Trevino ex rel. Cruz v. Gates

23 F.3d 1480
CourtCourt of Appeals for the Ninth Circuit
DecidedMay 31, 1994
DocketNo. 92-56069
StatusPublished
Cited by8 cases

This text of 23 F.3d 1480 (Trevino ex rel. Cruz v. Gates) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Trevino ex rel. Cruz v. Gates, 23 F.3d 1480 (9th Cir. 1994).

Opinion

Opinion by Judge DAVID R. THOMPSON.

[1481]*1481ORDER

The opinion filed February 28, 1994, and published at 17 F.3d 1189 (9th Cir.1994), is withdrawn. That opinion is replaced by the opinion filed contemporaneously with this order.

OPINION

DAVID R. THOMPSON, Circuit Judge:

The plaintiff sued the Los Angeles Chief of Police and members of the Los Angeles City Council in their individual capacities under 42 U.S.C. § 1983. She alleged the council members violated her civil rights by encouraging the police to routinely use excessive force. This encouragement, she alleged, contributed to the death of her father.

The council members moved to dismiss the plaintiffs claims. They contended that in considering and voting on whether to authorize the city to pay punitive damage awards they acted in a legislative capacity pursuant to California Government Code § 825(b),1 and they were entitled to absolute legislative immunity. The district court rejected their immunity claim and denied their motion to dismiss. Trevino v. Gates, 798 F.Supp. 621 (C.D.Cal.1992). They appeal.

We have jurisdiction, because the denial of a motion to dismiss based upon a claim of absolute immunity is an immediately appealable interlocutory order. Lauro Lines S.R.L. v. Chasser, 490 U.S. 495, 499, 109 S.Ct. 1976, 1978, 104 L.Ed.2d 548 (1989); Mitchell v. Forsyth, 472 U.S. 511, 525, 105 S.Ct. 2806, 2814, 86 L.Ed.2d 411 (1985); Chuman v. Wright, 960 F.2d 104, 105 (9th Cir.1992). We affirm. We hold that city council members who vote to pay a punitive damage award pursuant to California Government Code § 825(b) perform an administrative, not a legislative, act; therefore, they are not entitled to absolute immunity.

FACTS

The plaintiff, Johanna Trevino, is 2$ years old. Her father was shot and killed by Los Angeles police officers who waited outside a McDonald’s restaurant and watched as her father and three other men robbed the place. When the men left the restaurant and got into their getaway car, the police used their police vehicles to block the ear’s movement. Then the police opened fire. They fired approximately 20 shotgun rounds into the robbers’ car. The plaintiffs father was not immediately killed, but he was near fatally wounded. One of the officers then shot him in the top of the head from a distance of two feet. In all, three of the robbers were killed, including the plaintiffs father. One of the robbers survived.2

In a lawsuit filed by the surviving robber, and the survivors of those who were killed, a jury awarded no compensatory damages, but awarded the plaintiffs punitive damages aggregating $44,000. These damages were imposed against the officers who participated in the killings.

After the judgment was entered, the council members voted to have the city pay the punitive damage award. The plaintiff then filed this lawsuit. She alleged the defendants encouraged and condoned the policy of constitutional violations that led to her father’s death.

The council members did not challenge the merits of the plaintiffs complaint. They moved to dismiss the complaint solely on the [1482]*1482ground that they were entitled to absolute legislative immunity.

STANDARD OF REVIEW

We review a district court’s determination regarding immunity de novo. Greater Los Angeles Council on Deafness, Inc. v. Zolin, 812 F.2d 1103, 1107 n. 6 (9th Cir.1987); Gutierrez v. Municipal Court, 838 F.2d 1031, 1046 (9th Cir.1988), vacated as moot, 490 U.S. 1016, 109 S.Ct. 1736, 104 L.Ed.2d 174 (1989); Capoeman v. Reed, 754 F.2d 1512, 1513 (9th Cir.1985).

DISCUSSION

“The absolute immunity of legislators, in their legislative functions, ... now is well settled.” Harlow v. Fitzgerald, 457 U.S. 800, 807, 102 S.Ct. 2727, 2732, 73 L.Ed.2d.396 (1982) (citations omitted). See also Kuzinich v. County of Santa Clara, 689 F.2d 1345, 1349 (9th Cir.1982). “Absolute immunity protects the legislative process by shielding lawmakers from civil liability based on their legislative role which necessarily involves the balancing of social needs and rights of different groups.” Gutierrez, 838 F.2d at 1046. See also Tenney v. Brandhove, 341 U.S. 367, 377, 71 S.Ct. 783, 788, 95 L.Ed. 1019 (1951). This absolute immunity extends to local legislators. Kuzinich, 689 F.2d at 1349.

However, while “members of local legislative bodies have complete immunity from suits based on their legislative acts,” id., “not all governmental acts by a local legislator, or even a local legislature, are necessarily legislative in nature.” Cinevision Corp. v. City of Burbank, 745 F.2d 560, 580 (9th Cir.1984), cert. denied, 471 U.S. 1054, 105 S.Ct. 2115, 85 L.Ed.2d 480 (1985). Acts that are administrative or executive in nature receive less than absoluté protection. Bateson v. Geisse, 857 F.2d 1300, 1304 (9th Cir.1988); Cinevision, 745 F.2d at 577. The burden of proof in establishing absolute immunity is on the individual asserting it. “[Ojfficials seeking absolute immunity must show that such immunity is justified for the governmental function at issue.” Hafer v. Melo, — U.S.-,-, 112 S.Ct. 358, 363, 116 L.Ed.2d 301 (1991) (citing Burns v. Reed, 500 U.S. 478, 111 S.Ct. 1934, 114 L.Ed.2d 547 (1991)).

In making the determination whether an act is legislative in nature, some courts distinguish between whether the act involves the formulation of policy, or is the type of “ad hoc decisionmaking engaged in by an executive.” Cinevision, 745 F.2d at 580. See also Zamsky v. Hansell, 933 F.2d 677, 679 (9th Cir.1991) (monitoring compliance with established laws or regulations and offering recommendations on how compliance could be achieved was executive, not legislative, function). Other courts differentiate between executive and legislative acts by examining the scope of the act in question: “[A]n act which applies generally to the community is a legislative one, while an act directed at one or a few individuals is an executive one.” Bateson, 857 F.2d at 1304 (quoting

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