24-2324 Tripathy v. Lockwood
UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
At a stated term of the United States Court of Appeals for the Second Circuit, held at the Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York, on the 3rd day of October, two thousand twenty-five.
PRESENT: JOHN M. WALKER, JR., SUSAN L. CARNEY, RICHARD J. SULLIVAN, Circuit Judges. _____________________________________
SANJAY TRIPATHY,
Plaintiff-Appellant,
v. 24-2324
CAPTAIN LOCKWOOD, REVERAND HARRIS, SUPERINTENDENT SUSAN R. KICKBUSH, DEPARTMENT OF CORRECTIONS AND COMMUNITY SUPERVISION, OF NEW YORK STATE, ANDREA N. SCHNEIDER, SHARON FROST, SUPERINTENDENT EDWARD BURNETT, FATHER GEORGE J. DASH, REVEREND JOEL L. TERRAGNOLI, RICHARD MOFFIT, SUPERINTENDENT LEANNE LATONA, NANCY K. FERNANDEZ, Director of Ministerial Services at DOCCS,
Defendants-Appellees,
SORC R. HOFFMAN, IGRC Chairperson, SGT. STACHOWIOL, IGRC Staff Member, C.O. COSTIENWACHS, IGRC Staff Member, INMATE J. KELEHER, Din # 15−R−2316, Inmate Rep IGRC, INMATE C. FLOREA, Din # 15−R−1307, Inmate Rep IGRC, CORC DIRECTOR, IGP, CORC Member #2, DEPUTY COMMISSIONER & COUNSEL, CORC Member #2, DEPUTY COMMISSIONER FOR CORRECTIONAL FACILITIES, CORC Member #3, DEPUTY COMMISSIONER FOR PROGRAM SERVICES, CORC Member #4, DEPUTY COMMISSIONER FOR ADMINISTRATIVE SERVICES, CORC Member #5, DEPUTY COMMISSIONER & CHIEF MEDICAL OFFICER, CORC Member #6, REP OF THE OFFICE OF DIVERSITY MANAGEMENT, Member #7, ANTHONY J. ANNUCCI, Commissioner of DOCCS; representing DOCCS,
Defendants. _____________________________________
For Plaintiff-Appellant: Sanjay Tripathy, Pro Se, Morrisville, NC.
2 For Defendants-Appellees Sarah L. Rosenbluth of Counsel Lockwood, Harris, Kickbush, for Letitia James, Attorney DOCCS, and Fernandez: General State of New York, Albany, NY.
Appeal from a judgment of the United States District Court for the Western
District of New York (Mark W. Pedersen, Magistrate Judge). 1
UPON DUE CONSIDERATION, IT IS HEREBY ORDERED,
ADJUDGED, AND DECREED that the judgment is AFFIRMED.
Sanjay Tripathy, a previously incarcerated inmate proceeding pro se, appeals
from the district court’s dismissal of his claims under 42 U.S.C. §§ 1983 and 1985,
the Religious Land Use and Institutionalized Persons Act (“RLUIPA”), and the
New York State Constitution against the New York Department of Corrections and
Community Supervision (“DOCCS”) and several of its officials. In essence,
Tripathy alleges that the laundry policies at various DOCCS correctional facilities
violated his Hindu religious beliefs by requiring his clothes to be mixed with those
of inmates who eat beef and pork. Tripathy seeks injunctive and declaratory relief,
as well as monetary damages. The district court dismissed his federal claims on
the grounds of mootness, immunity under the Eleventh Amendment, and
1The parties jointly consented to magistrate jurisdiction pursuant to 28 U.S.C. § 636(c) and Federal Rule of Civil Procedure 73.
3 qualified immunity; the district court also concluded that it lacked jurisdiction
over his state law claims. We assume the parties’ familiarity with the facts,
procedural history, and issues on appeal.
“We review the district court’s dismissal under Rule 12(b)(1) de novo.”
Westchester v. U.S. Dep't of Hous. & Urb. Dev., 778 F.3d 412, 416 n.6 (2d Cir. 2015).
Similarly, “[w]e review de novo a district court’s dismissal of a complaint pursuant
to Rule 12(b)(6), construing the complaint liberally, accepting all factual
allegations in the complaint as true, and drawing all reasonable inferences in the
plaintiff’s favor.” Mazzei v. The Money Store, 62 F.4th 88, 92 (2d Cir. 2023) (internal
quotation marks omitted).
I. Injunctive and Declaratory Relief
The district court correctly dismissed Tripathy’s claims for injunctive and
declaratory relief as moot. Tripathy left prison in 2022, and our caselaw makes
clear that “[a] person’s transfer from a prison facility generally moots claims for
declaratory and injunctive relief against officials of that facility.” Tripathy v.
McKoy, 103 F.4th 106, 113 (2d Cir. 2024) (internal quotation marks omitted).
4 II. Federal Official-Capacity Claims for Monetary Relief
The district court also correctly concluded that the Eleventh Amendment
forecloses Tripathy’s § 1983 and RLUIPA claims against Defendants in their
official capacities. “The Eleventh Amendment generally bars suits in federal court
by private individuals against non-consenting states.” Leitner v. Westchester Cmty.
Coll., 779 F.3d 130, 134 (2d Cir. 2015). This immunity “extends beyond the states
themselves to ‘state agents and state instrumentalities’ that are, effectively, arms
of a state.” Woods v. Rondout Valley Cent. Sch. Dist. Bd of Educ., 466 F.3d 232, 236 (2d
Cir. 2006) (quoting Regents of the Univ. of Cal. v. Doe, 519 U.S. 425, 429 (1997)). “[A]
claim for damages against state officials in their official capacity . . . is therefore
barred by the Eleventh Amendment,” and “agencies and departments of the state
are [also] entitled to assert the state’s Eleventh Amendment immunity.” Davis v.
New York, 316 F.3d 93, 101 (2d Cir. 2002). Tripathy asserts exactly the kind of claims
that the Eleventh Amendment forbids, and he “therefore may seek only
individual-capacity damages against Defendants, which implicates the doctrine of
qualified immunity.” Tripathy, 103 F.4th at 116.
5 III. Federal Individual-Capacity Claims
The district court properly concluded that qualified immunity bars
Tripathy’s federal individual-capacity claims. “The doctrine of qualified
immunity protects government officials from liability for civil damages insofar as
their conduct does not violate clearly established statutory or constitutional rights
of which a reasonable person would have known.” Messerschmidt v. Millender, 565
U.S. 535, 546 (2012) (internal quotation marks omitted). “A Government official’s
conduct violates clearly established law when, at the time of the challenged
conduct, the contours of a right are sufficiently clear that every reasonable official
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24-2324 Tripathy v. Lockwood
UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
At a stated term of the United States Court of Appeals for the Second Circuit, held at the Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York, on the 3rd day of October, two thousand twenty-five.
PRESENT: JOHN M. WALKER, JR., SUSAN L. CARNEY, RICHARD J. SULLIVAN, Circuit Judges. _____________________________________
SANJAY TRIPATHY,
Plaintiff-Appellant,
v. 24-2324
CAPTAIN LOCKWOOD, REVERAND HARRIS, SUPERINTENDENT SUSAN R. KICKBUSH, DEPARTMENT OF CORRECTIONS AND COMMUNITY SUPERVISION, OF NEW YORK STATE, ANDREA N. SCHNEIDER, SHARON FROST, SUPERINTENDENT EDWARD BURNETT, FATHER GEORGE J. DASH, REVEREND JOEL L. TERRAGNOLI, RICHARD MOFFIT, SUPERINTENDENT LEANNE LATONA, NANCY K. FERNANDEZ, Director of Ministerial Services at DOCCS,
Defendants-Appellees,
SORC R. HOFFMAN, IGRC Chairperson, SGT. STACHOWIOL, IGRC Staff Member, C.O. COSTIENWACHS, IGRC Staff Member, INMATE J. KELEHER, Din # 15−R−2316, Inmate Rep IGRC, INMATE C. FLOREA, Din # 15−R−1307, Inmate Rep IGRC, CORC DIRECTOR, IGP, CORC Member #2, DEPUTY COMMISSIONER & COUNSEL, CORC Member #2, DEPUTY COMMISSIONER FOR CORRECTIONAL FACILITIES, CORC Member #3, DEPUTY COMMISSIONER FOR PROGRAM SERVICES, CORC Member #4, DEPUTY COMMISSIONER FOR ADMINISTRATIVE SERVICES, CORC Member #5, DEPUTY COMMISSIONER & CHIEF MEDICAL OFFICER, CORC Member #6, REP OF THE OFFICE OF DIVERSITY MANAGEMENT, Member #7, ANTHONY J. ANNUCCI, Commissioner of DOCCS; representing DOCCS,
Defendants. _____________________________________
For Plaintiff-Appellant: Sanjay Tripathy, Pro Se, Morrisville, NC.
2 For Defendants-Appellees Sarah L. Rosenbluth of Counsel Lockwood, Harris, Kickbush, for Letitia James, Attorney DOCCS, and Fernandez: General State of New York, Albany, NY.
Appeal from a judgment of the United States District Court for the Western
District of New York (Mark W. Pedersen, Magistrate Judge). 1
UPON DUE CONSIDERATION, IT IS HEREBY ORDERED,
ADJUDGED, AND DECREED that the judgment is AFFIRMED.
Sanjay Tripathy, a previously incarcerated inmate proceeding pro se, appeals
from the district court’s dismissal of his claims under 42 U.S.C. §§ 1983 and 1985,
the Religious Land Use and Institutionalized Persons Act (“RLUIPA”), and the
New York State Constitution against the New York Department of Corrections and
Community Supervision (“DOCCS”) and several of its officials. In essence,
Tripathy alleges that the laundry policies at various DOCCS correctional facilities
violated his Hindu religious beliefs by requiring his clothes to be mixed with those
of inmates who eat beef and pork. Tripathy seeks injunctive and declaratory relief,
as well as monetary damages. The district court dismissed his federal claims on
the grounds of mootness, immunity under the Eleventh Amendment, and
1The parties jointly consented to magistrate jurisdiction pursuant to 28 U.S.C. § 636(c) and Federal Rule of Civil Procedure 73.
3 qualified immunity; the district court also concluded that it lacked jurisdiction
over his state law claims. We assume the parties’ familiarity with the facts,
procedural history, and issues on appeal.
“We review the district court’s dismissal under Rule 12(b)(1) de novo.”
Westchester v. U.S. Dep't of Hous. & Urb. Dev., 778 F.3d 412, 416 n.6 (2d Cir. 2015).
Similarly, “[w]e review de novo a district court’s dismissal of a complaint pursuant
to Rule 12(b)(6), construing the complaint liberally, accepting all factual
allegations in the complaint as true, and drawing all reasonable inferences in the
plaintiff’s favor.” Mazzei v. The Money Store, 62 F.4th 88, 92 (2d Cir. 2023) (internal
quotation marks omitted).
I. Injunctive and Declaratory Relief
The district court correctly dismissed Tripathy’s claims for injunctive and
declaratory relief as moot. Tripathy left prison in 2022, and our caselaw makes
clear that “[a] person’s transfer from a prison facility generally moots claims for
declaratory and injunctive relief against officials of that facility.” Tripathy v.
McKoy, 103 F.4th 106, 113 (2d Cir. 2024) (internal quotation marks omitted).
4 II. Federal Official-Capacity Claims for Monetary Relief
The district court also correctly concluded that the Eleventh Amendment
forecloses Tripathy’s § 1983 and RLUIPA claims against Defendants in their
official capacities. “The Eleventh Amendment generally bars suits in federal court
by private individuals against non-consenting states.” Leitner v. Westchester Cmty.
Coll., 779 F.3d 130, 134 (2d Cir. 2015). This immunity “extends beyond the states
themselves to ‘state agents and state instrumentalities’ that are, effectively, arms
of a state.” Woods v. Rondout Valley Cent. Sch. Dist. Bd of Educ., 466 F.3d 232, 236 (2d
Cir. 2006) (quoting Regents of the Univ. of Cal. v. Doe, 519 U.S. 425, 429 (1997)). “[A]
claim for damages against state officials in their official capacity . . . is therefore
barred by the Eleventh Amendment,” and “agencies and departments of the state
are [also] entitled to assert the state’s Eleventh Amendment immunity.” Davis v.
New York, 316 F.3d 93, 101 (2d Cir. 2002). Tripathy asserts exactly the kind of claims
that the Eleventh Amendment forbids, and he “therefore may seek only
individual-capacity damages against Defendants, which implicates the doctrine of
qualified immunity.” Tripathy, 103 F.4th at 116.
5 III. Federal Individual-Capacity Claims
The district court properly concluded that qualified immunity bars
Tripathy’s federal individual-capacity claims. “The doctrine of qualified
immunity protects government officials from liability for civil damages insofar as
their conduct does not violate clearly established statutory or constitutional rights
of which a reasonable person would have known.” Messerschmidt v. Millender, 565
U.S. 535, 546 (2012) (internal quotation marks omitted). “A Government official’s
conduct violates clearly established law when, at the time of the challenged
conduct, the contours of a right are sufficiently clear that every reasonable official
would have understood that what he is doing violates that right.” Ashcroft v. al-
Kidd, 563 U.S. 731, 741 (2011) (internal quotation marks omitted).
In determining whether a given right is clearly established, we consider “(1)
whether the right in question was defined with reasonable specificity; (2) whether
the decisional law of the Supreme Court and the applicable circuit court support
the existence of the right in question; and (3) whether under preexisting law a
reasonable defendant official would have understood that his or her acts were
unlawful.” Matusick v. Erie Cnty. Water Auth., 757 F.3d 31, 60 (2d Cir. 2014) (internal
quotation marks omitted). To analyze these factors, we look to “whether the
6 violative nature of particular conduct is clearly established,” Mullenix v. Luna, 577
U.S. 7, 12 (2015) (internal quotation marks omitted), and we will not deny an
official qualified immunity unless “existing precedent . . . placed the statutory or
constitutional question confronted by the official beyond debate,” Plumhoff v.
Rickard, 572 U.S. 765, 779 (2014) (internal quotation marks omitted).
Both the First Amendment’s Free Exercise Clause and RLUIPA protect the
religious rights of prisoners. Salahuddin v. Goord, 467 F.3d 263, 273–75 (2d Cir.
2006); 42 U.S.C. § 2000cc–1(a). Indeed, we have long recognized that “prisoner[s]
ha[ve] a right to a diet consistent with [their] religious scruples,” Ford v. McGinnis,
352 F.3d 582, 597 (2d Cir. 2003), and have repeatedly found substantial burdens on
free exercise rights when prisoners are forced to consume substances that are
inconsistent with their beliefs, see, e.g., McEachin v. McGuinnis, 357 F.3d 197, 203
(2d Cir. 2004) (“[T]o deny prison inmates the provision of food that satisfies the
dictates of their faith does unconstitutionally burden their free exercise rights.”);
Holland v. Goord, 758 F.3d 215, 221 (2d Cir. 2014) (forcing Muslim inmate to drink
water during Ramadan substantially burdened rights); Brandon v. Kinter, 938 F.3d
21, 26, 39 (2d Cir. 2019) (serving Muslim prisoner meals containing pork
substantially burdened rights).
7 But whatever the merits of Tripathy’s claims, our cases do not clearly
establish that a prison’s laundry policy may infringe on a prisoner’s free exercise
rights because of the dietary practices of his fellow inmates. Prison officials could
have reasonably concluded that our caselaw mandating dietary accommodations
did not prohibit using the same laundry machine to wash multiple prisoners’
clothes with detergent and bleach “at concentrations specified by the
manufacturer . . . to prevent contamination.” J. App’x at 384.
Tripathy notes that Defendants have honored the religious beliefs of Jewish
and Muslim prisoners by ensuring that pork does not contaminate their meals.
Tripathy Br. at 27–28. But those policies address diet, not laundry, and Tripathy
himself received specialized beef-and-pork-free meals. J. App’x at 553. At bottom,
Tripathy asks us to transform a specific, well-established principle regarding the
food that prisons offer, and the way that such foods are prepared, into a general
rule requiring “proximity based accommodations.” Tripathy Br. at 26. But we
decline “to define clearly established law at [such] a high level of generality.” al-
Kidd, 563 U.S. at 742. Because it was not “beyond debate,” id. at 741, that DOCCS’s
laundry policy violated the First Amendment and RLUIPA, the district court
properly concluded that Defendants were entitled to qualified immunity.
8 Since we conclude that Defendants are entitled to qualified immunity on
Tripathy’s First Amendment and RLUIPA claims, we do not proceed to the merits
of those claims. Therefore, we do not hold – nor do we suggest – that the claims
would necessarily fail or succeed on the merits. We hold only that, under our
precedents, Tripathy did not have a “clearly established” right to the
accommodation that he sought, al-Kidd, 563 U.S. at 741, and his individual-capacity
claims against Defendants therefore cannot proceed.
IV. State-Law Claims
The district court also properly held that it lacked subject-matter jurisdiction
over Tripathy’s state-law claims. New York Correction Law § 24 provides that
“[a]ny claim for damages arising out of any act done or the failure to perform any
act within the scope of the employment and in the discharge of the duties of any
officer or employee of [DOCCS] shall be brought and maintained in the court of
claims as a claim against the state.” N.Y. Corr. Law § 24(2). “This provision, by its
plain terms, precludes the assertion of [state-law] claims against corrections
officers in any [other] court, including the federal courts.” Baker v. Coughlin, 77
F.3d 12, 15 (2d Cir. 1996); see also Moodie v. Fed. Rsrv. Bank of N.Y., 58 F.3d 879, 884
(2d Cir. 1995) (“[A] state law depriving its courts of jurisdiction over a state law
9 claim also operates to divest a federal court of jurisdiction to decide the claim.”).
Tripathy’s state-law claims must therefore be brought in the New York Court of
Claims, not in federal district court.
V. Conclusion
We have considered the parties’ remaining arguments and conclude that
they are without merit. 2 Accordingly, we AFFIRM the judgment of the district
court.
FOR THE COURT: Catherine O’Hagan Wolfe, Clerk of Court
2 The Office of the Attorney General (“OAG”) asserts that Tripathy never served his complaint on Schneider, Frost, Dash, Burnett, Terragnoli, Moffit, and Latona, and that we therefore lack personal jurisdiction over those defendants. OAG Br. at 16–17. But it argues that “remand is unnecessary” because those defendants should prevail on other grounds. Id. at 17. Having concluded that all of Tripathy’s claims fail, we need not reach this dispute over personal jurisdiction. See ONY, Inc. v. Cornerstone Therapeutics, Inc., 720 F.3d 490, 498 n.6 (2d Cir. 2013) (“Although we traditionally treat personal jurisdiction as a threshold question to be addressed prior to consideration of the merits of a claim, . . . that practice is prudential and does not reflect a restriction on the power of the courts to address legal issues.”).