faith Ball should be retained and Byron should be laid off. It was my conclusion that Faith Ball possessed a greater level of expertise that would be needed in the department in the future. I explained in more detail my reasons in a memorandum to Jeff Toner dated September 1 4 , 1993 . . . . 9. As I had already analyzed all of the positions in the information systems department and, as its manager, I was aware of its future needs, I was able to inform Koontz during that meeting of my decision that Byron should be laid off and Faith Ball should be retained. 1 0 . My decision to select Byron for lay off as part of the June, 1993 RIF had absolutely nothing to do with his age.
Affidavit of David N . Spring ¶¶ 4-10 (attached to Defendant's
Memorandum as Exhibit 2 ) .
Insofar as this court will attempt to assess neither the
merits nor the rationality of an employer's business decisions,
15 see Mesnick, supra, 950 F.2d at 825, the question is whether such business decision was based upon the prohibited consideration of age, see Hazen Paper, supra, 507 U.S. at 610 ("Whatever the employer's decisionmaking process, a disparate treatment claim cannot succeed unless the employee's protected trait actually played a role in that process and had a determinative influence on the outcome."). Upon review of the entire state of the evidence before the court on summary judgment, the court herewith finds and rules that no reasonable juror could conclude that age- based animus tainted Kingsbury's decision to dismiss Tucker. Accordingly, defendant's motion for summary judgment as to disparate treatment liability under the ADEA must be and herewith is granted.
b. Disparate Impact
Plaintiff seeks, should the argument on disparate treatment discrimination fail, to recover on the alternate theory of
disparate impact. The availability of such theory of liability
under the ADEA i s , at this date, open to question.
The Supreme Court has "never decided whether a disparate
impact theory of liability is available under the ADEA," Hazen
Paper C o . v . Biggins, 507 U.S. 6 0 4 , 610 (1993) (citing Markham v .
Geller, 451 U.S. 945 (1981) (Rehnquist, J., dissenting from
16 denial of certiorari)), although several members of the Court
have intimated the likely answer, id. at 618 (noting that "there
are substantial arguments that it is improper to carry over
disparate impact analysis from Title VII to the ADEA" and
emphasizing that "nothing in the Court's opinion should be read
as incorporating in the ADEA context the so-called 'disparate impact' theory of Title VII") (Kennedy, J., concurring). Such
nondecision notwithstanding, the vast majority of the circuit
courts of appeal that have addressed the issue have taken the
Hazen Paper musing, in conjunction with the ADEA's legislative
history, to indicate that disparate impact liability theories are
not to be entertained in ADEA litigation. Compare Furr, supra,
82 F.3d at 986 ("disparate impact claims are not cognizable under
the ADEA"); Ellis v . United Airlines, Inc., 73 F.3d 999, 1007
(10th Cir.) (analyzing legislative history and expressly ruling
that disparate impact claim not recognized under ADEA), cert.
denied, ___ S . C t . ___, 64 U.S.L.W. 3818 (1996); DiBiase v .
SmithKline Beecham Corp., 48 F.3d 719, 732 (3d Cir.) ("it is
doubtful that traditional disparate impact theory is a viable
theory of liability under the ADEA"), cert. denied, ___ U.S. ___,
116 S . C t . 306 (1995); EEOC v . Francis W . Parker Sch., 41 F.3d
1073, 1077 (7th Cir. 1994) ("decisions which are made for reasons
independent of age but which happen to correlate with age are not
17 actionable under the ADEA"), cert. denied, ___ U.S. ___, 115 S .
C t . 2577 (1995) with Mangold v . California Pub. Utils. Comm'n, 67
F.3d 1470, 1473 (9th Cir. 1995) ("'A plaintiff alleging
discrimination under ADEA may proceed under two theories of
liability: disparate treatment or disparate impact.'" (quoting
Rose v . Wells Fargo & Co., 902 F.2d 1417, 1421 (9th Cir. 1990)). Cf. Rhodes v . Guiberson Oil Tools, 75 F.3d 989, 1004 (5th Cir.
1996) (en banc) ("The world will not come to an end, nor will our
system be in peril, because ADEA plaintiffs face a different and
higher burden than Title VII plaintiffs.") (DeMoss, J.,
concurring in part and dissenting in part).
Some four years prior to Hazen Paper, the First Circuit
noted, "in the context of cases involving reduction in force,
this Court has glossed the elements of the Loeb [v. Textron,
Inc., 600 F.2d 1003 (1st Cir. 1979] prima facie case to enable a
plaintiff to show . . . that his employer' facially neutral
actions had a significant discriminatory impact on members of the
protected class." Hebert v . Mohawk Rubber Co., 1104, 1110 (1st
Cir. 1989) (citing Holt, supra, 797 F.2d at 37-38). Three
subsequent First Circuit cases have addressed the "impact" issue,
if only in passing. See Graffam v . Scott Paper Co., 60 F.3d 809
(Table), 1995 WL 414831, at *3 & n.1 (1st Cir. July 1 4 , 1995)
(assuming arguendo that district court correctly held ADEA
18 supports disparate impact theory, but noting doubt expressed by Hazen Court and trend in Third and Seventh Circuits); Das v . Ciba Corning Diagnostics Corp., 993 F.2d 1530 (Table), 1993 WL 192827, at *3 n.2 (1st Cir. June 8 , 1993) (refusing to read a disparate impact theory of liability into plaintiff's complaint and expressly noting that the "Court has not recognized a 'disparate impact' theory of liability under the ADEA"); Holt v . Gamewell Corp., 797 F.2d 3 6 , 37 (1st Cir. 1986) (assuming, without discussion, the applicability of discriminatory impact theory in ADEA action).
Noting the decision in Caron v . Scott Paper Co., 834 F. Supp. 3 3 , 38 (D. M e . 1993) ("Both the language of the statute and the case law support the use of disparate impact theory under the ADEA."), but acknowledging the weight of authority otherwise, see Plaintiff's Objection at 9, plaintiff argues that "Defendant's lengthy analysis of this issue is premature," id. Insofar as disparate impact is advanced by plaintiff as an alternate theory of liability, the court would be hard-pressed to concur that defendant's summary judgment attempt to neutralize such argument is premature.
Plaintiff's failure to adequately parry defendant's thrust could be construed as a waiver of his disparate impact theory of liability. However, assuming arguendo the applicability of such
19 theory of liability to an ADEA case, the court finds and rules that plaintiff has failed to state a prima facie case of disparate impact under the ADEA. See Caron, supra, 834 F. Supp. at 38 (plaintiff must "1) identify the specific employment practices or selection criteria being challenged; 2 ) show disparate impact on the basis of age; and 3 ) show that the practice in question has caused the exclusion of applicants for jobs or promotions because of their age") (citing Wards Cove Packing C o . v . Atonio, 490 U.S. 642 (1989); Rose, supra, 902 F.2d at 1424). As in the disparate treatment claim, plaintiff's evidence fails to identify age as the motivating and principal factor that predetermined his discharge. In consequence of same, plaintiff is unable to establish a prima facie case of disparate impact. Defendant's motion for summary judgment on said theory is accordingly granted.
Conclusion
For the reasons set forth herein, defendant's motion for
20 summary judgment (document 10) is granted in its entirety.
Judgment shall be entered for the defendant.
SO ORDERED.
Shane Devine, Senior Judge United States District Court June 1 9 , 1996
cc: Timothy A . O'Meara, Esq. James M . Saffian, Esq.