In the Court of Appeals Second Appellate District of Texas at Fort Worth ___________________________ No. 02-24-00577-CV ___________________________
TOWN OF NORTHLAKE, TEXAS, AND MAYOR BRIAN MONTINI, Appellants
V.
GEORGE ROLAND, Appellee
On Appeal from the 467th District Court Denton County, Texas Trial Court No. 24-7363-467
Before Kerr, Womack, and Wallach, JJ. Memorandum Opinion by Justice Womack MEMORANDUM OPINION
I. INTRODUCTION
This interlocutory appeal1 concerns the interplay between the Texas Public
Information Act (TPIA)2 and Texas Code of Criminal Procedure Article 2.1396,3
which provides that a person stopped or arrested on suspicion of an intoxication
offense is entitled to receive a copy of certain video footage made by or at the
direction of a peace officer as part of the stop or arrest. See Tex. Gov’t Code Ann.
§§ 552.001–.376; Tex. Code Crim. Proc. Ann. art. 2.1396. Relying on Article 2.1396,
attorney and Appellee/Cross-Appellant, George Roland, sued Appellant, Town of
Northlake, Texas (the Town), and its mayor and Cross-Appellee, Brian Montini (the
Mayor),4 for failing to produce the video of his client and for characterizing his
request as a public information request. The Town and the Mayor later filed a plea to
the jurisdiction, urging that Roland’s claim was moot because the Town had released
1 See Tex. Civ. Prac. & Rem. Code Ann. § 51.014(a)(8) (authorizing an interlocutory appeal from an order granting or denying a plea to the jurisdiction by a governmental unit). 2 The TPIA guarantees access to public information, subject to certain exceptions. Tex. Dep’t of Pub. Safety v. Cox Tex. Newspapers, L.P., 343 S.W.3d 112, 114 (Tex. 2011). 3 Effective January 1, 2025, Article 2.1396 is found at Texas Code of Criminal Procedure Article 2B.0154. See Act of June 12, 2023, 88th Leg., R.S., ch. 765, H.B. 4504, § 3.001(1). Because this case was filed before the effective date of the amendments, we will refer to the provision as Article 2.1396. 4 While the Town and the Mayor refer to themselves as “Appellants” in the style and in their briefs, only the Town and Roland filed notices of appeal.
2 the video in accordance with an Attorney General’s decision and because both were
entitled to immunity. After the trial court granted the Mayor’s plea to the jurisdiction
but denied the Town’s plea to the jurisdiction, both the Town and Roland appealed.
We will affirm the order granting the Mayor’s plea to the jurisdiction, reverse the
order denying the Town’s plea to the jurisdiction, and render judgment that Roland’s
claims against the Mayor and the Town are dismissed.
II. BACKGROUND
A. Roland’s Request for the Intoxication Video of His Client, the Town’s Response, and Roland’s Suit
Roland’s client was arrested for an intoxication offense in July 2024. Shortly
thereafter, Roland requested a copy of the video involved in the arrest. Specifically,
Roland’s email to the Town’s police department sought, “pursuant to Texas Code of
Criminal Procedure art. 2.1396[,] . . . copies of all audio and/or video recordings,
including bodycamera, dashcamera, and surveillance, if any, related to [the] arrest” of
his client.
In response, Valerie Strubelt—the Town’s police department records clerk—
asked that Roland submit the request through the Town’s website to “better ensure[]
that the information gets to you in a timely manner and better track[] that we have
completed your request as well.” As instructed, Roland made his request through the
Town’s information portal, and a receipt was sent to Roland acknowledging his
request.
3 Approximately two weeks later, Roland received a copy of a request for an
Attorney General’s decision that was made by the Town’s attorney in response to
Roland’s request. See Tex. Gov’t Code Ann. § 552.301(a) (providing that a
governmental body that receives a written request for information that it wishes to
withhold from public disclosure and that it considers to be within one of the
exceptions of the TPIA “must ask for a decision from the attorney general about
whether the information is within that exception”), (e–1) (providing that the
governmental body must send a copy of the written comments submitted to the
attorney general to the person who requested the information from the governmental
body). After failing to receive the requested video, Roland filed suit against the Town,
asserting “causes of action” for (1) mandamus compelling the Town to disclose the
video “which is not and never has been public information but required to be
disclosed pursuant to the Texas Code of Criminal Procedure” and (2) permanent
injunction “enjoining [the Town] from ever characterizing in the future any request
made pursuant to Texas Code of Criminal Procedure art. 2.1396 by any proper
individual or entity as any type or form of a public information request pursuant to
the Texas Government Code.”
B. The Attorney General’s Decision
After Roland filed suit, the Attorney General issued a decision regarding the
Town’s request. See Tex. Att’y Gen. OR2024-035166. In its ruling, the Attorney
General noted that the body-worn-camera recordings were subject to Chapter 1701 of
4 the Occupations Code, were not properly requested,5 and need not be released. Id.
However, “the portions of the remaining video recordings that depict the stop, the
arrest, the conduct of the requestor’s client, or a procedure in which a specimen of the
blood or breath of the requestor’s client is taken pursuant to article 2.1396 of the
Code of Criminal Procedure” must be released. Id. Finally, according to the Attorney
General, the Town’s police department “may withhold the remaining information
under section 552.108(a)(1) of the Government Code.”6 Id.
5 Section 1701.661 of the Texas Occupations Code—which was in effect when this case was filed—provides, in relevant part, the following:
(a) A member of the public is required to provide the following information when submitting a written request to a law enforcement agency for information recorded by a body worn camera:
(1) the date and approximate time of the recording;
(2) the specific location where the recording occurred; and
(3) the name of one or more persons known to be a subject of the recording.
Tex. Occ. Code Ann. § 1701.661. Effective January 1, 2025, Section 1701.661 is found at Texas Code of Criminal Procedure Article 2B.0112. See Act of June 12, 2023, 88th Leg., R.S., ch. 765, H.B. 4504, § 3.001(7). 6 Section 552.108(a)(1) of the Texas Government Code excepts from disclosure “[i]nformation held by a law enforcement agency or prosecutor that deals with the detection, investigation, or prosecution of crime . . . if . . . release of the information would interfere with the detection, investigation, or prosecution of crime[.]” Tex. Gov’t Code Ann. § 552.108(a)(1).
5 C. The Town’s Plea to the Jurisdiction
After answering the lawsuit, the Town filed its plea to the jurisdiction, asserting
that after suit was filed, the Attorney General had issued a ruling and that pursuant to
the ruling, the Town had “withheld all body worn camera recordings and removed all
portions of the remaining videos that did not depict [Roland’s] client” and mailed the
redacted videos to Roland one week later. Therefore, the Town asserted that
Roland’s claims were moot and that neither the TPIA nor the Uniform Declaratory
Judgments Act [UDJA] waived immunity. See Tex. Gov’t Code Ann. §§ 552.001–.376;
Tex. Civ. Prac. & Rem. Code Ann. §§ 37.001–.011. The Town requested dismissal of
the lawsuit.
D. Roland’s Amended Pleadings and the Town and the Mayor’s Amended Plea to the Jurisdiction
Roland amended his pleadings, adding the Mayor as a defendant and asserting
an ultra vires cause of action.7 Roland continued to seek a mandamus regarding his
client’s video, an injunction regarding any future requests under Article 2.1396, and
attorney’s fees. In the amended pleadings, Roland asked the trial court “to declare
those actions [of the Town and the Mayor] as violating the Texas Code of Criminal
“An ultra vires action is one in which the plaintiff seeks relief in an official- 7
capacity suit against a government actor who allegedly has violated statutory or constitutional provisions by acting without legal authority or by failing to perform a purely ministerial act.” Lazarides v. Farris, 367 S.W.3d 788, 800 (Tex. App.—Houston [14th Dist.] 2012, no pet.).
6 Procedure which is clear on its face as to the duties of Defendants and the rights of
Plaintiff.”
The Town and the Mayor then filed their amended plea to the jurisdiction,
asserting that Roland’s claim was moot as the video had been released and that
Roland had not pleaded facts waiving immunity. With regard to the Mayor, the plea
asserted that Roland had failed to properly plead an ultra vires claim, arguing that
“Mayor Montini is not involved in the processing of public information requests by
the Town, nor was he involved in processing [Roland’s] request.” Several exhibits
were attached to the plea, including ones showing that Strubelt, the “Records Clerk”
for the Town’s police department, was the “Assigned Staff” who responded to
Roland’s request. In addition, an affidavit from a legal assistant for the Town and the
Mayor stated that on October 17, 2024, “one flash drive containing two redacted dash
camera recordings” was mailed to Roland together with the Attorney General’s
decision responding to the Town’s request.
Roland responded to the plea, and the trial court set the matter for hearing. At
the hearing, the trial court took judicial notice of its file, but no other evidence was
admitted. Initially, the trial court granted the amended plea and entered an order
dismissing the case with prejudice.
However, later the same day, the trial court signed an order vacating the order
granting the plea and noting that the “order [was] to be revised.” Three days later,
7 Roland amended his pleadings, added Strubelt as a defendant,8 and removed his
request for mandamus relief.
E. Order Granting and Denying the Amended Plea to the Jurisdiction, and the Town’s and Roland’s Notices of Appeal
Ultimately, the trial court entered an order granting the Mayor’s amended plea
to the jurisdiction and denying the Town’s amended plea to the jurisdiction. Both the
Town and Roland appealed from that order.
III. DISCUSSION
In two issues in their combined brief, the Town and the Mayor contend that
(1) the trial court erred in denying the Town’s amended plea to the jurisdiction “where
[Roland] failed to comply with any requirements of the [TPIA] when requesting
mandamus and a permanent injunction against the Town for its processing of
requests for public information”9 and (2) the trial court correctly granted the Mayor’s
8 In his brief, Roland notes that Strubelt has not been served. This appeal stayed all of the proceedings in the trial court. See Tex. Civ. Prac. & Rem. Code Ann. § 51.014(b). 9 While the Town’s first issue does not specifically mention immunity, the Town contended in the argument part of its brief that even if the TPIA does not apply, Roland’s claim does not fall within a waiver of the Town’s governmental immunity. In addition, the amended plea to the jurisdiction heard by the trial court included arguments related to governmental immunity. Therefore, we will consider the immunity argument under the Town’s first issue. See Gill v. Hill, 688 S.W.3d 863, 869 (Tex. 2024) (stating that “briefs do not have to perfectly articulate every point of law to preserve arguments that are fairly subsumed in the issue addressed”); see also Tex. R. App. P. 38.1(f) (“The statement of an issue or point will be treated as covering every subsidiary issue that is fairly included.”).
8 amended plea to the jurisdiction “where the Mayor has no authority under the Town
Charter to process requests for information received by the Town and [Roland’s]
pleading did not raise any facts indicating the Mayor acted at all in responding to the
request for information.”10 In one issue in his cross-appeal, Roland states that the
trial court erred in granting the Mayor’s plea to the jurisdiction “as there is no
evidence that the trial court lacked jurisdiction over an ultra vires claim.”
A. Standard of Review and Applicable Law
Subject-matter jurisdiction is essential to a court’s power to decide a case. Tex.
Ass’n of Bus. v. Tex. Air Control Bd., 852 S.W.2d 440, 446 (Tex. 1993). A plea to the
jurisdiction is a dilatory plea that seeks dismissal of a case for lack of subject-matter
jurisdiction. Harris Cnty. v. Sykes, 136 S.W.3d 635, 638 (Tex. 2004). When the plea
challenges the claimant’s pleadings, we determine whether the claimant has pleaded
facts that affirmatively demonstrate the trial court’s jurisdiction, construing the
pleadings liberally and in favor of the claimant. Tex. Ass’n of Bus., 852 S.W.2d at 446.
We review de novo a trial court’s ruling on a plea to the jurisdiction. Hous. Belt
& Terminal Ry. Co. v. City of Houston, 487 S.W.3d 154, 160 (Tex. 2016). In our review,
we look to the pleader’s intent to determine whether the facts alleged affirmatively
10 While the “Issues Presented” section of the Town’s brief lists this second issue, the issue is more of a response to Roland’s appeal rather than a complaint regarding the trial court’s ruling. See Tex. R. App. P. 38.1(f) (“The brief must state concisely all issues or points presented for review.”). Moreover, the argument section of the Town’s brief does not contain any argument relating to this issue, and the Town’s prayer only requests relief as to the Town. Therefore, we will construe the Town’s second issue as a response to Roland’s cross-notice of appeal.
9 demonstrate the trial court’s jurisdiction to hear the cause. Tex. Dep’t of Parks &
Wildlife v. Miranda, 133 S.W.3d 217, 226 (Tex. 2004).
Governmental immunity protects the state’s political subdivisions, including its
cities, against suits and legal liability. Dohlen v. City of San Antonio, 643 S.W.3d 387, 392
(Tex. 2022); Reata Constr. Corp. v. City of Dallas, 197 S.W.3d 371, 374 (Tex. 2006).
Cities retain immunity unless the Legislature clearly and unambiguously waives it.
Dohlen, 643 S.W.3d at 392; see Herrera v. Mata, 702 S.W.3d 538, 541 (Tex. 2024) (stating
that political subdivisions of the state are entitled to governmental immunity absent
legislative waiver). Immunity “shield[s] the public from the costs and consequences
of improvident actions of their governments.” Tooke v. City of Mexia, 197 S.W.3d 325,
332 (Tex. 2006).
Under the TPIA, the Legislature has waived sovereign and governmental
immunity to permit requestors to file suit for a writ of mandamus seeking to compel a
governmental body to make information available for public inspection. AIM Media
Tex., LLC v. City of Odessa, 663 S.W.3d 324, 334 (Tex. App.—Eastland 2023, pet.
denied); see Tex. Gov’t Code Ann. § 552.321(a) (“A requestor . . . may file suit for a
writ of mandamus compelling a governmental body to make information available for
public inspection if the governmental body . . . refuses to supply public
information . . . .”). But immunity is not waived under the TPIA for the delay in
releasing requested information. AIM Media Tex., LLC, 663 S.W.3d at 334.
10 Therefore, “mandamus compelling the ongoing, timely production of information is
not available . . . under the TPIA.”11 Id.
Even if a governmental entity’s immunity has not been waived by the
Legislature, a claim may be brought against a governmental official if the official
engages in ultra vires conduct. Hall v. McRaven, 508 S.W.3d 232, 238 (Tex. 2017). A
plaintiff in an ultra vires suit must “allege, and ultimately prove, that the officer acted
without legal authority or failed to perform a purely ministerial act.” City of El Paso v.
Heinrich, 284 S.W.3d 366, 372 (Tex. 2009). “Ministerial acts” are those “where the law
prescribes and defines the duties to be performed with such precision and certainty as
to leave nothing to the exercise of discretion or judgment.” Sw. Bell Tel., L.P. v.
Emmett, 459 S.W.3d 578, 587 (Tex. 2015) (quoting City of Lancaster v. Chambers,
883 S.W.2d 650, 654 (Tex. 1994)). Conversely, “discretionary acts” are those that
“require the exercise of judgment and personal deliberation.” Id.
“In cases in which the alleged ultra vires conduct is governmental inaction, a
court may issue a writ of mandamus compelling action to bring the official into
conformance with the law.” City of Houston v. Hous. Mun. Emps. Pension Sys.,
11 Section 552.3215 of the TPIA provides another statutory waiver of immunity by authorizing declaratory relief. Id. (citing City of Georgetown v. Putnam, 646 S.W.3d 61, 70 (Tex. App.—El Paso 2022, pet. denied)); see Tex. Gov’t Code Ann. § 552.3215; see also Paxton v. City of Dallas, 509 S.W.3d 247, 252 (Tex. 2017) (“The [TPIA] further authorizes certain local or state officials to seek declaratory or injunctive relief based on a complaint by ‘a person who claims to be the victim of a [TPIA] violation,’ but only after the governmental body is afforded notice and fails to timely cure the alleged violation.” (quoting Tex. Gov’t Code Ann. § 552.3215)). Roland has made no such request for declaratory relief under Section 552.3215.
11 549 S.W.3d 566, 576 (Tex. 2018). If, however, the actions alleged to be ultra vires
were not truly outside the officer’s authority or in conflict with the law, the plaintiff
has not stated a valid ultra vires claim and therefore has not bypassed immunity.
Matzen v. McLane, 659 S.W.3d 381, 388 (Tex. 2021).
B. Analysis
1. Mandamus—the request for specific information
Under its first issue, the Town argues that Roland’s mandamus claim is moot
because the Town has released the “responsive information in accordance with the
Attorney General’s ruling.” Because the claim is moot, the Town contends that the
trial court erred in failing to dismiss Roland’s claims. Roland agreed in his response to
the amended plea to the jurisdiction that his initial request for mandamus relief had
“become moot.” Moreover, on appeal, Roland states that he “can think of no viable
reason this argument was included as the request for writ of mandamus has been
removed in this matter as a result of the [Town] producing the videos requested under
article 2.1396.” However, Roland’s amended pleadings removing his request for
mandamus relief were not filed until after the hearing on the amended plea to the
jurisdiction.
Mootness deprives a court of subject-matter jurisdiction. Univ. of Tex. Med.
Branch at Galveston v. Est. of Blackmon ex rel. Shultz, 195 S.W.3d 98, 100–01 (Tex. 2006).
“A case becomes moot when (1) a justiciable controversy no longer exists between
the parties, (2) the parties no longer have a legally cognizable interest in the case’s
12 outcome, (3) the court can no longer grant the requested relief or otherwise affect the
parties’ rights or interests, or (4) any decision would constitute an impermissible
advisory opinion.” Elec. Reliability Council of Tex., Inc. v. Panda Power Generation
Infrastructure Fund, LLC, 619 S.W.3d 628, 634–35 (Tex. 2021). If a controversy ceases
to exist at any stage of the proceedings, the issues presented are no longer “live” and
the case becomes moot, thereby depriving a court of subject-matter jurisdiction.
Williams v. Lara, 52 S.W.3d 171, 184 (Tex. 2001); see City of Georgetown, 646 S.W.3d
at 72 (“Courts have uniformly held that a plaintiff’s claims for both injunctive and
declaratory relief under the [T]PIA are rendered moot upon the governmental body’s
release of the requested information to the Plaintiff.”).
Here, the information Roland requested pursuant to Article 2.1396 that
pertained to the arrest of his client for an intoxication offense was released consistent
with the Attorney General’s decision. Therefore, an actual controversy concerning
that information no longer exists. See F.D.I.C. v. Nueces Cnty., 886 S.W.2d 766, 767
(Tex. 1994) (citing Camarena v. Tex. Emp. Comm’n, 754 S.W.2d 149, 151 (Tex. 1988))
(stating that the “mootness doctrine limits courts to deciding cases in which an actual
controversy exists”); see also Williams, 52 S.W.3d at 184 (stating that a controversy
“must exist between the parties at every stage of the legal proceedings, including the
appeal”). And Roland’s mandamus claim under Article 2.1396 is moot. See City of
Georgetown, 646 S.W.3d at 72 (holding that the requestor’s mandamus claim was moot
because the document being sought had been produced); see also Hous. Chronicle Publ’g
13 Co. v. Thomas, 196 S.W.3d 396, 400–01 (Tex. App.—Houston [1st Dist.] 2006, no pet.)
(stating that where the governmental body released requested information to the
plaintiff, any pronouncement on the construction of the TPIA and its exceptions with
regard to the released document would be an impermissible advisory opinion on a
hypothetical fact situation). Therefore, the trial court erred in failing to dismiss this
part of Roland’s claim against the Town.
2. Injunction—the request for prospective relief
Also addressed under the Town’s first issue is its complaint that the part of
Roland’s pleadings seeking a permanent injunction failed to establish a proper waiver
of immunity. The crux of this sub-issue is based on Roland’s complaint that the
information he requested is not governed by the TPIA. The Town, on the other
hand, argues that Roland “fails [to] cite to any legal authority, whether statute, case
law, or Attorney General opinion, that states these requests should not be treated as
requests for public information.” It complains that Roland “failed to follow the
conditions precedent to waive the Town’s immunity under the [TPIA] and did not
plead sufficient facts to waive the Town’s immunity under any other statute.”
Therefore, we will first look at whether Roland’s specific request for information was
a request under the TPIA and whether immunity was waived. Then, we will address
whether Roland can seek injunctive relief on behalf of future, unnamed parties.
14 a. Roland’s specific request
The TPIA defines “public information,” in relevant part, as “information that
is written, produced, collected, assembled, or maintained under a law or ordinance or
in connection with the transaction of official business: (1) by a governmental body;
[or] (2) for a governmental body and the governmental body: (A) owns the
information; [or] (B) has a right of access to the information.” Tex. Gov’t Code Ann.
§ 552.002(a). “A public information request typically involves the governmental body
holding the information and the citizen requesting it; if the governmental body
believes an exception applies, it must promptly ask the Attorney General for a ruling.”
UnitedHealthcare Ins. Co. v. Paxton, 691 S.W.3d 209, 215 (Tex. App.—Austin 2024, pet.
denied).
While Roland contends that his request for information was not a request for
“public information” under the TPIA but was limited to Article 2.1396, Roland’s
request for information went beyond the scope of Article 2.1396, which provides,
A person stopped or arrested on suspicion of an offense under Section 49.04, 49.045, 49.07, or 49.08, Penal Code, is entitled to receive from a law enforcement agency employing the peace officer who made the stop or arrest a copy of any video made by or at the direction of the officer that contains footage of:
(1) the stop;
(2) the arrest;
(3) the conduct of the person stopped during any interaction with the officer, including during the administration of a field sobriety test; or
15 (4) a procedure in which a specimen of the person’s breath or blood is taken.
Tex. Code Crim. Proc. Ann. art. 2.1396.
Roland’s request was for “copies of all audio and/or video recordings,
including bodycamera, dashcamera, and surveillance, if any, related to” his client’s
arrest. The breadth of Roland’s request is reflected in the Attorney General’s
decision, which held that the body-worn-camera recordings were not properly
requested under Chapter 1701 of the Occupations Code and that certain information
was subject to being withheld pursuant to Section 552.108(a)(1) of the Government
Code. Therefore, Roland’s request in this case implicated the TPIA.
While the Legislature has waived sovereign and governmental immunity to
permit requestors to file suit for a writ of mandamus seeking to compel the
governmental body to make information available to the public, immunity is not
waived for the delay in releasing requested information. AIM Media, Tex., LLC,
663 S.W.3d at 334; see Gates v. Tex. Dep’t of Fam. & Protective Servs., No. 03-15-00631-
CV, 2016 WL 3521888, at *4 (Tex. App.—Austin June 23, 2016, pet. denied) (mem.
op.) (stating that the TPIA waives sovereign immunity and allows suit for a writ of
mandamus against a governmental body for disclosure of information, but the
“legislature has not addressed or provided a waiver of sovereign immunity as to a
claim that is based on a governmental body’s delay or its motives for delaying the
release of information that is subject to disclosure under the [T]PIA”). And immunity
16 precludes a claim for declaratory relief against a governmental entity to either construe
the TPIA or to construe the plaintiff’s rights under the TPIA. Fallon v. Univ. of Tex.
MD Anderson Cancer Ctr., 586 S.W.3d 37, 55–57 (Tex. App.—Houston [1st Dist.]
2019, no pet.) (op. on reh’g). Because Roland is seeking prospective relief against the
Town that it is not in compliance with the production requirements of Article 2.1396,
the Town’s governmental immunity has not been waived. See AIM Media Texas, LLC,
663 S.W.3d at 336.
b. Roland’s requests for other parties
In addition to the request for information regarding his client, Roland sought
prospective relief for “any proper individual or entity” seeking information pursuant
to Article 2.1396. However, Roland does not have standing to seek relief for
hypothetical parties facing hypothetical problems. See Optimal Utils., Inc. v. Smitherman,
No. 13-16-00385-CV, 2017 WL 3431788, at *3 (Tex. App.—Corpus Christi–Edinburg
Aug. 10, 2017, pet. denied) (mem. op.) (holding that appellant “does not have
standing to seek relief for hypothetical parties facing hypothetical problems”).
We need not decide if future requests by other parties for information pursuant
to Texas Code of Criminal Procedure Article 2.1396 implicate the TPIA, because such
a claim is not ripe and would constitute an advisory opinion. See Patterson v. Planned
Parenthood of Hous. & Se. Tex., Inc., 971 S.W.2d 439, 442–43 (Tex. 1998) (explaining
that “[a] case is not ripe when its resolution depends on contingent or hypothetical
facts, or upon events that have not yet come to pass” and recognizing an opinion in a
17 case that is not ripe is an advisory opinion); Tex. Ass’n of Bus., 852 S.W.2d at 444
(“The distinctive feature of an advisory opinion is that it decides an abstract question
of law without binding the parties.”); see also Hous. Chronicle Publ’g Co., 196 S.W.3d
at 401 (holding declaratory judgment action seeking construction of TPIA was moot
because autopsy report sought was produced and declining to construe act based on
future hypothetical fact situations).
Because immunity has not been waived with regard to Roland’s claims for the
production of specific information regarding his client and because courts lack
jurisdiction to grant prospective relief regarding claims for other unspecified parties,
the trial court erred in denying the Town’s plea to the jurisdiction. The Town’s first
issue is sustained.
3. The ultra vires claim
While the Town remains immune, governmental immunity does not preclude
prospective injunctive remedies that seek to bring government officials into
compliance with statutory or constitutional provisions. See City of El Paso, 284 S.W.3d
at 368–69, 372; see also Harris Cnty. Emergency Serv. Dist. No. 1 v. Harris Cnty. Emergency
Corps, 999 S.W.2d 163, 171 (Tex. App.—Houston [14th Dist.] 1999, no pet.)
(upholding an injunction preventing the appellant governmental entity from holding
certain types of meetings in the future without proper notice based on a “pattern” of
past improper meeting notices). A claim seeking to compel a governmental official to
18 perform a prospective act that the plaintiff considers to be nondiscretionary is in the
nature of an ultra vires claim. See City of El Paso, 284 S.W.3d at 372.
The proper defendant to an ultra vires claim is the governmental official
“whose acts or omissions allegedly trampled on the plaintiff’s rights.” Tex. Dep’t of
Transp. v. Sefzik, 355 S.W.3d 618, 621 (Tex. 2011) (citing City of El Paso, 284 S.W.3d at
372–73). “[A]n ultra vires suit must lie against the ‘allegedly responsible government
actor in his official capacity,’ not a nominal, apex representative who has nothing to
do with the allegedly ultra vires actions.” Hall, 508 S.W.3d at 240 (quoting Patel v. Tex.
Dep’t of Licensing and Regul., 469 S.W.3d 69, 76 (Tex. 2015) (italics removed)).
Roland generally alleged an ultra vires claim against the Mayor, stating that the
Mayor “is included in this suit as a necessary party for injunctive relief.”12 However,
12 Under Roland’s “ultra vires” claim in his amended pleadings, he also asserts that the “actions of Defendants set forth above are therefore the basis for this court to declare those actions as violating the Texas Code of Criminal Procedure which is clear on its face as to the duties of Defendants and the rights of Plaintiff.” This claim is really a request for declaratory relief because it seeks a determination as to how the Town should respond to both current and future requests for information. See AIM Media Tex., LLC, 663 S.W.3d at 334. Sovereign immunity is inapplicable when a suit challenges the constitutionality of a statute and seeks only equitable relief. See Patel, 469 S.W.3d at 75–76. However, the UDJA does not enlarge a trial court’s jurisdiction, and a litigant’s request for declaratory relief does not alter a suit’s underlying nature. See City of El Paso, 284 S.W.3d at 370. Texas courts do not have jurisdiction to consider a party’s claim for declaratory relief against either the state or a political subdivision that seeks to have that party’s rights construed under a statute. See AIM Media Tex., LLC, 663 S.W.3d at 335 (citing Sefzik, 355 S.W.3d at 621–22 (“But Sefzik is not challenging the validity of a statute; instead, he is challenging TxDOT’s actions under it, and he does not direct us to any provision of the UDJA that expressly waives immunity for his claim.”)). In his brief, Roland “agree[s] that Sefzik does include language that would indicate that [the Town’s] immunity arguably still exists.”
19 he failed to plead any facts showing that the Mayor had any part in dealing with
Roland’s request for information. See City of El Paso, 284 S.W.3d at 372 (stating that
an ultra vires suit “must not complain of a government officer’s exercise of discretion,
but rather must allege, and ultimately prove, that the officer acted without legal
authority or failed to perform a purely ministerial act”); see also Tex. Dep’t of Transp. v.
Sunset Transp., Inc., 357 S.W.3d 691, 702 (Tex. App.—Austin 2011, no pet.) (“[M]erely
asserting legal conclusions or labeling a defendant’s actions as ‘ultra vires,’ ‘illegal,’ or
‘unconstitutional’ does not suffice to plead an ultra vires claim—what matters is
whether the facts alleged constitute actions beyond the governmental actor’s statutory
authority, properly construed.”). Rather, Roland’s pleadings complain about the
actions of Strubelt. And Roland did not dispute the statements in the amended plea
to the jurisdiction that the Mayor “is not involved in the processing of public
information requests by the Town, nor was he involved in processing [Roland’s]
request.”
Moreover, on appeal, the Mayor asserts that the “scope of the Mayor’s
authority is established by the Northlake Town Charter” and that he “has not been
granted any authority related to processing requests under the Public Information Act,
nor has he been granted authority regarding maintaining Town records or responding
to discovery requests.”13 The Town directs us to the Town Charter, which provides
We consider this argument even though the Mayor did not raise it in the trial 13
court. See Rusk State Hosp. v. Black, 392 S.W.3d 88, 94–97 (Tex. 2012) (holding
20 that the Mayor’s duties are limited to (1) presiding over meetings of the Council,
performing such other duties as are imposed upon the Mayor by ordinances and
resolutions, being recognized as the official head of the Town for purpose of
enforcing military law and for all ceremonial purposes, and voting on matters before
the Council; (2) exercising emergency powers set forth by State law and local
ordinances; and (3) appointing a chairperson(s) for any special or ad hoc commissions
or committees established by the Town Council. See Northlake, Tex., Charter,
Art. III, § 3.07. Roland does not respond to this argument.
Because Roland pleaded no ultra vires acts against the Mayor and the Mayor
has not been given authority related to processing requests under the TPIA or
Article 2.1396, the trial court properly granted the Mayor’s amended plea to the
jurisdiction. Roland’s sole cross-issue is overruled.
IV. CONCLUSION
Having sustained the Town’s first issue14 and overruled Roland’s sole issue, we
affirm the order granting the Mayor’s plea to the jurisdiction, reverse the order
defendants may bring—and courts must address—immunity-based jurisdictional challenges that are raised for the first time on appeal, even in the context of an interlocutory appeal); see also Dall. Metrocare Servs. v. Juarez, 420 S.W.3d 39, 41 (Tex. 2013) (“Under Rusk, an appellate court must consider all of a defendant’s immunity arguments, whether the governmental entity raised other jurisdictional arguments in the trial court or none at all.”); City of Grapevine v. Muns, 651 S.W.3d 317, 339 n.30 (Tex. App.—Fort Worth 2021, pet. denied) (op. on reh’g). 14 We need not address the Town’s second issue, because as noted above, it is actually a response to Roland’s cross-appeal. See Tex. R. App. P. 47.1.
21 denying the Town’s plea to the jurisdiction, and render judgment that Roland’s claims
against the Town and the Mayor are dismissed.15
/a/ Dana Womack
Dana Womack Justice
Delivered: May 29, 2025
15 In his reply brief, Roland alternatively asks for a remand to allow him to amend his pleadings in the event that the Mayor is not the appropriate state official. See Sefzik, 355 S.W.3d at 623 (“When this Court upholds a plea to the jurisdiction on sovereign immunity grounds, we allow the plaintiff the opportunity to replead if the defect can be cured.”). Remand is not necessary in this case, as Roland’s amended pleadings—which were not before the trial court when it ruled on the amended plea to the jurisdiction—remain pending.