Tower Investments Inc. v. Rawle & Henderson

2 Pa. D. & C.5th 537
CourtPennsylvania Court of Common Pleas, Philadelphia County
DecidedMarch 3, 2008
Docketno. 3291
StatusPublished

This text of 2 Pa. D. & C.5th 537 (Tower Investments Inc. v. Rawle & Henderson) is published on Counsel Stack Legal Research, covering Pennsylvania Court of Common Pleas, Philadelphia County primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Tower Investments Inc. v. Rawle & Henderson, 2 Pa. D. & C.5th 537 (Pa. Super. Ct. 2008).

Opinion

BERNSTEIN, J.,

Plaintiffs Tower Investments Inc., Liberty Homes Philadelphia Inc., and Bart Blatstein filed this suit against defendants Rawle & Henderson LLP (R&H), Zurich American Insurance Company, and Assurance Company of America. In their second amended complaint, plaintiffs allege that they had a commercial liability insurance policy with Assurance and that Assurance retained R&H to defend plaintiffs in an underlying action pursuant to its duty to defend within the policy. Plaintiffs further allege that as part of the settlement in the underlying action, R&H executed a release that it knew plaintiffs objected to and was contrary to plaintiffs’ interests.

Plaintiffs have brought four counts against R&H: professional negligence (Count I), breach of contract (Count II), breach of fiduciary duty (Count III), and punitive damages (Count IV).1 Presently before the court are R&H’s preliminary objections to plaintiffs’ second amended complaint. For the reasons discussed below, said preliminary objections are overruled.

I. R&H’S Preliminary Objection in the Nature of a Demurrer and Motion To Strike Count II of Plaintiffs’ Second Amended Complaint Is Overruled

Count II of plaintiffs’ second amended complaint purports to state a claim for breach of contract against R&H. Plaintiffs allege that R&H breached its contractual obligations to plaintiffs by failing to provide legal services in a manner consistent with the standard of care for lawyers in Pennsylvania. R&H contends that this [539]*539cause of action should be dismissed because there was no contract between plaintiffs and R&H.

In considering preliminary objections, “[a] 11 material facts set forth in the complaint as well as all inferences reasonably deducible therefrom are admitted as true for the purpose of this review.”2 “The question presented by a demurrer is whether, on the facts averred, the law says with certainty that no recovery is possible.”3 Any doubts as to whether a demurrer should be sustained shall be resolved in favor of overruling it.4 “The test on preliminary objections is whether it is clear and free from doubt from all the facts pleaded that the pleader will be unable to prove facts legally sufficient to establish his right to relief.”5

In their second amended complaint, plaintiffs allege that they had an insurance liability contract with Assurance.6 Plaintiffs further allege that Assurance retained R&H to defend plaintiffs in the underlying action pursuant to its duty to defend in the insurance liability contract, and that Assurance agreed to pay R&H’s fees in consideration for its services.7 Accepting these facts as true, plaintiffs could potentially be considered third-party beneficiaries of the agreement between Assurance and R&H because plaintiffs were to receive the benefits, i.e., legal representation, from said agreement.8 If plaintiffs [540]*540are found to be third-party beneficiaries of the agreement between Assurance and R&H, they would have the same rights as the original contracting parties, including the right to bring a breach of contract claim.9 Since the agreement between Assurance and R&H is not attached to or clearly set forth in the second amended complaint, doubts exist as to whether plaintiffs were intended third-party beneficiaries of the agreement between Assurance and R&H. As such, R&H’s demurrer to plaintiffs’ breach of contract claim is overruled.

II. R&H’S Preliminary Objection in the Nature of a Demurrer and Motion To Strike Count III of Plaintiffs’ Second Amended Complaint Is Overruled

In Count III of plaintiffs’ second amended complaint, plaintiffs allege that R&H owed a fiduciary duty to plaintiffs and that R&H breached that duty. When a liability insurer retains counsel to defend an insured, the insured is considered the client.10 Plaintiffs in this matter would be considered the clients of R&H. The relationship be[541]*541tween an attorney and his client is a fiduciary relationship.11 This concept of a fiduciary relationship “by definition does not permit conflicts of interest.”12 “At common law, an attorney owes a fiduciary duty to his client; such duty demands undivided loyalty and prohibits the attorney from engaging in conflicts of interest, and breach of such duty is actionable.”13 “If a conflict of interest arises between an insurer and its insured, the attorney representing the insured must act exclusively on behalf of and in the best interests of the insured.”14

In support of their claim that R&H breached its fiduciary duty, plaintiffs allege that R&H continued to represent plaintiffs despite the existence of a conflict of interest between plaintiffs and co-defendant Assurance.15 Specifically, plaintiffs have pled that Assurance decided to go forward with the settlement in the underlying action despite the fact that it knew that plaintiffs objected to certain terms of the settlement.16 Plaintiffs further allege that although R&H represented the interests of both Assurance and plaintiffs, R&H did not inform plaintiffs that a conflict of interest arose when the insurer (Assurance) and insured (plaintiffs) wanted to take two contrary approaches to settlement.17 Such allegations are sufficient to show divided loyalties and a potential conflict of interest. Therefore, R&H’s demurrer to Count III is overruled.

[542]*542III. R&H’S Preliminary Objection in the Nature of a Motion To Strike Paragraphs 67(j) and 85(f) of Plaintiffs ’Second Amended Complaint Pursuant to Pa.R.C.P 1028(A)(2) Is Overruled

R&H next argues that paragraphs 61(f) and 85(f) of plaintiffs’ second amended complaint should be stricken as impertinent pursuant to Pa.R.C.P. 1028(a)(2). Paragraphs 67 and 85 of plaintiffs’ second amended complaint list various ways in which plaintiffs allege that R&H was reckless, negligent, or grossly negligent in the representation of plaintiffs. Specifically, subpart (j) of paragraph 67 and subpart (f) of paragraph 85 both allege that R&H was negligent or grossly negligent for “violating their ethical obligation to plaintiffs as stated in sections 1.3, 1.4, and 1.7 of the Pennsylvania Rules of Professional Conduct.”

R&H is correct that a violation of the Rules of Professional Conduct alone does not give rise to a cause of action.18 However, here, plaintiffs have not based a cause of action on defendant’s alleged violations of the Rules of Professional Conduct; rather, these allegations form part of the basis for plaintiffs’ claims against R&H for professional negligence. Moreover, “the right of a court to strike impertinent matter should be sparingly exercised and only when a party can affirmatively show prejudice.” 19 R&H has failed to show how these allegations [543]*543prejudice it. As a result, R&H’s preliminary objection to strike paragraphs 67(j) and 85(f) is overruled.20

IV.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Yacoub v. Lehigh Valley Medical Associates, P.C.
805 A.2d 579 (Superior Court of Pennsylvania, 2002)
Feld v. Merriam
485 A.2d 742 (Supreme Court of Pennsylvania, 1984)
West Conshohocken Restaurant Associates, Inc. v. Flanigan
737 A.2d 1245 (Superior Court of Pennsylvania, 1999)
Rizzo v. Haines
555 A.2d 58 (Supreme Court of Pennsylvania, 1989)
Employers Ins. v. Com., Dept. of Transp.
865 A.2d 825 (Supreme Court of Pennsylvania, 2005)
Miller v. Allstate Insurance Co.
763 A.2d 401 (Superior Court of Pennsylvania, 2000)
Maritrans GP Inc. v. Pepper, Hamilton & Scheetz
602 A.2d 1277 (Supreme Court of Pennsylvania, 1992)
Nix v. Temple University of the Commonwealth System of Higher Education
596 A.2d 1132 (Superior Court of Pennsylvania, 1991)
Bourke v. Kazaras
746 A.2d 642 (Superior Court of Pennsylvania, 2000)
Feld & Sons, Inc. v. Pechner, Dorfman, Wolfee, Rounick, & Cabot
458 A.2d 545 (Superior Court of Pennsylvania, 1983)
Scarpitti v. Weborg
609 A.2d 147 (Supreme Court of Pennsylvania, 1992)
Hilbert v. Roth
149 A.2d 648 (Supreme Court of Pennsylvania, 1959)
Commonwealth v. Hartford Accident & Indemnity Co.
396 A.2d 885 (Commonwealth Court of Pennsylvania, 1979)
Point Pleasant Canoe Rental, Inc. v. Tinicum Township
110 F.R.D. 166 (E.D. Pennsylvania, 1986)

Cite This Page — Counsel Stack

Bluebook (online)
2 Pa. D. & C.5th 537, Counsel Stack Legal Research, https://law.counselstack.com/opinion/tower-investments-inc-v-rawle-henderson-pactcomplphilad-2008.