Truong v. Smith

183 F.R.D. 273, 50 Fed. R. Serv. 1599, 1998 U.S. Dist. LEXIS 21327, 1998 WL 890142
CourtDistrict Court, D. Colorado
DecidedNovember 16, 1998
DocketNo. CIV. A. 98-B-332
StatusPublished
Cited by2 cases

This text of 183 F.R.D. 273 (Truong v. Smith) is published on Counsel Stack Legal Research, covering District Court, D. Colorado primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Truong v. Smith, 183 F.R.D. 273, 50 Fed. R. Serv. 1599, 1998 U.S. Dist. LEXIS 21327, 1998 WL 890142 (D. Colo. 1998).

Opinion

ORDER re: Rule 412 Discovery

COAN, United States Magistrate Judge.

Plaintiff claims that defendant Smith, while in a position of authority over plaintiff, subjected her to unwelcome sexual contacts, alleging violations of the Violence Against Women Act, 42 U.S.C. § 13981, and assault, sexual assault and battery under state law. Comp. UH1-12, 16. At a status conference on October 26, 1998, counsel for the parties disagreed about the discovery requested in defendant’s interrogatory #3 and request for admissions # 4 in light of Rule 412, Fed. R.Evid. Both of defendant’s requests concern information regarding plaintiffs “history of extramarital affairs” which defendant maintains are relevant to his defenses of consensual relationship and initiation of contact by plaintiff. Def. Mot. To Compel [filed October 13, 1998], H 5. The court deferred ruling on the Rule 412 issue. See, Order of October 26, 1998. The parties were given the opportunity to submit additional authority, which plaintiff filed on October 28, 1998.

Federal Rule of Evidence 412, 28 U.S.C. states, in relevant part:

Rule 412. Sex Offense Cases; Relevance of Alleged Victim’s Past Sexual Behavior or Alleged Sexual Predisposition
[274]*274(a) Evidence generally inadmissible. — The following evidence is not admissible in any civil or criminal proceeding involving alleged sexual misconduct except as provided in subdivisions (b) and (c):
(1) Evidence offered to prove that any alleged victim engaged in other sexual behavior.
(2) Evidence offered to prove any alleged victim’s sexual predisposition.
(b) Exceptions.'—
1) In a criminal case, the following evidence is admissible, if otherwise admissible under these rules:
(A) evidence of specific instances of sexual behavior by the alleged victim offered to prove that a person other than the accused was the source of semen, injury or other physical evidence;
(B) evidence of specific instances of sexual behavior by the alleged victim with respect to the person accused of the sexual misconduct offered by the accused to prove consent or by the prosecution; and
(C) evidence the exclusion of which would violate the constitutional rights of the defendant.
(2) In a civil ease, evidence offered to prove the sexual behavior or sexual predisposition of any alleged victim is admissible if it is otherwise admissible under these rules and its probative value substantially outweighs the danger of harm to any victim and of unfair prejudice to any party. Evidence of an alleged victim’s reputation is admissible only if it has been placed in controversy by the alleged victim.

Fed.R.Evid. 412.

This rule, sometimes referred to as the “rape shield law,” was first enacted in 1978 to protect rape victims from humiliating and excessive cross-examination with regard to their past sexual behavior. Originally limited to criminal rape cases, Rule 412 was later extended to govern all criminal sex offense cases. Act of Nov. 18, 1988, Pub.L. 100-690, Title VII, § 7046(a), 102 Stat. 4400; see also 10 James Wm. Moore et al., Moore’s Federal Practice at 412.02 (2d ed.1995). Effective December 1, 1994, Congress enacted substantial changes to Rule 412. Act of Sept. 13, 1994, Pub.L. 103-322, Title IV, § 40141(b), 108 Stat.1919. In essence, Rule 412 was revised so that it applies to all criminal and civil cases involving'sexual misconduct, without regard to whether the alleged victim or person accused is a party to the litigation.

As presently worded, Rule 412 states that certain kinds of evidence are generally inadmissible in any civil or criminal proceeding involving alleged sexual misconduct. First, Rule 412 bars the admission of evidence “offered to prove that any alleged victim engaged in other sexual behavior.” Fed. R.Evid. 412(a)(1). “Sexual behavior” includes all activities, other than those “intrinsic” to the alleged misconduct, that involve sexual intercourse or sexual contact, or that imply such physical conduct. See Advisory Committee Note. Second, Rule 412 precludes the introduction of evidence “offered to prove any alleged victim’s sexual predisposition.” Fed.R.Evid. 412(a)(2). This provision is designed to exclude evidence “relating to the alleged victim’s mode of dress, speech, or lifestyle,” and other evidence that “does not directly refer to sexual activities or thoughts, but that the proponent believes may have a sexual connotation for the factfin-der.” See Advisory Committee Note.

In civil cases, evidence offered to prove the sexual behavior or predisposition of any alleged victim of sexual misconduct may be admitted if its proponent satisfies the “balancing test” articulated in Rule 412(b)(2). The proponent must demonstrate: (1) that the proffered evidence is otherwise admissible under the Federal Rules of Evidence; and (2) that its probative value “substantially outweighs the danger of harm to the victim and of unfair prejudice to any party.” Fed. R.Evid. 412(b)(2). Additionally, the rule specifies that evidence of an alleged victim’s reputation is admissible only if it has been placed in controversy by the victim. Id.

Plaintiff argues that the information sought is inadmissible within the plain meaning of the Rule. She further argues that the presumption against admissibility can only be rebutted by a showing that the probative value of the information substantially out[275]*275weighs the danger of harm and unfair prejudice that would result to the plaintiff. Plaintiff suggests that the reason defendant is seeking the information is to show that her conduct in this case is in conformity with past sexual conduct, a reason prohibited by Rule 412. In addition, plaintiff maintains that the information sought concerns non workplace conduct which the Advisory Committee found to be usually irrelevant. See Advisory Committee notes.

While evidence that a sexual assault victim has engaged in consensual sexual relations with the defendant in the past under similar conditions may have some logical relevance to the question of consent to the act charged, and evidence of prior sexual activity with the defendant under dissimilar circumstances may also have some logical relevance, but “(w)hen both identity of persons and similarity of circumstances are removed, probative value all but disappears.” Ordover, Admissibility of Patterns of Similar Sexual Conduct: The Unlamented Death of Character for Chastity, 63 Cornell L.Rev. 90, 106 (1977).

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Cite This Page — Counsel Stack

Bluebook (online)
183 F.R.D. 273, 50 Fed. R. Serv. 1599, 1998 U.S. Dist. LEXIS 21327, 1998 WL 890142, Counsel Stack Legal Research, https://law.counselstack.com/opinion/truong-v-smith-cod-1998.