Tuchman v. Welch

42 F. 548, 1890 U.S. App. LEXIS 2204
CourtU.S. Circuit Court for the District of Kansas
DecidedJuly 16, 1890
StatusPublished
Cited by6 cases

This text of 42 F. 548 (Tuchman v. Welch) is published on Counsel Stack Legal Research, covering U.S. Circuit Court for the District of Kansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Tuchman v. Welch, 42 F. 548, 1890 U.S. App. LEXIS 2204 (circtdks 1890).

Opinion

Philips, J:

By order of the circuit judge, I assisted the district judge in the hearing, and submit the following views of the questions involved:

1. This application is met at the threshold with the objection that it contravenes the eleventh amendment of the federal constitution, w'hich in effect denies the right of a citizen to sue one of the states without its consent. The law is now well settled that the state without its consent cannot be sued in the circuit court of the United States by one of its Dwn citizens, or a non-resident citizen, even upon the suggestion that the case is one arising under the constitution and laws of the United States. Hans v. Louisiana, 134 U. S. 1, 10 Sup. Ct. Rep. 504. If, therefore, this action can be rightly considered as a suit in equity com'menced or prosecuted against the state of Kansas, it must fail, and any further discussion of the many questions raised in this controversy would be supererogatory. The question as to what in law fixes and determines the fact as to when a suit is against a state has undergone rigid investigation by the federal courts. In the early rulings of the supreme court it was held that, where jurisdiction depends on the party, it is the party named in the record. Osborn v. Bank, 9 Wheat. 738-857. In Governor v. Madrazo, 1 Pet. 110, where the action was brought against the governor in behalf of the state, it was held that in legal effect it was against the state, because “the demand made upon him is not made personally, but officially. The decree is pronounced, not against the person, but the officer. * * * In such a case, where the chief magistrate of a state is sued, not by his name, but by his style of office, and the claim made upon him is entirely in his official character, wre think the state itself may be considered as a party on the record. If tire state is not a party, there is no party against w'hom a decree can be made. No person in his natural capacity is brought before the court as defendant.” In Cunningham v. Railroad Co., 109 U. S. 446, 3 Sup. Ct. Rep. 292, 609, it was held that, in those cases where it is manifest upon the record that the state is an indispensable party to enable the court to grant any relief, it would refuse jurisdiction. In other words, when it is clear that the -party proceeded against has no individual interest in the controversy, and the state alone is to be affected by the judgment, and the decree would be inoperative unless against the state, It may be deemed as a proceeding against the state. This question underwent thorough discussion in Re Ayers, 123 U. S. 443, 8 Sup. Ct. Rep. 164, where it was held that, although the matter out of which the controversy .arose was against Ayers as attorney general and other offi[551]*551cers of the state in their official capacity, yet, as the real purpose was to enforce a right founded in contract to which the state was a party alone, and any judgment the court might render could be effectual only as against the state, the state was a necessary party, and in the case under review was constructively present by its officers. “In such a case,” says Mr. ¡Justice Matthews, “though the state be not nominally a party on the record, if the defendants are its officers and agents, through whom alone it can act in doing and refusing to do the things which constitute a breach of its contract, the suit is still in substance, though not in form, a suit against the state.” The learned justice then confronts the very issue presented by the bill of complaint now under consideration. He says:

“It may be asked, what is the true ground of distinction, so far as the protection of the constitution of the United States is invoked, between the eonr tract rights of tire complainant in such a suit, and other rights of person and of-property? In these latter eases it is said that jurisdiction may be exercised against individual defendants, notwithstanding the official character of their acts, while in cases of the former description the jurisdiction is denied. ”

He then proceeds to show that the acts alleged to be threatened by Ayers and others are in violation of the contract made by the state of Virginia, which it alone could perform, and the acts of defendants are but the acts of the state, and nothing done or said by them constituted a breach of the contract, the breach of which constitutes the whole gravamen of the action; and as the judgment sought would bind the state, if effective, and not any individual act of the defendants, it should bo deemed the act of the state. The opinion then very pertinently proceeds as follows:

“But this is not intended in any way to impinge upon the principle which justifies suits against individual defendants who, under color of the authority of unconstitutional legislation by the state, are guilty of personal trespasses and wrongs, nor to forbid suits against officers in their official capacity, either to arrest or direct their official action by injunction or mandamus, where such suits are authorized by law, and the act to he done or omitted is purely ministerial, in the performance or omission of which the plaintiff has a legal interest. * * * 2sTor need it be apprehended that the construction of the 11th amendment, applied in this case, will in any wise embarrass or obstruct the execution of the laws of the United States in oases where officers of a state are guilty of acting in violation of them under color of its authority. The government of the United States, in the enforcement of its laws, deals with all persons within its territorial jurisdiction, as individuals owing obedience to its authority. The penalties of disobedience may be visited upon them, without regard to the character in which they assume' to act, or the nature of the exemption they may plead in justification. ¡Nothing can be interposed between the individual and the obligation he owes to the constitution and laws of the United States which can shield or defend him from their just authority; and the extent and limits of that authority the government of the United States, by means of its judicial power, interprets and applies for itself. If, therefore, an individual acting under the assumed authority of a state, as one of its officers, and under color of its laws, comes into conflict with the superior authority of a valid law of the United States, he is stripped of his representative character, and subjected in his person to the conse-[552]*552q«enees oí his individual conduct. The state has no power to impart to him any immunity from responsibility to the supreme authority of the United States.”

The separate opinion of Mr. Justice Field shows quite clearly the true line of demarkation:

“ There are many cases — indeed, they are of frequent occurrence — where officers of the state, acting under legislation in conflict with the constitution and laws of the United States, may be restrained by the federal courts, as where those officers attempt, by virtue of such legislation, to take private property for public use without offering compensation, or in other ways to deprive one of the use and enjoyment of his property. I do not understand that the opinion of the court is against this doctrine; but, on the contrary, that it is recognized and approved.

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Cite This Page — Counsel Stack

Bluebook (online)
42 F. 548, 1890 U.S. App. LEXIS 2204, Counsel Stack Legal Research, https://law.counselstack.com/opinion/tuchman-v-welch-circtdks-1890.