AFFIRM; and Opinion Filed July 10, 2013.
S In The Court of Appeals Fifth District of Texas at Dallas
No. 05-12-00708-CR No. 05-12-00709-CR
JOSE TORREZ-IZAGUIRRE, Appellant V. THE STATE OF TEXAS, Appellee
On Appeal from the Criminal District Court No. 4 Dallas County, Texas Trial Court Cause Nos. F10-58464-K and F10-58465-K
MEMORANDUM OPINION Before Justices Moseley, O’Neill, and Lewis Opinion by Justice Lewis Jose Torrez-Izaguirre pleaded nolo contendere to two charges of aggravated sexual
assault of a child under fourteen years of age. After accepting appellant’s pleas, the trial court
assessed his punishment at forty-five years’ confinement and a fine of $1000 in each case.
Because the issues in this appeal involve the application of well-settled principles of law, we
issue this memorandum opinion. See TEX. R. APP. P. 47.4. We affirm the trial court’s
judgments.
Background
Appellant was staying with a friend’s family while he looked for work. After his friend’s
wife walked in on appellant sexually assaulting her thirteen-year-old son, appellant was charged
with two counts of aggravated sexual assault of a child under the age of fourteen. Appellant waived a jury and entered open pleas of nolo contendere to each charge. Two months later, after
a pre-sentencing investigation was conducted, the complaining witness and his mother testified
at the punishment trial. After their testimony, defense counsel called appellant to the stand, but
he refused to take the oath and did not testify. When the trial court invited “brief arguments,”
appellant’s attorney stated:
Judge, the Court’s heard the evidence. We’d – we’d leave it to the discretion of the Court and ask the Court to do the appropriate thing.
The trial court thanked him, and then the State’s attorney delivered her argument. When asked if
he had anything more to say, defense counsel answered, “Judge, we’ve already argued,” and then
stated he did not. The court found appellant guilty and assessed his punishment at forty-five
years’ confinement and a fine of $1000 in each case. The judge asked whether there was any
reason under law not to pronounce sentence, and defense counsel stated there was not.
The following day, the trial court held another hearing, at defense counsel’s request, to
explain appellant’s appeal rights to him. When told the court would appoint an attorney for his
appeal, appellant responded:
It would be very good. When you have an attorney to defend you, and not to bring you where you don’t know anything that’s going on, because it’s the first time that I’m in a place like this. And I think that – that – I think that if they give you an attorney, it’s to help you, not just to take you to a slaughter house.
After signing the necessary paperwork for appellate counsel, appellant asked to speak again and
said:
I spoke with my attorney, with him, and we had an agreement. He knows it very well. But when we were going to do what we had spoken about, there was no agreement about yesterday. And you know that when they assign you an attorney, it’s for him to help you. And I was very happy but, you know, when you’re in a problem, you don’t want to be in that problem.
And we had spoken about something and I thought that was going to happen yesterday, but I was very surprised yesterday. Very surprised.
–2– Appellant’s counsel stated on the record that he had no agreement with appellant concerning the
outcome of the open plea and that he had explained all the potential outcomes to appellant. He
stated that appellant chose the open plea over trial.
In this Court, appellant raises two issues. Both appellate issues contend appellant did not
make his nolo contendere pleas voluntarily. We review the voluntariness of a plea in light of the
totality of the circumstances. See Griffin v. State, 703 S.W.2d 193, 196 (Tex. Crim. App. 1986).
Preservation of Issues
At the threshold, our review of the record establishes appellant did not attempt to
withdraw his plea before the trial court. Other than matters involving “fundamental
constitutional systemic requirements,” a complaint must be preserved in the trial court for our
review. Ibarra v. State, 11 S.W.3d 189, 197 (Tex. Crim. App. 1999). Appellant argues that the
issue of the voluntariness of his plea cannot be waived and is subject to our review when raised
for the first time in this Court. We disagree. Issues of the voluntariness of a guilty plea do not
involve the “fundamental” requirements addressed in Ibarra. Mendez v. State, 138 S.W.3d 334,
339 n. 5 (Tex. Crim. App. 2004). Thus, we conclude appellant waived any complaint relating to
the voluntary nature of his pleas by failing to request their withdrawal through timely objection
or motion for new trial. See id.
We conclude further that if we were to address appellant’s issues, neither would be
successful on the merits.
Expectation of Probation
In his first issue, appellant contends his plea in each case was not knowing and voluntary
because he entered the pleas believing the trial court would grant him probation. This issue lacks
merit both factually and legally. As to the factual background for this argument, we find no
discussion—indeed, no mention—of probation in the record of appellant’s plea hearings.
–3– Instead, the record indicates appellant was properly admonished and that he was surprised and
displeased at the sentence imposed by the trial court. We find nothing in the record that supports
appellant’s contention that he believed he would receive a probated sentence.
But even if appellant did believe he would receive a probated sentence, his arguments fail
on legal grounds as well. A plea of nolo contendere may be accepted by a court if the plea is
freely and voluntarily entered. See Lee v. State, 39 S.W.3d 373, 375 (Tex. App.–Houston [1st
Dist.] 2001, no pet.). A guilty plea is not rendered involuntary because the actual sentence
imposed exceeds the defendant’s expectations. See West v. State, 702 S.W.2d 629, 633 (Tex.
Crim. App. 1986). Instead, the question is whether the defendant was properly informed of the
consequences of his plea. See Martinez v. State, 981 S.W.2d 195, 196–97 (Tex. Crim. App.
1998). A record that shows the trial court properly admonished the defendant constitutes a prima
facie showing the defendant entered into a knowing and voluntary plea. Id. at 197. The burden
then shifts to the defendant to show he entered the plea without fully understanding its
consequences. Id.
In this case, appellant was properly admonished—both in writing and orally by the
judge—concerning the range of punishment for his offenses. Appellant stated he understood the
charges against him and the range of punishment. He stated he had gone over the indictments
and discussed the facts of his case with his attorney. And he stated he had gone over all of the
plea papers he had signed and understood the rights he was giving up in those documents.
Nothing in the record suggests he failed to comprehend any aspect of the proceedings.
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AFFIRM; and Opinion Filed July 10, 2013.
S In The Court of Appeals Fifth District of Texas at Dallas
No. 05-12-00708-CR No. 05-12-00709-CR
JOSE TORREZ-IZAGUIRRE, Appellant V. THE STATE OF TEXAS, Appellee
On Appeal from the Criminal District Court No. 4 Dallas County, Texas Trial Court Cause Nos. F10-58464-K and F10-58465-K
MEMORANDUM OPINION Before Justices Moseley, O’Neill, and Lewis Opinion by Justice Lewis Jose Torrez-Izaguirre pleaded nolo contendere to two charges of aggravated sexual
assault of a child under fourteen years of age. After accepting appellant’s pleas, the trial court
assessed his punishment at forty-five years’ confinement and a fine of $1000 in each case.
Because the issues in this appeal involve the application of well-settled principles of law, we
issue this memorandum opinion. See TEX. R. APP. P. 47.4. We affirm the trial court’s
judgments.
Background
Appellant was staying with a friend’s family while he looked for work. After his friend’s
wife walked in on appellant sexually assaulting her thirteen-year-old son, appellant was charged
with two counts of aggravated sexual assault of a child under the age of fourteen. Appellant waived a jury and entered open pleas of nolo contendere to each charge. Two months later, after
a pre-sentencing investigation was conducted, the complaining witness and his mother testified
at the punishment trial. After their testimony, defense counsel called appellant to the stand, but
he refused to take the oath and did not testify. When the trial court invited “brief arguments,”
appellant’s attorney stated:
Judge, the Court’s heard the evidence. We’d – we’d leave it to the discretion of the Court and ask the Court to do the appropriate thing.
The trial court thanked him, and then the State’s attorney delivered her argument. When asked if
he had anything more to say, defense counsel answered, “Judge, we’ve already argued,” and then
stated he did not. The court found appellant guilty and assessed his punishment at forty-five
years’ confinement and a fine of $1000 in each case. The judge asked whether there was any
reason under law not to pronounce sentence, and defense counsel stated there was not.
The following day, the trial court held another hearing, at defense counsel’s request, to
explain appellant’s appeal rights to him. When told the court would appoint an attorney for his
appeal, appellant responded:
It would be very good. When you have an attorney to defend you, and not to bring you where you don’t know anything that’s going on, because it’s the first time that I’m in a place like this. And I think that – that – I think that if they give you an attorney, it’s to help you, not just to take you to a slaughter house.
After signing the necessary paperwork for appellate counsel, appellant asked to speak again and
said:
I spoke with my attorney, with him, and we had an agreement. He knows it very well. But when we were going to do what we had spoken about, there was no agreement about yesterday. And you know that when they assign you an attorney, it’s for him to help you. And I was very happy but, you know, when you’re in a problem, you don’t want to be in that problem.
And we had spoken about something and I thought that was going to happen yesterday, but I was very surprised yesterday. Very surprised.
–2– Appellant’s counsel stated on the record that he had no agreement with appellant concerning the
outcome of the open plea and that he had explained all the potential outcomes to appellant. He
stated that appellant chose the open plea over trial.
In this Court, appellant raises two issues. Both appellate issues contend appellant did not
make his nolo contendere pleas voluntarily. We review the voluntariness of a plea in light of the
totality of the circumstances. See Griffin v. State, 703 S.W.2d 193, 196 (Tex. Crim. App. 1986).
Preservation of Issues
At the threshold, our review of the record establishes appellant did not attempt to
withdraw his plea before the trial court. Other than matters involving “fundamental
constitutional systemic requirements,” a complaint must be preserved in the trial court for our
review. Ibarra v. State, 11 S.W.3d 189, 197 (Tex. Crim. App. 1999). Appellant argues that the
issue of the voluntariness of his plea cannot be waived and is subject to our review when raised
for the first time in this Court. We disagree. Issues of the voluntariness of a guilty plea do not
involve the “fundamental” requirements addressed in Ibarra. Mendez v. State, 138 S.W.3d 334,
339 n. 5 (Tex. Crim. App. 2004). Thus, we conclude appellant waived any complaint relating to
the voluntary nature of his pleas by failing to request their withdrawal through timely objection
or motion for new trial. See id.
We conclude further that if we were to address appellant’s issues, neither would be
successful on the merits.
Expectation of Probation
In his first issue, appellant contends his plea in each case was not knowing and voluntary
because he entered the pleas believing the trial court would grant him probation. This issue lacks
merit both factually and legally. As to the factual background for this argument, we find no
discussion—indeed, no mention—of probation in the record of appellant’s plea hearings.
–3– Instead, the record indicates appellant was properly admonished and that he was surprised and
displeased at the sentence imposed by the trial court. We find nothing in the record that supports
appellant’s contention that he believed he would receive a probated sentence.
But even if appellant did believe he would receive a probated sentence, his arguments fail
on legal grounds as well. A plea of nolo contendere may be accepted by a court if the plea is
freely and voluntarily entered. See Lee v. State, 39 S.W.3d 373, 375 (Tex. App.–Houston [1st
Dist.] 2001, no pet.). A guilty plea is not rendered involuntary because the actual sentence
imposed exceeds the defendant’s expectations. See West v. State, 702 S.W.2d 629, 633 (Tex.
Crim. App. 1986). Instead, the question is whether the defendant was properly informed of the
consequences of his plea. See Martinez v. State, 981 S.W.2d 195, 196–97 (Tex. Crim. App.
1998). A record that shows the trial court properly admonished the defendant constitutes a prima
facie showing the defendant entered into a knowing and voluntary plea. Id. at 197. The burden
then shifts to the defendant to show he entered the plea without fully understanding its
consequences. Id.
In this case, appellant was properly admonished—both in writing and orally by the
judge—concerning the range of punishment for his offenses. Appellant stated he understood the
charges against him and the range of punishment. He stated he had gone over the indictments
and discussed the facts of his case with his attorney. And he stated he had gone over all of the
plea papers he had signed and understood the rights he was giving up in those documents.
Nothing in the record suggests he failed to comprehend any aspect of the proceedings. We
conclude appellant has not met his burden of showing he did not understand the consequences of
his plea. See id.
We overrule appellant’s first issue.
–4– Ineffective Assistance of Counsel In his second issue, appellant contends his nolo contendere pleas were rendered
involuntary by ineffective assistance of counsel. Appellant’s specific complaint is that his trial
counsel failed to present meaningful effective closing arguments on appellant’s behalf. We
evaluate the effectiveness of counsel under the standard enunciated in Strickland v. Washington,
466 U.S. 668 (1984). See Hernandez v. State, 988 S.W.2d 770, 770 (Tex. Crim. App. 1999). To
prevail on an ineffective assistance claim, an appellant must show (1) counsel’s performance fell
below an objective standard of reasonableness, and (2) a reasonable probability exists that, but
for trial counsel’s errors, the result would have been different. Strickland, 466 U.S. at 687–88,
694.
In the context of a guilty or nolo contendere plea, an appellant satisfies the second prong
of the Strickland test if he shows there is a reasonable probability that, but for counsel’s errors,
he would not have pleaded guilty; he would have insisted on going to trial. Ex parte Moody, 991
S.W.2d 856, 857–58 (Tex. Crim. App. 1999). But in this case appellant does not argue he would
not have pleaded nolo but for his attorney’s trial tactics; he argues he might have received a
shorter sentence. Indeed, appellant had entered his pleas two months before the sentencing
proceeding at which his attorney decided not to make a substantive closing argument. There is
no possibility that, but for that decision, appellant would not have pleaded guilty and would have
insisted on going to trial. Thus, appellant’s plea was not rendered involuntary by his attorney’s
conduct at the sentencing proceeding. See id.
Finally, even if we were to review appellant’s argument concerning the closing argument
as a pure Strickland claim, rather than one linked to the voluntariness of his plea, our conclusion
would not be different. Any allegation of ineffectiveness must be firmly founded in the record.
Salinas v. State, 163 S.W.3d 734, 740 (Tex. Crim. App. 2005). We indulge a strong presumption
that defense counsel’s conduct falls within the wide range of reasonable, professional assistance –5– and that the challenged actions might be considered sound trial strategy. Jackson v. State, 877
S.W.2d 768, 770–71 (Tex. Crim. App. 1994). The defendant must prove by a preponderance of
the evidence that there is, in fact, no plausible professional reason for a specific act or omission.
Bone v. State, 77 S.W.3d 828, 833 (Tex. Crim. App. 2002). In most cases, a silent record that
provides no explanation for counsel’s actions will not overcome the strong presumption of
reasonable assistance. Thompson v. State, 9 S.W.3d 808, 813–14 (Tex. Crim. App. 1999).
The right to effective assistance of counsel extends to closing arguments. Yarborough v.
Gentry, 540 U.S. 1, 5–6 (2003). However, we give particular deference to counsel’s decisions
concerning his closing arguments; legitimate defense strategies can range broadly at that point in
the trial. Id. at 6. “Indeed, it might sometimes make sense to forgo closing argument
altogether.” Id. Although appellant filed a motion for new trial, his motion did not allege he
received ineffective assistance of counsel at trial. There was no hearing on the motion for new
trial; counsel was not given an opportunity to explain his actions or trial strategy. Because the
record is silent regarding any explanation for trial counsel’s actions, we cannot conclude
appellant has met his burden to overcome the strong presumption of reasonable assistance. See
Freeman v. State, 125 S.W.3d 505, 506 (Tex. Crim. App. 2003) (“The record in this case is
insufficient to support the conclusion [that appellant received ineffective assistance of counsel]
because appellant did not develop a record in the trial court for the purpose of establishing this
claim.”).
For all of these reasons, we overrule appellant’s second issue.
Conclusion
We have decided both of appellant’s issues against him. Considering the totality of the
circumstances, we conclude his pleas were given voluntarily.
–6– We affirm the judgments of the trial court.
/David Lewis/ DAVID LEWIS JUSTICE
Do Not Publish TEX. R. APP. P. 47
120708F.U05
–7– S Court of Appeals Fifth District of Texas at Dallas JUDGMENT
JOSE TORREZ-IZAGUIRRE, Appellant On Appeal from the Criminal District Court No. 4, Dallas County, Texas No. 05-12-00708-CR V. Trial Court Cause No. F10-58464-K. Opinion delivered by Justice Lewis. THE STATE OF TEXAS, Appellee Justices Moseley and O’Neill participating.
Based on the Court’s opinion of this date, the judgment of the trial court is AFFIRMED.
Judgment entered this 10th day of July, 2013.
–8– S Court of Appeals Fifth District of Texas at Dallas JUDGMENT
JOSE TORREZ-IZAGUIRRE, Appellant On Appeal from the Criminal District Court No. 4, Dallas County, Texas No. 05-12-00709-CR V. Trial Court Cause No. F10-58465-K. Opinion delivered by Justice Lewis. THE STATE OF TEXAS, Appellee Justices Moseley and O’Neill participating.
Based on the Court’s opinion of this date, the judgment of the trial court is AFFIRMED.
–9–