IMPORTANT NOTICE NOT TO BE PUBLISHED OPINION
THIS OPINION IS DESIGNATED “NOT TO BE PUBLISHED.” PURSUANT TO THE RULES OF CIVIL PROCEDURE PROMULGATED BY THE SUPREME COURT, RAP 40(D), THIS OPINION IS NOT TO BE PUBLISHED AND SHALL NOT BE CITED OR USED AS BINDING PRECEDENT IN ANY OTHER CASE IN ANY COURT OF THIS STATE; HOWEVER, UNPUBLISHED KENTUCKY APPELLATE DECISIONS, RENDERED AFTER JANUARY 1, 2003, MAY BE CITED FOR CONSIDERATION BY THE COURT IF THERE IS NO PUBLISHED OPINION THAT WOULD ADEQUATELY ADDRESS THE ISSUE BEFORE THE COURT. OPINIONS CITED FOR CONSIDERATION BY THE COURT SHALL BE SET OUT AS AN UNPUBLISHED DECISION IN THE FILED DOCUMENT AND A COPY OF THE ENTIRE DECISION SHALL BE TENDERED ALONG WITH THE DOCUMENT TO THE COURT AND ALL PARTIES TO THE ACTION. RENDERED: JUNE 20, 2025 NOT TO BE PUBLISHED
Supreme Court of Kentucky 2023-SC-0317-MR
TRACIE JENT APPELLANT
ON APPEAL FROM CLAY CIRCUIT COURT V. HONORABLE OSCAR G. HOUSE, JUDGE NO. 21-CR-00092
COMMONWEALTH OF KENTUCKY APPELLEE
MEMORANDUM OPINION OF THE COURT
AFFIRMING
Tracie Jent appeals from her conviction by the Clay Circuit Court
following a jury trial. The jury determined that Jent was guilty of vehicular
homicide pursuant to Kentucky Revised Statutes (KRS) 507.060. She received
a twenty-year sentence. Jent appeals to this Court as a matter of right.
Finding no grounds for reversal, we affirm.
I. FACTUAL AND LEGAL BACKGROUND
Jent and Michael Ritchie were in a long-term relationship marked by
both violence and substance abuse. The day before the fatal collision, on May
29, 2021, Jent and Ritchie were camping at Levi Jackson State Park while
Ritchie was working nearby in London, Kentucky. According to Jent’s later
testimony, Ritchie noticed Jent glancing at a couple in a parking lot of a restaurant where they had stopped, called Jent “slut” and began hitting her.
Jent admitted to taking “two puffs” of methamphetamine when Ritchie offered
to share his pipe with her around noon that day. Jent also admitted to feeling
high for about four or five hours afterwards and not going to sleep that night
until 4:30 a.m. the next day. Jent also admitted to taking Xanax although the
drug was not identified in her later blood analysis.
According to Jent’s testimony, on May 30, 2021, the day of the collision,
she and Ritchie went shopping in London, Kentucky and then dined at a
Mexican restaurant where she drank two margaritas at around 3:00 p.m.
Following their meal, the couple stopped at a liquor store and bought a bottle
of Jim Beam bourbon. Ritchie and Jent then began driving on the Hal Rogers
Parkway (the parkway) back to the mobile home they shared in Perry County.
During this drive, Ritchie pulled over and began assaulting her. Jent pushed
the Jeep Renegade’s OnStar button. When the operator responded Ritchie
pulled a gun and told Jent to say that the button was pushed by accident. The
911 dispatcher who answered did not believe the button was pushed by
accident and stayed on the line, heard Ritchie assaulting Jent, and dispatched
an officer to the scene.
Ritchie exited the Jeep and ran on foot from the scene. The responding
Leslie County Deputy Sheriff, Deputy Bobby Roberts, arrived and found Jent in
the Jeep with visible injuries. Jent declined an offer of an ambulance and was
then instructed by Deputy Roberts to wait in the Jeep while he attempted to
locate Ritchie. Instead of remaining at the scene as instructed, after the deputy
2 stepped away Jent started the Jeep and left the scene first driving to the
Walmart in Manchester where she waited for thirty minutes before driving in
the direction of London, Kentucky. She later turned around on the parkway
and headed back towards Perry County; according to Jent she intended to take
the Jeep to Ritchie’s parents’ home.
On the parkway, at approximately 8:30 p.m., Jent’s Jeep attempted to
pass in a no passing lane along a two-lane section of the parkway and collided
with a Chevrolet Cruze driven by Tyler Richardson. Richardson testified he saw
the Jeep enter his lane and he applied his brakes and attempted to maneuver
his Cruze to the road’s shoulder but was unable to avoid the impact. The force
of the impact caused both cars to become airborne, “make a complete 180” and
land on opposite sides of the road. The vehicles collided with such force that
the Jeep’s engine was thrown from the wreckage and landed in middle of the
parkway. Richardson’s wife, Elizabeth Richardson, was in the passenger seat of
their Cruze and died instantly.
Numerous witnesses were able to testify to Jent’s reckless and erratic
driving of the Jeep and the ultimate collision. John Wood was on his way home
on the parkway from spending the holiday weekend visiting his parents. He
was driving a truck while his wife Brittany Wood followed behind him in a
Nissan Rogue. John saw the Jeep pass his wife and run his wife off the road.
John further testified to Jent driving recklessly, weaving all over the parkway
and crossing the white and yellow lines.
3 Brittany testified about Jent running her off the road. Brittany described
Jent’s Jeep as being so close to her driver’s door that she could have touched it
while she, Brittany, swerved onto the shoulder to avoid a collision. After
passing Brittany, Jent passed John.
Both John and Brittany witnessed Jent’s Jeep finally collide with the
Richardsons’ Cruze. Jent came into a curve of the road, and it appeared to
them as if she did not attempt to steer but instead continued straight and into
the Richardsons’ lane. They testified Jent’s Jeep hit the Richardsons’ Cruze
with enough force that it rotated the Cruze into Brittany’s lane and she could
not avoid impacting the rear of the Cruze. Brittany exited her Rogue, and as an
ER nurse, tried to provide care to Elizabeth but it was obvious that she was
deceased.
Jeffrey Hughes was also driving along the parkway and saw Jent’s Jeep
swerving “white line to white line,” at one point bouncing off a guardrail. He
saw Jent tailgating Brittany’s Rogue. He saw Jent’s Jeep leave its lane of traffic
and hit the Cruze. Hughes stopped and saw Jent standing outside of her
vehicle and heard Jent telling bystanders that her husband had been the driver
and had run off. Hughes testified that Jent was the only occupant in the Jeep.
Michael France was traveling to visit his mother who lived in Hazard and
testified he saw Jent’s Jeep driving erratically, going into oncoming traffic and
forcing Brittany’s Rogue off the parkway. When the collision occurred, France
called 911 to report it. France also heard Jent claiming that her husband had
been driving and had fled.
4 Jent was subsequently taken to an area hospital where a blood draw was
performed for toxicology analysis. Jent’s blood was drawn at approximately
10:30 p.m., which was within two hours of the accident. This testing showed
Jent’s blood-alcohol concentration (BAC) was 0.058. Jent’s blood-test results
also revealed 160 nanograms of methamphetamine and 22 nanograms of
amphetamine per milliliter (NG/ML).
Kentucky State Police Trooper Dackery Larkey was the detective and
accident reconstructionist who responded to the collision scene. Larkey
suspected Jent of driving under the influence based upon her admitting to
drinking the day of the collision and the witnesses’ statements about her
reckless driving. Trooper Larkey later interviewed Jent and she admitted that
she had a frozen margarita the day of the accident and took Xanax the day
before. Prior to this interview, Ritchie had been located by police and he stated
that Jent had also taken shots of Jim Beam bourbon on the day of the
accident.
Sergeant Jerry Jones with the Kentucky State Police Critical Incident
Response Team analyzed the event data recorder from the Jeep. The data
revealed that Jent never applied the brakes before the collision.
On September 16, 2021, Jent was indicted for the murder of Elizabeth
Richardson pursuant to KRS 507.020(b) which criminalizes “the operation of a
motor vehicle under circumstances manifesting extreme indifference to human
life [when one] wantonly engages in conduct which creates a grave risk of death
to another person and thereby causes the death of another person.”
5 Jent’s four-day trial began on May 15, 2023. Jent’s erratic operation of
her motor vehicle was not contested. Instead, the trial centered on whether
Jent’s erratic driving was caused by her ingestion of alcohol,
methamphetamine, and amphetamine or, as Jent theorized, was attributable to
trauma caused by Ritchie’s assault on her and the couple’s overall domestic
situation.
Dr. Stephanie Marco, a toxicologist with National Medical Services (NMS)
Labs, quantified the amount of methamphetamine in Jent’s blood sample at
160 NG/ML of methamphetamine and 22 NG/ML of amphetamine. Dr. Marco
testified that amphetamine is a metabolite of methamphetamine and effects are
like methamphetamine with both substances affecting impairment. According
to Dr. Marco, the amount of methamphetamine in Jent’s blood sample actively
affected her but, based on the concentration alone, she could not determine
impairment since, the level of impairment would depend on the tolerance of the
user. Dr. Marco explained that while she could “say that [methamphetamine]
was active” she could not extrapolate what Jent’s behaviors were to be able to
say whether she was impaired or not. When the Commonwealth presented Dr.
Marco with a hypothetical similar to Jent’s where erratic driving behaviors are
shown, Dr. Marco testified that such driving suggested a stimulant use such as
methamphetamine. She further explained that the concentration of
methamphetamine in Jent’s blood, taken at 10:30 p.m., was “actively having
an effect” on Jent and that with a concentration of 160 NG/ML of
6 methamphetamine, she would have been more prone to engage in risky
behavior during the stimulating phase of her drug use.
Jent called Dr. Harry Plotnick who testified he could not conclude that
an individual under circumstances like Jent’s would have been too impaired to
operate a motor vehicle. Dr. Plotnick stated that there was insufficient
information to determine whether Jent’s driving was impaired by
methamphetamine, amphetamine, or a combination of both and opined that
Jent’s BAC was below .08 where impairment is presumed. See KRS 189A.010.
He also testified that “in this case, you’ve got a depressant drug [alcohol] and a
stimulant drug [methamphetamine] and it is even possible they had off-setting
effects within a reasonable degree of scientific probability.”
Jent also called Dr. Charles Heller who specializes in intimate-partner
violence. Dr. Heller had evaluated Jent three times for a total of six hours and
discussed her relationship with Ritchie. Dr. Heller testified he had diagnosed
Jent with battered-woman syndrome and explained that abusive relationships
cause confusion, anxiety, depression, and difficulty coping. He also testified
that substance abuse can interfere with relationships, and in this case,
Ritchie’s alcohol and drug use impacted the couple’s relationship. Dr. Heller
also determined Jent to be suffering from Post Traumatic Stress Disorder
(PTSD) and opined that the abusive situation Jent found herself in that evening
with Ritchie would cause confusion, anger, and extreme anxiety making her
less able to cope and interrupting her cognitive ability.
7 In addition to being instructed on murder, the jury was also given
instructions on second-degree manslaughter, reckless homicide and, at the
request of Jent’s counsel, vehicular homicide under KRS 507.060.
The jury found Jent guilty of vehicular homicide and recommended she
serve twenty years, the maximum sentence allowable for the offense which is a
Class B felony. The trial court sentenced Jent in accordance with the jury’s
recommendation.
II. ISSUES
Jent argues the trial court erred by: (1) denying her motion for a directed
verdict; (2) giving an improper jury instruction for vehicular homicide; (3)
allowing improper character evidence to be admitted; and (4) permitting
improper victim impact testimony during the Commonwealth’s opening
statement and closing arguments. Jent also argues, (5), that these errors
resulted in cumulative error.
A. Was Sufficient Evidence Presented of Jent’s Impairment to Support her Conviction?
Jent’s counsel moved for a directed verdict at the close of the
Commonwealth’s case and again at the close of the defense’s case. In
considering whether a motion for directed verdict should be granted, “[t]he trial
court must draw all fair and reasonable inferences from the evidence in favor of
the party opposing the motion, and a directed verdict should not be given
unless the evidence is insufficient to sustain a conviction.” Commonwealth v.
Sawhill, 660 S.W.2d 3, 5 (Ky. 1983).
As stated in Commonwealth v. Benham, 816 S.W.2d 186, 187 (Ky. 1991): 8 If the evidence is sufficient to induce a reasonable juror to believe beyond a reasonable doubt that the defendant is guilty, a directed verdict should not be given. For the purpose of ruling on the motion, the trial court must assume that the evidence for the Commonwealth is true, but reserving to the jury questions as to the credibility and weight to be given to such testimony.
On appeal, the denial of a directed verdict motion is reviewed to
determine whether “under the evidence as a whole, it would be clearly
unreasonable for a jury to find guilt, only then is the defendant is entitled to a
directed verdict of acquittal.” Lamb v. Commonwealth, 510 S.W.3d 316, 325
(Ky. 2017) (quoting Benham, 816 S.W.2d at 187).
Jent argues that under the instruction given to the jury on vehicular
homicide, she could only be guilty if the Commonwealth proved that the
collision occurred because she was driving while impaired by “alcohol,
methamphetamine or amphetamine, or a combination of both.” According to
Jent, the combination of her erratic driving, BAC level below the presumption
of impairment, and the levels of methamphetamine and amphetamine found in
her blood, did not constitute sufficient evidence to substantiate a finding of
impairment.
In considering this issue we must address what is required for a
conviction of vehicular homicide. In relevant part, KRS 507.060 criminalizes
deaths which result from “operation of a motor vehicle . . . under the influence
of alcohol, a controlled substance, or other substance which impairs driving
ability as described in KRS 189A.010.”
In regards solely to alcohol, KRS 18A.010(3)(b) states that when a
person’s BAC is less than .08, as it was in this case, that while there is no 9 “presumption that the defendant either was or was not under the influence of
alcohol,” the BAC reading “may be considered, together with other competent
evidence, in determining the guilt or innocence of the defendant.” (Emphasis
added).
Jent is correct that conflicting testimony was given as to whether Jent
was impaired at the time of the accident. Jent sought to show that, although
she did have alcohol and illegal stimulants in her system, the levels of such
substances were not high enough to definitively prove impairment. She also
wanted the jury to believe that the choices she made that day in leaving Deputy
Roberts, driving away in the Jeep, driving towards London, and then deciding
to make a U-turn and drive towards Perry County, while driving in a wholly
reckless manner were the result of her being previously assaulted by Ritchie
and the cumulative result of an abusive relationship with him.
While Jent’s level of impairment may have been at issue, proof of her
alcohol intake and the presence of methamphetamine and amphetamine in her
blood was not. As succinctly explained by Dr. Marco to the jury, the
concentration of methamphetamine in Jent’s blood sample was “actively having
an effect” on Jent at the time of the accident. Additionally, multiple witnesses
testified about the extremes of Jent’s reckless driving and this too could be
weighed by the jury as being caused by either her mental state, impairment, or
a combination thereof. The jury heard sufficient “competent evidence” from
which it could infer, from the full circumstances leading up to the collision,
10 that Jent was impaired at the time and it would have been inappropriate for
the trial court to resolve this issue by granting a directed verdict.
B. Was the Jury Instruction for Vehicular Homicide Improper or Did it Otherwise Deny Jent a Unanimous Verdict?
Jent’s counsel requested a jury instruction on vehicular homicide and
such was granted. However, the jury instruction chosen by the trial court
differed from that submitted by Jent’s counsel. Jent argues that the instruction
given did not comport with the statutory language and denied her a unanimous
verdict.
In addition to being instructed on murder, the jury was also given
instructions on second-degree manslaughter (KRS 507.040) for wantonly
causing the death of another person); reckless homicide (KRS 507.050) for
causing the death of another person through recklessness; and, at the request
of Jent’s counsel, vehicular homicide under KRS 507.060. The vehicular
homicide statute had only been signed into law by Governor Beshear the
month prior 1 to Jent’s trial and does not contain any element of mens rea like
the other instructed crimes and instead focuses solely on the issue of whether
the vehicle’s operator was “under the influence of alcohol, a controlled
substance, or other substance which impairs driving ability. . . .” KRS
507.060(1)(b).
1 On March 27, 2023, Governor Beshear signed House Bill 262 titled “Lily’s
Law” into law which created a new section of KRS Chapter 507 for vehicular homicide. The law made vehicular homicide a Class B felony, punishable by not less than ten years nor more than twenty years in prison. 2023 Ky. Acts ch. 111, sec. 4. 11 The gravamen of Jent’s arguments focus on whether the jury instruction
given by the trial court properly reflected the necessary element(s) of this crime
and whether or not the conjunctive “or” found in both the statute and in the
jury instruction caused a unanimity issue. According to Jent, such alleged
unanimity error arises from the instruction being a “combination instruction”
where there was insufficient evidence to determine guilt under either of two
“alternative theories” presented (impairment due solely to alcohol or
impairment due solely to a controlled substance).
The jury instruction on vehicular homicide proffered by Jent’s counsel
read:
A. That in Clay County on or about May 30, 2021, and before the finding of the Indictment herein, she caused the collision which resulted in the death of Elizabeth Richardson;
AND
B. That while doing so she was operating a motor vehicle while under the combined influence of alcohol and methamphetamine, a controlled substance, which impaired her driving ability and thereby caused the death of Elizabeth Richardson.
(Emphasis added).
The trial court rejected Jent’s offered instruction and chose the following:
A. That in Clay Count, Kentucky on or about May 30, 2021, and before the finding of the Indictment herein, she caused the collision which resulted in the death of Elizabeth Richardson;
B. That in so doing, she was operating a motor vehicle while under the influence of alcohol or methamphetamine, a controlled substance, which impaired her driving ability and thereby caused the death of Elizabeth Richardson.
12 (Emphasis added).
KRS 189A.010, cited by KRS 507.060, provides for multiple theories of
intoxication including the combination of substances.
(1) A person shall not operate or be in physical control of a motor vehicle anywhere in this state:
....
(b) While under the influence of alcohol;
(c) While under the influence of any other substance or combination of substances which impairs one’s driving ability;
(d) While the presence of a controlled substance 2 listed in subsection (12) of this section is detected in the blood, as measured by a scientifically reliable test, or tests, taken within two (2) hours of cessation of operation or physical control of a motor vehicle;
(e) While under the combined influence of alcohol and any other substance which impairs one's driving ability[.]
In Jent’s case, the jury instruction utilized by the trial court reading,
“under the influence of alcohol or methamphetamine” precisely mirrors the
vehicular homicide statute’s use of the conjunctive “or” in its language, “under
the influence of alcohol, a controlled substance, or other substance.” We
cannot assign error to a trial court for providing the jury with an instruction
that follows the very language of the underlying criminal statute.
2 The methamphetamine found in Jent’s blood is a statutory “controlled
substance.” KRS 189A.010(12)(l).
13 When preserved for appellate review, a jury instruction that actually
misstates an element of the offense “gives rise to a strong presumption of
prejudice and requires reversal unless the Commonwealth can establish that
the error was harmless beyond a reasonable doubt.” Staples v. Commonwealth,
454 S.W.3d 803, 822 (Ky. 2014). In this case, however, we are satisfied that the
instruction given by the trial court did not prejudice Jent and was not in error.
The language of KRS 507.060 is clear that the emphasis of the statute is
a driver’s overall impairment, not the substances which alone or in concert
cause the impairment. It is impairment itself which is the essential element to a
conviction and is what must be proved for conviction.
We similarly reject Jent’s contention that the trial court’s instruction
denied Jent a right to a unanimous verdict. Jent argues that the jury
instruction which seemingly indicated that the jury must determine that Jent
was impaired by alcohol acting on its own or of methamphetamine acting on its
own, invited a unanimity error wherein not all members of the jury may have
actually agreed upon which of the two substances effectively caused Jent to be
impaired. Instructions that deny a defendant the unanimous verdict also
violate the right to due process under the Fourteenth Amendment of the United
States Constitution. See Hicks v. Oklahoma, 447 U.S. 343, 346 (1980).
Jent argues that the instruction given was in fact a “combination
instruction” which permitted her conviction of the same offense under either of
alternative theories (alcohol or methamphetamine). Such an instruction does
not deprive a defendant of his right to a unanimous verdict, “so long as there is
14 evidence to support a conviction under either theory.” Robinson v.
Commonwealth, 325 S.W.3d 368, 370 (Ky. 2010). This Court has upheld other
combination instructions for driving under the influence in which the jury
instruction allowed conviction for having a blood alcohol level above a certain
amount or being under the influence of a substance that impairs driving
ability, and the Court held that “[w]hile the alternative means do indeed require
different acts, the effect is the same and there is no prejudice so long as
evidence is presented from which the jury could reasonably believe both of the
subsections had been violated.” Evans v. Commonwealth, 45 S.W.3d 445, 447
(Ky. 2001).
The Commonwealth offered expert testimony supporting the conclusion
that Jent was under the active effect of methamphetamine at the time of the
collision. While Jent offered contradictory testimony on the effects of the
methamphetamine on her, it was the province of the jury to weigh the
conflicting testimony of witnesses.
While Jent’s BAC may have been below the 0.08 per se limit found in
KRS 189A.010(1)(a), such does not mean the whole of the evidence could not
support a determination that she was impaired by alcohol. Jent could still be
found to be impaired with a BAC below .08 in accord with KRS 189A.010(3)(b)
which provides:
If there was an alcohol concentration of 0.04 or greater but less than 0.08 based upon the definition of alcohol concentration in KRS 189A.005, that fact shall not constitute a presumption that the defendant either was or was not under the influence of alcohol, but that fact may be considered, together with other competent evidence, in determining the guilt or innocence of the defendant. 15 Reasonable jurors could determine that Jent was under the influence of
alcohol from her admissions that she drank two margaritas that day, her BAC
taken after the collision, and her consistently erratic driving. The jury could
properly infer that Jent was impaired by either or both alcohol and
methamphetamine. Therefore, there is no unanimity error.
The clear intent of KRS 507.060 is criminalizing impairment, which is
what presents a risk of death to innocent motorists and pedestrians, and not
parsing which precise substance in an operator’s body may have solely caused
the impairment on its own.
We have no doubt that a jury convicting Jent of being impaired by
“alcohol or methamphetamine” would have convicted her of being impaired by
“the combined influence of alcohol and methamphetamine.” It would be
illogical to conclude otherwise.
C. Was Additional Evidence of Jent’s Substance Abuse Improperly Allowed?
Jent argues that testimony taken by the Commonwealth from Jent’s own
expert, Dr. Heller, was a “piling on” of evidence of substance abuse which
should have been excluded under Kentucky Rules of Evidence (KRE) as
“evidence of a defendant’s character or other crimes.”
During the cross-examination of Dr. Heller, whom Jent had called to
testify about the impact of domestic abuse on her actions, the Commonwealth
asked Dr. Heller if he remembered Jent telling him that she and Ritchie were
abusing opioids during their relationship. Jent’s counsel objected stating, “I
16 think it’s character evidence for potentially having a dependency on
prescription substances, I don’t think that’s relevant. I think it’s character
evidence.” The trial court overruled the objection and the Commonwealth
asked, “the fact that you’ve got this type of drug use going on in this
relationship, is that going to make the relationship more difficult?” Dr. Heller
stated in response that drug use could increase the conflict between a domestic
abuser and the abuser’s victim, which cast Jent in the light of a domestic
victim instead of a substance abuser. The Commonwealth then asked, “Mr.
Ritchie and Ms. Jent, if they’re both using and abusing, does that make things
worse?” Dr. Heller agreed with this saying, “I think it could.” The
Commonwealth next asked if Dr. Heller saw couples in his practice who were
both “using and abusing” various drugs and Dr. Heller responded that it was
difficult to treat a victim of domestic abuse and her abuser at the same time.
The Commonwealth “pressed on” according to Jent by asking if substance
abuse treatment was part of working with abused individuals. Dr. Heller agreed
that this was the goal. The Commonwealth replied, “Right, and the fact that
they are using and abusing drugs, is that going to affect their reasoning
judgment, their emotions?” Dr. Heller agreed stating, “Yes.”
On appeal Jent argues such questioning was not relevant because she
had admitted to using methamphetamine the day prior to the collision, her
blood test showed usage, and “[t]hus, the evidence of past use was irrelevant.”
We decide issues regarding a trial court’s determinations on the
admissibility of such evidence under an abuse of discretion standard,
17 determining whether the trial court’s decision was “arbitrary, unreasonable,
unfair, or unsupported by sound legal principals.” Commonwealth v. English,
993 S.W.2d 941, 945 (Ky. 1999).
Beginning our analysis, KRE 404(b) states:
Other crimes, wrongs, or acts. Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show action in conformity therewith. It may, however, be admissible:
(1) If offered for some other purpose, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident; or
(2) If so inextricably intertwined with other evidence essential to the case that separation of the two (2) could not be accomplished without serious adverse effect on the offering party.
As a general rule, KRE 404(b) prohibits the introduction of other criminal
acts. As we have previously stressed, KRE 404(b) is “exclusionary in nature,”
and as such, “any exceptions to the general rule that evidence of prior bad acts
is inadmissible should be ‘closely watched and strictly enforced because of [its]
dangerous quality and prejudicial consequences.’” Clark v. Commonwealth, 223
S.W.3d 90, 96 (Ky. 2007) (quoting O’Bryan v. Commonwealth, 634 S.W.2d 153,
156 (Ky. 1982)). To determine the admissibility of prior bad act evidence, we
have adopted the three-prong test described in Bell v. Commonwealth, 875
S.W.2d 882, 889-91 (Ky. 1994), which evaluates the proposed evidence in
terms of: (1) relevance, (2) probativeness, and (3) its prejudicial effect.
18 KRE 404(b) would be applicable if the evidence was introduced with the
sole intention of showing that Jent was acting in conformity with her character
to abuse methamphetamine (prior usage) when the charged bad act (vehicular
homicide) occurred (i.e. “prove the character of a person in order to show action
in conformity therewith”). Kentucky Farm Bureau Mut. Ins. Co. v. Rogers, 179
S.W.3d 815, 819 (Ky. 2005).
In other words, evidence of other acts cannot be used to show a propensity or predisposition to again commit the same or a similar act. This is a codification of the “venerable rule that a defendant may not be convicted on the basis of low character or criminal predisposition, even though such character or predisposition makes it appear more likely that the defendant is guilty of the charged offense.”
Southworth v. Commonwealth, 435 S.W.3d 32, 48 (Ky. 2014) (quoting Billings v.
Commonwealth, 843 S.W.2d 890, 892 (Ky. 1992)).
Here, however, the evidence was of such a nature as to be “inextricably
intertwined with other evidence essential to the case.” KRE 404(b)(2). Jent
herself introduced hearsay evidence of Ritchie’s drug usage to bolster her
claims of being the victim of a long-abusive relationship which was the cause of
her actions on the day of the fatal collision. In these respects, the evidence
offered was both probative and relevant. From one perspective, Jent’s usage of
controlled substances during her relationship with Ritchie, 3 could have been
3 Jent had been convicted of two felonies (one federal, one state) prior to her
relationship with Ritchie which were associated with possession with intent to distribute controlled substances. While Jent admitted during her direct examination to being a convicted felon, evidence of her prior convictions and sentences was not admitted until the penalty phase of her trial.
19 attributed to her victimization by Ritchie and served as additional evidence of
the abusive nature of their relationship. Jent “opened the door” regarding her
relationship with Ritchie by focusing her defense on the effects that
relationship had on her actions the day of the collision and the jury was
entitled to a complete understanding of that relationship. As such, the nature
of that relationship, including the parties’ drug usage as a part thereof, was res
gestae and inextricably intertwined with the collision and it was not an abuse
of discretion for that information to be allowed in to provide a “complete, un-
fragmented, unartificial picture” to the jury of how the events transpired. Major
v. Commonwealth, 177 S.W.3d 700, 708 (Ky. 2005).
D. Were Statements Made by the Commonwealth Concerning the Victim Impermissible Victim Impact Evidence and/or Prosecutorial Misconduct?
Jent did not raise an objection during trial to the statements considered
here and therefore, the issue is unpreserved. Therefore, Jent requests palpable
error review arguing that the statements made reversible error because they
were so “flagrant” as to have “render[ed] the trial fundamentally unfair.”
Dickerson v. Commonwealth, 485 S.W.3d 310, 329 (Ky. 2016).
Under the Kentucky Rules of Criminal Procedure (RCr) 10.26., “[t]o
determine if an error is palpable, ‘an appellate court must consider whether on
the whole case there is a substantial possibility that the result would have
been any different.’” Davis v. Commonwealth, 620 S.W.3d 16, 30 (Ky. 2021)
(quoting Commonwealth v. McIntosh, 646 S.W.2d 43, 45 (Ky. 1983)).
20 The statements at issue were made by the Commonwealth during its
opening statement and during its closing arguments.
During its opening statement, the Commonwealth reminded the jury that
Elizabeth Richardson, the victim, was a nurse and mentioned the need for
health care workers in Kentucky stating,
Elizabeth Richardson lost her life at the scene. There was no chance to do anything for her. She was dead. Her life ended, 27 years old, a registered nurse. All the years of her life that could have been lived, the benefits that she could have borne for the state of Kentucky, working as a registered nurse, which is a field that’s desperately needed, is lost. That was all lost because of the criminal acts of Tracie Jent on that day.
During its closing argument, the Commonwealth reiterated the victim’s
profession and the impact of her loss stating: “She should have been able to get
to her home in Pulaski County safely and get up and go back to her job and
work as a nurse. She could have been able to be with her family, to help people
that needed help as a nurse.”
1. Victim Impact
Questions or statements designed to elicit “victim impact” evidence are
limited to the sentencing phase of a trial pursuant to KRS 532.055(2)(a)(7)
which provides for truth-in-sentencing and specifies that during the sentencing
phase of the trial, the Commonwealth is allowed to offer evidence regarding
“[t]he impact of the crime upon the victim or victims, as defined in KRS
421.500, including a description of the nature and extent of any physical,
psychological, or financial harm suffered by the victim or victims[.]”
21 Victim impact evidence is typically inadmissible until the penalty phase
of the trial, but victim background evidence is generally admissible. See Roe v.
Commonwealth, 493 S.W.3d 814, 823-24 (Ky. 2015) (“The prohibition of victim-
impact evidence during the criminal responsibility phase of trial is deeply
rooted in both our precedent Kentucky statutory law.”); Bennett v.
Commonwealth, 978 S.W.2d 322, 325-26 (Ky. 1998) (explaining that victim
background information is generally admissible).
Victim impact evidence masquerading as victim background evidence is
not permissible as the “introduction of victim impact evidence during the guilt
phase is reversible error.” Tackett v. Commonwealth, 445 S.W.3d 20, 32-33 (Ky.
2014) (quoting Ernst v. Commonwealth, 160 S.W.3d 744, 763 (Ky. 2005)
overruled on other grounds by Mason v. Commonwealth, 559 S.W.3d 337, 34-42
(Ky. 2018)).
One way to determine the difference between victim impact evidence and
victim background evidence is whether the evidence is “aimed primarily at
appealing to the jurors’ sympathies” or “providing an understanding of the
nature of the crime[.]” Id. See Ernst, 160 S.W.3d at 763–64 (collecting cases of
appropriate victim background evidence contrasted with cases in which
improper victim impact testimony was given). “[H]ighly inflammatory evidence”
with “little or no probative value” which concerns the “terrible loss” suffered
based on the crime is not appropriate for introduction during the guilt phase of
a trial. Ice v. Commonwealth, 667 S.W.2d 671, 675-76 (Ky. 1984). Arousing the
22 jurors’ sympathy “although relevant to the issue of penalty, is largely irrelevant
to the issue of guilt or innocence.” Bennett, 978 S.W.2d at 325.
The Commonwealth’s opening statement, by intentionally going beyond a
singular mention of Elizabeth Richardson’s profession and proceeding to opine
that her loss, as a nurse, would impact the citizenry as a whole, constituted
impermissible victim impact testimony because it established the terrible
consequences of the defendant’s actions on life in the Commonwealth going
forward and was likely to arouse the jurors’ sympathy.
However, while improper, the opening statement cannot be viewed as
palpable error. In Martin v. Commonwealth, 207 S.W.3d 1, 3 (Ky. 2006), we
explained that the description of palpable errors as being “errors so
fundamental as to threaten a defendant's entitlement to due process of law,” is
not itself a standard but an explanation as to the “degree of prejudice” that
must be demonstrated in order for a court to determine there is a “substantial
possibility” a different result would have resulted but for the unpreserved error.
We conclude that the potential prejudice suffered by Jent from the
Commonwealth’s statements regarding the victim were not “so manifest,
fundamental and unambiguous that it threatens the integrity of the judicial
process.” Id. at 5. Indeed, Jent wholly fails to persuade us that there is any
possibility that, but for this statement, a different result from her four-day trial
would have occurred, and she would not have been convicted of vehicular
homicide. Id. at 3.
23 Opening statements and closing arguments are fundamentally different.
The opening statement is a roadmap explaining what the jury will hear before it
knows anything about the case while the closing argument reminds the jury
about the evidence they have seen and what inferences may be drawn from
such evidence. Given the limited nature of the statement made in the closing
argument and the wide latitude that prosecutors are given in making closing
argument, see Slaughter v. Commonwealth, 744 S.W.2d 407 (Ky. 1987), we do
not agree with Jent that the prosecutor made an impermissible victim impact
statement in his closing argument even though such statement was similar to
the one he made in his opening statement.
2. Prosecutorial misconduct
Jent also characterizes the Commonwealth’s statements as prosecutorial
misconduct. We employ a four-factor test to determine whether a prosecutor’s
improper comments constitute reversible flagrant misconduct: “(1) whether the
remarks tended to mislead the jury or to prejudice the accused; (2) whether
they were isolated or extensive; (3) whether they were deliberately or
accidentally placed before the jury; and (4) the strength of the evidence against
the accused.” Dickerson, 485 S.W.3d at 329. In reviewing allegations of
prosecutorial misconduct, appellate courts are to focus “on the overall fairness
of the trial,” reversing only if the misconduct was “so serious as to render the
entire trial fundamentally unfair.” Soto v. Commonwealth, 139 S.W.3d 827, 873
(Ky. 2004).
24 We conclude that the remarks as to the loss incurred by society by a
nurse being killed did not tend to mislead the jury and only mildly prejudiced
the accused, they were isolated, and while deliberately placed before the jury
they cannot overcome the strength of the evidence against the accused,
especially where the trial focused not on whether Jent had committed the
crime but rather on whether intoxication or emotional turmoil caused her to
commit the crime. Accordingly, Jent has failed to establish that prosecutorial
misconduct occurred.
E. Do Combined Errors Merit Reversal for Cumulative Error?
Jent argues that combined errors she raises warrant reversal. The
Commonwealth insists that to the extent any error is found to have occurred,
such errors were harmless, relying on the argument that the evidence against
Jent was overwhelming.
Cumulative error warrants reversal if the trial errors that occurred served
to make the trial “fundamentally unfair.” Mason v. Commonwealth, 559 S.W.3d
337, 345 (Ky. 2018). “We have found cumulative error only where the
individual errors were themselves substantial, bordering, at least, on the
prejudicial.” Brown v. Commonwealth, 313 S.W.3d 577, 631 (Ky. 2010). See
Walker v. Engle, 703 F.2d 959, 963 (6th Cir. 1983) (“Errors that might not be
so prejudicial as to amount to a deprivation of due process when considered
alone, may cumulatively produce a trial setting that is fundamentally unfair”).
While an error occurred when the Commonwealth made a victim impact
statement within its opening statement, this was a relatively minor and isolated
25 matter which occurred during the course of a lengthy trial. Considering its
singular nature and all the evidence supporting the verdict, no cumulative
error occurred meriting reversal.
III. CONCLUSION
We affirm Jent’s conviction and the sentence imposed by the Clay Circuit
Court.
All sitting. All concur.
COUNSEL FOR APPELLANT:
Erin Hoffman Yang Kathleen Kallaher Schmidt Assistant Public Advocates
COUNSEL FOR APPELLEE:
Russell Coleman Attorney General
Melissa A. Pile Assistant Attorney General