Traughber v. Beauchane

760 F.2d 673, 53 U.S.L.W. 2573
Court of Appeals for the Sixth Circuit·Decided April 22, 1985·No. Nos. 84-5366, 84-5703·Published·Cited by 48 cases

Opinions

KRUPANSKY, Circuit Judge.

Plaintiffs Larry and Delores Traughber (Traughbers/appellants) appeal the district court’s dismissal of their § 1983 lawsuit. The district court predicated its decision on the doctrine of abstention articulated in Younger v. Harris, 401 U.S. 37, 91 S.Ct. 746, 27 L.Ed.2d 669 (1971), and its progeny.

The Traughbers were engaged in the business of purchasing, selling and renting real property, including residential properties, in Robertson County, Tennessee. One of their residential tenants had been a babysitter for Kenneth and Kathy Beauchane, defendants below (Beauehanes/appellees). On February 3, 1983, the Beauchanes’s daughter was injured while at the babysitter’s residence.

[675] On June 20, 1983, the Beauchanes filed a state court legal action against the Traughbers. They charged negligence by the landlords had caused their daughter’s injuries and sought damages in excess of one million dollars. On the same day, the Beauchanes secured a lien lis pendens on the real property owned by the Traughbers. The Traughbers immediately filed a motion to dismiss the encumbrance on the property, and the state court scheduled a hearing on the motion for August 12, 1983.

On August 10, 1983, the Beauchanes obtained a “Writ of Ancillary Attachment” from the Clerk of the Circuit Court for Robertson County, appellant Ann Stroud (Stroud). Pursuant to the writ, the Robertson County Sheriff’s Department seized all of the Traughbers’s real property which was situated in the county.

On August 12, 1983, appellant Judge Thomas Boyers, IV, Judge of the Circuit Court for Robertson County (Judge Boyers), dismissed the lien lis pendens on the Traughber’s real property. Judge Boyers also scheduled a subsequent hearing for September 6, 1983 on the Traughbers’s motion to dissolve the prejudgment attachment and seizure of their real property. The hearing was conducted and, on October 12, 1983, Judge Boyers ordered the ancillary attachment abated as having been procured in violation of the state statute.

Because of the state rules of procedure the attachment could not be lifted until 30 days following the order of abatement. The abatement order therefore was to take effect on November 12, 1983. On November 4, 1983, the Beauchanes applied for, and Clerk Stroud issued, a second Writ of Ancillary Attachment. No bond was posted because the Beauchanes had executed a pauper’s oath. The county sheriff dutifully seized the Traughbers’s property a second time. This time, Judge Boyers sustained the attachment.

As a result of the ongoing seizure of their property, the Traughbers alleged that they were foreclosed from conducting their real estate business and as a result their income was reduced by 75%.

On November 30, 1983, the Traughbers .instituted this § 1983 action against the Beauchanes, Clerk Stroud, Judge Boyers, and Michael W. Binkley, who was the attorney the Beauchanes had engaged to obtain the lien and attachments. The complaint asserted that the attachment had prevented the Traughbers from continuing their business, from obtaining commercial credit or loans, foreclosed them from meeting their financial obligations, and had caused emotional and physical harm, all in contravention of their equal protection, due process, and fourth amendment rights as secured by the fourteenth amendment. They sought declaratory and injunctive relief including a declaration that the state’s attachment statutes were facially, and as applied in this case, unconstitutional, and an order enjoining defendants from further attachments of their property thereunder.

The district court invoked the abstention doctrine of Younger v. Harris, 401 U.S. 37, 91 S.Ct. 746, 27 L.Ed.2d 669 (1971), and dismissed the complaint. There ensued this timely appeal.

It appears that this circuit has not articulated the standard to be applied by this court in reviewing decisions of abstention by district courts. The Eleventh Circuit apparently has applied an abuse of discretion standard, Forehand v. First Alabama Bank of Dotham, 727 F.2d 1033, 1036 (11th Cir.1984) (dissenting opinion), which is an arguable standard because the abstention doctrine is not constitutionally mandatory and is reflective of equity principles. The Ninth Circuit has applied a de novo review at least as to Younger abstention issues. Goldie’s Bookstore v. Superior Court, 739 F.2d 466, 468 (9th Cir.1984). The Third Circuit reviews abstention dispositions de novo. See D'Iorio v. Delaware County, 592 F.2d 681 (3d Cir.1978). Although decisions by this circuit have not directly addressed the appropriate standard to be applied within this circuit, the existing decisions would imply approval of a de novo review. Blue Cross & Blue Shield of Michigan v. Baerwaldt, 726 F.2d 296 (6th Cir.1984); United States v. Anderson [676] County, Tennessee, 705 F.2d 184 (6th Cir.), cert. denied, — U.S. -, 104 S.Ct. 548, 78 L.Ed.2d 722 (1983).

Because theories of state and federal law, and expressions of federalism and comity, are so interrelated in the decision to abstain such dispositions are elevated to a level of importance dictating de novo appellate review.

In Younger v. Harris, 401 U.S. 37, 91 S.Ct. 746, 27 L.Ed.2d 669 (1971), the Supreme Court refused to enjoin state criminal proceedings which the plaintiffs claimed had been undertaken pursuant to unconstitutional state criminal statutes. The Supreme Court

concluded that the judgment of the District Court, enjoining appellant Younger from prosecuting under these California statutes, must be reversed as a violation of the national policy forbidding federal courts to stay or enjoin pending state court proceedings except under special circumstances. We express no view about the circumstances under which the federal courts may act when there is no prosecution pending in state courts at the time the federal proceeding is begun.

401 U.S. at 41, 91 S.Ct. at 749 (footnote omitted).

Younger was by its terms and analysis strictly limited to criminal settings in recognition of the extreme importance which states placed on their criminal proceedings. In Huffman v. Pursue, Ltd., 420 U.S. 592, 95 S.Ct. 1200, 43 L.Ed.2d 482 (1975), reh’g denied, 421 U.S. 971, 95 S.Ct. 1969, 44 L.Ed.2d 463, the Court addressed the application of Younger to state civil proceedings.

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Traughber v. Beauchane, 760 F.2d 673, 53 U.S.L.W. 2573 (6th Cir. 1985).

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