Trantham v. Lane

488 S.E.2d 625, 127 N.C. App. 304, 1997 N.C. App. LEXIS 808
CourtCourt of Appeals of North Carolina
DecidedAugust 19, 1997
DocketCOA96-1086
StatusPublished
Cited by10 cases

This text of 488 S.E.2d 625 (Trantham v. Lane) is published on Counsel Stack Legal Research, covering Court of Appeals of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Trantham v. Lane, 488 S.E.2d 625, 127 N.C. App. 304, 1997 N.C. App. LEXIS 808 (N.C. Ct. App. 1997).

Opinion

COZORT, Judge.

The question presented by this appeal is whether or not the trial court erred by deciding not to dismiss a complaint against a Deputy Sheriff who was assisting a spouse in regaining custody of her son. Even though the complaint purports to sue the Deputy in his individual capacity, we find that the allegations of the complaint relate only to the Deputy’s official duties, and we hold the trial court erred by not dismissing the action as to the Deputy. The facts follow.

On 24 April 1992, plaintiff Kevin Trantham and Kimberly W. Trantham entered into a separation agreement, which provided that Kimberly Trantham would maintain primary care and custody of their two-year-old son Zachary Ray Trantham. On 9 January 1993, Zachary Ray Trantham was at the home of his paternal aunt and uncle, plaintiffs Gary and Peggy Warren. Gary and Peggy Warren live in the private community of Highland Falls Country Club. Defendant, Deputy Sheriff Kenneth Lane, was dispatched to pick up Kimberly Trantham *306 and her boyfriend in order to assist Kimberly Trantham in regaining custody of her son from the Warrens.

When Deputy Lane and Kimberly Trantham arrived at the Warrens’ residence, Peggy Warren objected to surrendering custody of the minor child based on a pending custody action filed by plaintiff Kevin Trantham. Deputy Lane advised the Warrens that he had a court order signed by a judge authorizing him to take custody of the minor child. Deputy Lane insisted that the Warrens turn over custody of the minor child to Kimberly Trantham. Deputy Lane entered the Warrens’ home to make a telephone call and before leaving the premises took custody of the minor child and turned him over to Kimberly Trantham.

On 8 January 1996, plaintiffs filed a complaint alleging claims arising out of Deputy Lane’s actions in his capacity as a Deputy Sheriff in the office of the Macon County Sheriff. On 7 March 1996, defendants filed an answer which included a motion to dismiss for lack of jurisdiction over the subject matter, over the person, insufficiency of service of process and failure to state a claim upon which relief can be granted pursuant to N.C. Gen. Stat. § 1A-1, Rule 12(b)(1), (2), (5) and (6) (1990). On 24 June 1996, the trial court granted defendants’ motion as to all claims against the Macon County Sheriff’s Department, Macon County, and Kenneth Lane in his official capacity. The trial court denied the motion as to all claims against Kenneth Lane in his individual capacity. From this order defendant appeals.

Defendant seeks review of the trial court’s denial of the motion to dismiss all claims against Deputy Lane in his individual capacity on the basis of public officer immunity. Initially, “we must note that an order which does not completely dispose of a case is interlocutory and generally not appealable.” Moore v. Evans, 124 N.C. App. 35, 39, 476 S.E.2d 415, 419 (1996). The denial of a motion to dismiss is not ordinarily subject to immediate appellate review, but where the motion is based on a substantial claim of immunity, an immediate appeal shall lie. Faulkenbury v. Teachers’ & State Employees' Retirement Sys., 108 N.C. App. 357, 365, 424 S.E.2d 420, 423, appeal dismissed and disc. review denied, 334 N.C. 162, 432 S.E.2d 358-59, aff'd, 335 N.C. 158, 436 S.E.2d 821 (1993).

Defendant argues that the trial court erred in denying the motion to dismiss as to plaintiffs’ claims against Deputy Lane in his individual capacity. We agree. The general rule regarding official immunity *307 is: “ ‘As long as a public officer lawfully exercises the judgment and discretion with which he is invested by virtue of his office, . . . keeps within the scope of his official authority, and acts without malice or corruption, he is protected from liability.’” Golden Rule Ins. Co. v. Long, 113 N.C. App. 187, 194, 439 S.E.2d 599, 603, appeal dismissed and disc. review denied, 335 N.C. 555, 439 S.E.2d 145-46 (1993). This Court has also held that, while “named defendants may be shielded from liability in their official capacities, they remain personally liable for any actions which may have been corrupt, malicious or perpetrated outside and beyond the scope of official duties.” Locus v. Fayetteville State University, 102 N.C. App. 522, 526, 402 S.E.2d 862, 865 (1991). To sustain the personal or individual capacity suit, the plaintiff must initially make a prima facie showing that the defendant-official’s tortious conduct falls within one of the immunity exceptions, i.e., that the official’s conduct is malicious, corrupt, or outside the scope of official authority. Epps v. Duke University, Inc., 122 N.C. App. 198, 205, 468 S.E.2d 846, 852, disc. review denied, 344 N.C. 436, 476 S.E.2d 115 (1996).

“Although a plaintiff generally designates in the caption of his or her complaint in what capacity a defendant is being sued, this caption is not determinative on whether ... a defendant is actually being sued in his or her individual or official capacity.” Taylor v. Ashburn, 112 N.C. App. 604, 607, 436 S.E.2d 276, 279 (1993), cert. denied, 336 N.C. 77, 445 S.E.2d 46 (1994). The court must inspect the text of the complaint as a whole to determine the true nature of the claim. Lynn v. Clark, 254 N.C. 460, 460-61, 119 S.E.2d 187, 188 (1961). If the plaintiff fails to advance any allegations in his or her complaint other than those relating to a defendant’s official duties, the complaint does not state a claim against a defendant in his or her individual capacity, and instead, is treated as a claim against defendant in his official capacity. Whitaker v. Clark, 109 N.C. App. 379, 383-84, 427 S.E.2d 142, 145, disc. review denied and cert. denied, 333 N.C. 795, 431 S.E.2d 31 (1993); see Aune v. University of North Carolina, 120 N.C. App. 430, 436-37, 462 S.E.2d 678, 683 (1995), disc. review denied, 342 N.C. 893, 467 S.E.2d 901 (1996); Gregory v. City of Kings Mountain, 117 N.C. App. 99, 102-03, 450 S.E.2d 349, 353 (1994); Stancill v. City of Washington, 29 N.C. App. 707, 710, 225 S.E.2d 834, 836 (1976).

In the present case, the overall tenor of the complaint focuses on defendant Lane’s official duties as a law enforcement officer. Plaintiffs fail to advance allegations in the complaint to assert liabil

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Bluebook (online)
488 S.E.2d 625, 127 N.C. App. 304, 1997 N.C. App. LEXIS 808, Counsel Stack Legal Research, https://law.counselstack.com/opinion/trantham-v-lane-ncctapp-1997.