Tucker v. Ethicon, Inc.

District Court, E.D. Missouri·Decided March 4, 2021·No. 4:20-cv-01543·Unknown

Opinion

UNITED STATES DISTRICT COURT EASTERN DISTRICT OF MISSOURI EASTERN DIVISION

DAWN TUCKER, et al., ) ) Plaintiffs, ) ) v. ) No. 4:20-CV-1543 RLW ) ETHICON, INC, et al., ) ) Defendants. )

MEMORANDUM AND ORDER

This matter is before the Court on Defendants Ethicon, Inc. and Johnson & Johnson’s (collectively, “Defendants”) Motion to Limit the Case-Specific Opinions and Testimony of Paul J. Michaels, M.D. (ECF No. 37), and Motion to Limit the Case-Specific Opinions and Testimony of Bruce Rosenzweig, M.D. (ECF No. 39). Plaintiffs Dawn Tucker (“Ms. Tucker”) and Mark Tucker (collectively, “Plaintiffs”) oppose the Motions. Defendants did not file a reply and the Motions are fully briefed. For the following reasons, the Defendants’ Motions to limit Dr. Michaels and Dr. Rosenzweig’s testimony will be denied. I. Factual and Procedural Background The Plaintiffs are a married couple who reside in Missouri. On November 15, 2011, Ms. Tucker underwent implantation of a Johnson & Johnson Gynecare TVT Secur (“TVT-S”) pelvic mesh device. The TVT-S device is used to treat stress urinary incontinence. Dr. Jack Ricketts, M.D., performed the surgery in St. Louis, Missouri. The Defendants designed, manufactured, and/or sold the TVT-S. The TVT-S allegedly caused various injuries to Ms. Tucker, including vaginal pain, pelvic pain, severe pain with intercourse, recurrence of incontinence, urinary tract infections, urinary frequency and urgency, and urinary retention. (ECF No. 35-1 at 5-6.)1 Ms. Tucker alleges that the “bodily injuries related to the mesh often brings [her] to tears and it has caused a loss of intimacy between” her and her husband, and has diminished her overall quality of law because of constant pain. (Id. at 6.) Ms. Tucker subsequently underwent two surgeries to remove or revise the pelvic mesh in 2012 and 2015, both performed in Missouri. On September 23, 2016, Plaintiffs directly filed suit against Defendants on a Short Form Complaint in a multidistrict ligation (“MDL”), In re: Ethicon, Inc. Pelvic Repair System

Products Liability Litigation, MDL No. 2327, in the United States District Court for the Southern District of West Virginia. The MDL relates to allegedly defective pelvic mesh products including the TVT-S. Defendants filed the instant Motions in the MDL court to limit the case- specific opinions and testimony of Plaintiffs’ expert witnesses Dr. Michaels and Dr. Rosenzweig in November 2019. The Motions were pending at the time the case was transferred to this Court in October 2020. II. Legal Standard The admissibility of expert testimony in diversity cases in federal court is governed by federal law. Clark ex rel. Clark v. Heidrick, 150 F.3d 912, 914 (8th Cir. 1998). Federal Rule of Evidence 702 controls the admission of expert opinion and provides:

A witness who is qualified as an expert by knowledge, skill, experience, training, or education may testify in the form of an opinion or otherwise if:

(a) the expert’s scientific, technical, or other specialized knowledge will help the trier of fact to understand the evidence or to determine a fact in issue;

(b) the testimony is based on sufficient facts or data;

1All references to page numbers refer to the pagination automatically generated by the Court’s CM/ECF electronic filing system that appears at the top of each page of an electronically filed document. These do not necessarily correspond to native page numbers on the document. (c) the testimony is the product of reliable principles and methods; and

(d) the expert has reliably applied the principles and methods to the facts of the case.

Fed. R. Evid. 702; see Lauzon v. Senco Prods., Inc., 270 F.3d 681, 686 (8th Cir. 2001) (discussing criteria for admissibility of expert testimony under Rule 702). Under Rule 702, the trial court has gatekeeping responsibility to “ensur[e] that an expert’s testimony both rests on a reliable foundation and is relevant to the task at hand.” Kumho Tire Co., Ltd. v. Carmichael, 526 U.S. 137, 141 (1999) (citing Daubert, 509 U.S. at 597). “When making the reliability and relevancy determinations, a district court may consider: (1) whether the theory or technique can be or has been tested; (2) whether the theory or technique has been subjected to peer review or publication; (3) whether the theory or technique has a known or potential error rate and standards controlling the technique’s operation; and (4) whether the theory or technique is generally accepted in the scientific community.” Russell v. Whirlpool Corp., 702 F.3d 450, 456 (8th Cir. 2012) (citing Daubert, 509 U.S. at 593-94). “This evidentiary inquiry is meant to be flexible and fact specific, and a court should use, adapt, or reject Daubert factors as the particular case demands.” Unrein v. Timesavers, Inc., 394 F.3d 1008, 1011 (8th Cir. 2005). “There is no single requirement for admissibility as long as the proffer indicates that the expert evidence is reliable and relevant.” Id. “Rule 702 reflects an attempt to liberalize the rules governing the admission of expert testimony.” Weisgram v. Marley Co., 169 F.3d 514, 523 (8th Cir. 1999). The rule “favors admissibility if the testimony will assist the trier of fact.” Clark, 150 F.3d at 915. Doubt regarding “whether an expert’s testimony will be useful should generally be resolved in favor of admissibility.” Id. (citation and internal quotation omitted). As a general rule “the factual basis of an expert opinion goes to the credibility of the testimony, not the admissibility, and it is up to the opposing party to examine the factual basis for the opinion in cross-examination.” Nebraska Plastics, Inc. v. Holland Colors Americas, Inc., 408 F.3d 410, 416 (8th Cir. 2005) (quoted case omitted). That said, “if the expert’s opinion is so fundamentally unsupported that it can offer no assistance to the jury, it must be excluded.” Id. (quoted case omitted). An expert opinion is fundamentally unsupported when it “fails to consider the relevant facts of the case[.]” Id.

III. Discussion A. Motion to Limit Dr. Michaels’ Case-Specific Opinions and Testimony Dr. Paul J. Michaels, M.D. is a pathologist who is board-certified in anatomic pathology, clinical pathology, and cytopathology, and was disclosed by Plaintiffs on issues of general and specific causation. Defendants do not challenge Dr. Michaels’ credentials or qualifications but move to exclude his case-specific opinions regarding clinical complications. In his Case-Specific Report (ECF No. 37-1), Dr. Michaels reviewed four microscopic slides containing tissue specimens from Ms. Tucker’s September 2015 surgery. Dr. Michaels described his pathological findings and “identified some of the histological findings that have been described in association with transvaginal mesh grafts and that also correlate with her

reported symptomology.” (Id. at 5.) Specifically, Dr. Michaels stated that his histopathological analysis of Ms. Tucker’s explanted vaginal mesh specimen demonstrated “an inflammatory and fibrosing reaction secondary to the mesh, including scar plate formation, chronic inflammation, and foreign body granuloma formation.” (Id.

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