1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 TOPFIRE LIMITED, et al., No. 2:23-cv-02503-DAD-JDP 12 Plaintiffs, 13 v. CLAIM CONSTRUCTION ORDER 14 BENJAMIN COOK, (Doc. No. 33) 15 Defendant. 16 BENJAMIN COOK, 17 Counter-Claimant, 18 v. 19 TOPFIRE LIMITED, et al., 20 Counter-Defendants. 21 22 This matter came before the court on December 17, 2024 for a hearing on the claim 23 construction dispute as to defendant and counter-claimant Benjamin Cook’s U.S. Patent No. 24 11,772,539 (“the ‘539 patent”). (Doc. No. 33.) Attorneys Theodore Lee and Alexander Chen 25 appeared at the hearing by video on behalf of plaintiffs and attorney Louis Teran appeared by 26 video on behalf of defendant. After consideration of the record and the arguments of the parties, 27 the court adopts the constructions of the parties’ disputed claim terms for the ‘539 patent as set 28 forth below. 1 BACKGROUND 2 On October 30, 2023, plaintiffs and counter-defendants Topfire Limited, HK Miuson 3 International Co., Limited, Jianggongxiushenzhenguoji-Maoyiyouxiagongsi, and 4 Shenzhenshilingbinqipei-youxiangongsi filed their complaint initiating this patent action against 5 defendant Benjamin Cook. (Doc. No. 1 at ¶¶ 47–51, 83–90.) In that complaint, among other 6 claims asserted and relief sought, plaintiffs sought declaratory judgment that plaintiffs’ cup 7 expander products did not infringe defendant’s ‘539 patent and that defendant’s ‘539 patent was 8 invalid. (Id. at 10, 14.) On December 7, 2023, defendant filed a counterclaim against all 9 plaintiffs alleging that plaintiffs’ cup expander products infringe on the ‘539 patent. (Doc. No. 5 10 at ¶¶ 15–22.) On December 21, 2023, plaintiffs filed the operative first amended complaint 11 (“FAC”) seeking only declaratory judgment as to their non-infringement claim with respect to the 12 ‘539 patent and the unenforceability of the ‘539 patent. (Doc. No. 17.) The court adopted the 13 Northern District of California’s Patent Local Rules to manage this case and set a claim 14 construction hearing for December 17, 2024. (Doc. No. 24.) 15 On August 23, 2024, the parties filed a joint statement of claim construction indicating 16 which terms they had an agreed construction for and as to which terms constructions were 17 disputed. (Doc. No. 33.) On October 4, 2024, in accordance with Northern District of 18 California’s Patent Local Rule 4-4, defendant Cook filed his opening brief supporting his claim 19 construction. (Doc. No. 34.) On October 18, 2024, plaintiffs filed their responsive brief to 20 defendant’s opening brief.1 (Doc. No. 37.) On November 4, 2024, defendant filed his reply 21 thereto. (Doc. No. 39.) 22 The owner of the patent-in-suit, the ‘539 patent, is defendant Benjamin Cook. (Doc. No. 23 34-1 at 4.) The ‘539 patent defines the invention at issue in this action as a “cupholder adapter” 24 which can be configured to be used on a vehicle’s existing cupholder to accommodate a variety of 25 beverage containers of different size. (Id.) 26 ///// 27 1 On October 4, 2024, plaintiffs had filed an opening brief in error and withdrew it on October 28 11, 2024. (Doc. Nos. 35, 36.) 1 Claim 1 of the ‘539 patent recites in relevant part: 2 1. A cupholder adapter configured for use with an existing cupholder 3 on a vehicle, the cupholder adapter comprising: 4 a cylindrical cupholder having a hollow internal volume; a collar attached to a top portion of the cylindrical cupholder, 5 wherein the collar includes a plurality of tabs extending 6 perpendicularly into the hollow internal volume; an adapter base coupled to the cylindrical cupholder, wherein the 7 adapter base includes a plurality of legs configured to expand and retract such that the diameter of the adapter base is configured to 8 expand from a minimum diameter to a maximum diameter; 9 an attachment member positioned on a bottom surface of the cylindrical cupholder, wherein the attachment member enables the 10 coupling of the adapter base and the cylindrical cupholder; and wherein the attachment member comprises a number of mounting 11 holes and the adapter base or a spacer comprises a number of protrusions, at least one protrusion of the number of protrusions 12 having a hole, wherein a mounting hole of the number of mounting holes is configured to align with the hole such that a fastener can 13 extend through the mounting hole and the hole of the at least one 4 protrusion of the number of protrusions. 15 | (Doc. No. 34-1 at 25.) 16 Figure 5 included in the specification of the ‘539 patent illustrates the assembly of the 17 | invention claimed by the ‘539 patent. 18 -———__-—_———_ 100 Tle og |e mp | Py Ly | It 2} | | | | | | Li jj jo } wy 202 2 | / 24 201 | enna A 25 =| 1 te 26 Le 27 FIG. 5 28
1 | Cd. at9.) The invention consists of an adapter base (200) to fit the device into a vehicle’s 2 | cupholder. (Ud. at 24.) This adapter base uses adjustable legs (201) to fit into the vehicle’s 3 | cupholder, by expanding or retracting as necessary to fill the space within the vehicle’s 4 | cupholder. (/d.) On top of this base is a spacer (202) which creates vertical space between the 5 | vehicle’s cupholder and the invention’s cupholder. (/d.) This spacer appears to be a component 6 | of an “adapter base” in claim 1 of the patent. (/d. at 25.) The cupholder then attaches to this 7 | spacer via the usage of “mounting holes” and “protrusions.” (/d.) 8 Figures 8, 9, 10, and 11 of the ‘539 patent provide further detail of how the cupholder 9 | attaches to this adapter base. 10 TY 1 00 11 | | LS m4 Pot ior 13 —_)" ho ul ¢ Say ™ □ Ppp) mee 15 [ey Oe Pog PR, FY eed, i py iw —f) | FIG. 8 meneame oo 16 Lie hoy ery r ii | | one . a 7 | ae ~ 410 □ ZF / Negi Vv | 7 a TS 19 AEE 211717 oper CS yi □ 202 fo A OM or 200 20 iE \) \ Seattle ete A . et ©O ‘ ose Es. \ Aro // [ol oy = 24 = ~— 25 26 | (Ud. at 10-11.) On the bottom of the cupholder (100) is an attachment member (110) which 27 | consists of “mounting holes” (111). Ud. at 24.) On the top of the spacer (202) are protrusions 28 | (210). Ud.) To secure the cupholder on top of the spacer, the protrusions in the spacer are
1 aligned with the mounting holes of the cupholder, in a similar way to how a plug fits into a wall 2 socket. (Id.) To provide additional stability, the specification includes a protrusion with a hole in 3 it (211) such that a fastener like a screw can be worked through a mounting hole on the 4 attachment member (110) into that hole. (Id. at 24.) 5 The ‘539 patent is a resubmission of a previous patent, Patent No. 11,660,995, which had 6 been rejected by the United States Patent Office. (Doc. No. 37-1 at 28–62.) That earlier patent 7 was determined to be unpatentable under 35 U.S.C. § 103 on the basis that the innovations in 8 Patent No. 11,660,995 would have been obvious to someone with ordinary skill in the art who 9 was familiar with Patent No. 11,254,253 (“the Fan patent”). (Id. at 53–57.) The Fan patent 10 similarly claims “a carrying bracket for a cup holder used in vehicles” such that a cupholder is 11 placed upon a base unit in the built-in cupholder of a vehicle to allow for larger or different-sized 12 cups to be placed in it. (Id. at 81–82.) As relevant here, in a dependent claim2 the Fan patent 13 contemplates attaching its cupholder to the base unit by placing a screw through the cupholder 14 and fastening it to the base unit by means of a nut. (Id. at 80.) This is explicitly disclosed 15 through the Fan patent’s dependent claim 8, which discloses the “carrying bracket” with the 16 additional limitation that “a screw rod is installed in a center of the base unit[.]” (Id. at 82) 17 (emphasis added). The Fan patent thus discloses a cupholder being fastened to the base unit by 18 means of a screw being placed through a single centralized hole in the cupholder to be fastened 19 into the base unit.3 (Id. at 64–82.) 20 ///// 21 ///// 22
23 2 “Patent claims come in two general forms: independent claims and dependent claims. . . . Independent claims contain all the claim limitations in the individual claim and, as the name 24 implies, independently stand on their own with respect to the identification of the claim limitations. . . . Conversely, dependent claims incorporate by reference all the claim limitations of 25 a referenced [independent or dependent] claim, and include additional claim limitations uniquely set forth in the particular dependent claim.” Intamin, Ltd. v. Magnetar Techs. Corp., 623 F. Supp. 26 2d 1055, 1065 (C.D. Cal. 2009) (internal citations omitted) (citing 35 U.S.C. § 112). 27 3 Plaintiffs also state that the Fan patent discloses specifically “a centrally located mounting 28 hole.” (Doc. No. 37 at 25.) 1 LEGAL STANDARD 2 Claim construction is a question of law. See Markman v. Westview Instruments, Inc., 517 3 U.S. 370, 384 (1996); Ancora Techs., Inc. v. Roku, Inc., __F.4th__, 2025 WL 1679967, at *3 (Fed. 4 Cir. June 16, 2025) (“Claim construction is a question of law with underlying questions of fact.”); 5 Del Francia v. Stanthony Corp., 278 F.2d 745, 747 (9th Cir. 1960). “The purpose of claim 6 construction is to ‘determin[e] the meaning and scope of the patent claims asserted to be 7 infringed.’” O2 Micro Int’l Ltd. v. Beyond Innovation Tech. Co., 521 F.3d 1351, 1360 (Fed. Cir. 8 2008) (alterations in original) (citation omitted). “Generally, a claim term is given its ordinary 9 and customary meaning—the meaning that a term would have to a person of ordinary skill in the 10 art in question at the time of the invention.” Howmedica Osteonics Corp. v. Zimmer, Inc., 822 11 F.3d 1312, 1320 (Fed. Cir. 2016) (internal quotation marks and citation omitted). “Courts 12 construe claims in the manner that ‘most naturally aligns with the patent’s description of the 13 invention.’” Regents of Univ. of Minn. v. LSI Corp., No. 5:18-cv-00821-EJD, 2023 WL 5520958, 14 at *2 (N.D. Cal. Aug. 25, 2023) (quoting Phillips v. AWH Corp., 415 F.3d 1303, 1316 (Fed. Cir. 15 2005)). 16 “The appropriate starting point . . . is always with the language of the asserted claim 17 itself.” Simpson Strong-Tie Co. v. Oz-Post Int’l, LLC, No. 3:18-cv-01188-WHO, 2020 WL 18 3187950, at *1 (N.D. Cal. June 15, 2020) (quoting Comark Commc’ns, Inc. v. Harris Corp., 156 19 F.3d 1182, 1186 (Fed. Cir. 1998)). “[T]he ordinary and customary meaning of a claim term is the 20 meaning that the term would have to a person of ordinary skill in the art in question at the time of 21 the invention, i.e., as of the effective filing date of the patent application.” Id. at *1 (alteration in 22 original) (quoting Phillips, 415 F.3d at 1312). “In some cases, the ordinary meaning of claim 23 language as understood by a [person of ordinary skill in the art] may be readily apparent even to 24 lay judges, and claim construction in such cases involves little more than the application of the 25 widely accepted meaning of commonly understood words.” DNA Genotek Inc. v. Spectrum Sols. 26 LLC, 671 F. Supp. 3d 1105, 1116 (S.D. Cal. 2023) (quoting Phillips, 415 F.3d at 1314). 27 “However, in many cases, the meaning of a claim term as understood by persons of skill in the art 28 is not readily apparent,” in which cases the court looks to sources available to the public to 1 determine how such persons would understand the disputed claim language. Id. (quoting O2 2 Micro, 521 F.3d at 1360). 3 “[T]he person of ordinary skill in the art does not work from a blank slate—rather, she is 4 ‘deemed to read the claim term not only in the context of the particular claim in which the 5 disputed term appears, but in the context of the entire patent, including the specification.’” 6 Regents of Univ. of Minn., 2023 WL 5520958, at *2 (quoting Phillips, 415 F.3d at 1313). “The 7 specification is ‘the single best guide to the meaning of a disputed term.’” Simpson Strong-Tie 8 Co., 2020 WL 3187950, at *2 (quoting Vitronics Corp. v. Conceptronic, Inc., 90 F.3d 1576, 1582 9 (Fed. Cir. 1996)). “The specification ‘is always highly relevant to the claim construction 10 analysis’ and usually ‘dispositive.’” Impinj, Inc. v. NXP USA, Inc., No. 19-cv-03161-YGR, 2022 11 WL 2125134, at *3 (N.D. Cal. Mar. 21, 2022) (quoting Phillips, 415 F.3d at 1315). 12 “There are only two exceptions to this general rule: 1) when a patentee sets out a 13 definition and acts as his own lexicographer, or 2) when the patentee disavows the full scope of a 14 claim term either in the specification or during prosecution.” Simpson Strong-Tie Co., 2020 WL 15 3187950, at *1 (quoting Thorner v. Sony Comput. Ent. Am. LLC, 669 F.3d 1362, 1365 (Fed. Cir. 16 2012)). For the first exception to apply, the patentee “must ‘clearly set forth a definition of the 17 disputed claim term’ other than its plain and ordinary meaning.” Thorner, 669 F.3d at 1365 18 (quoting CCS Fitness, Inc. v. Brunswick Corp., 288 F.3d 1359, 1366 (Fed. Cir. 2002)). However, 19 for both exceptions, “[s]uch redefinition or disavowal need not be express to be clear.” Simpson 20 Strong-Tie Co., 2020 WL 3187950, at *1 (quoting Trs. of Columbia Univ. v. Symantec Corp., 811 21 F.3d 1359, 1364 (Fed. Cir. 2016)) (emphasis added). 22 ANALYSIS 23 In this case the parties dispute only the construction of terms in claim 1 of the ‘539 patent. 24 (Doc. No. 33.) The court will first analyze the initially agreed-upon term constructions, and then 25 address each of the initially disputed term constructions in turn. 26 A. Agreed-Upon Term Constructions 27 The parties have reached agreement on the appropriate constructions for the following 28 seven terms: 1 CLAIM TERM AGREED CONSTRUCTION 2 “legs” Plain and ordinary meaning 3 “diameter of the adapter base” Plain and ordinary meaning 4 “a fastener” Plain and ordinary meaning 5 “expand and retract via rotation of the Plain and ordinary meaning 6 cupholder” 7 “aligned configuration” Plain and ordinary meaning 8 “off-set configuration” Plain and ordinary meaning 9 “screw gear” Plain and ordinary meaning 10 11 (Doc. No. 33 at 2.) 12 “[T]he court is not required to adopt a construction of a term proposed by the parties, even 13 if the parties have stipulated to it.” Zoltar Satellite Sys. v. Motorola, Inc., No. 06-cv-00044-JW, 14 2007 WL 9812732, at *5 (N.D. Cal. Oct. 25, 2007) (citing Pfizer, Inc. v. Teva Pharms., USA, 15 Inc., 429 F.3d 1364, 1376 (Fed. Cir. 2005)). Nevertheless, it is common for courts to adopt the 16 constructions stipulated to by the parties. See, e.g., Ingrid & Isabel, Inc. v. Baby be Mine, LLC, 17 No. 08-cv-02554-JCS, 2009 WL 928135, at *3 (N.D. Cal. Apr. 3, 2009); see also Finjan, LLC v. 18 Palo Alto Networks, Inc., No. 14-cv-04908-RS, 2024 WL 3012799, at *3 (N.D. Cal. June 14, 19 2024); Intex Recreation Corp. v. Bestway USA, Inc., No. 2:19-cv-08596-JAK-E, 2023 WL 20 8881857, at *5 (C.D. Cal. Aug. 18, 2023). In addition, the Federal Circuit has held that a party 21 agreeing to a claim construction is bound to that construction on appeal. MyMail, Ltd. v. Am. 22 Online, Inc., 476 F.3d 1372, 1378 (Fed. Cir. 2007) (“Having agreed to that construction before 23 the district court, MyMail ‘cannot now argue against that claim construction simply because it 24 resulted in an adverse ruling on summary judgment.’”). Because the parties have stipulated to the 25 construction of the above terms and are seeking to adopt the plain and ordinary meaning of such 26 terms, the court will adopt the parties’ stipulated constructions. See Zimmer, Inc., 822 F.3d at 27 1320 (“Generally, a claim term is given its ordinary and customary meaning—the meaning that a 28 ///// 1 term would have to a person of ordinary skill in the art in question at the time of the invention.”) 2 (internal quotation marks and citations omitted). 3 The court now turns to terms that were originally disputed between the parties. 4 B. “Cylindrical” 5 CLAIM TERM PLAINTIFFS’ DEFENDANT’S COURT 6 PROPOSAL PROPOSAL CONSTRUCTION 7 “cylindrical” Plain and ordinary Having the Having the 8 meaning approximate form of approximate form of 9 a cylinder including a cylinder including 10 variations in diameter variations in diameter 11 along the length of along the length of 12 the cylinder the cylinder 13 14 (Doc. No. 33 at 3.) 15 Claim 1 of the ‘539 patent recites that the cupholder adapter comprises, in part, “a 16 cylindrical cupholder having a hollow internal volume[.]” (Doc. No. 34-1 at 25.) Plaintiffs 17 propose that cylindrical should be understood as being of the same shape as the geometric shape 18 with parallel circular bases connected by straight parallel lines, in accordance with a dictionary 19 definition. (Doc. No. 37 at 14.) Defendant proposes an alternative construction that cylindrical 20 be understood as having a generally cylindrical shape where the diameter is allowed to vary to 21 some degree along the length of the cylinder. (Doc. No. 34 at 12.) Specifically, defendant 22 contends that standard manufacturing processes make it very difficult to create a “perfect 23 geometric cylinder” and that ordinarily in the field of manufacturing, cylindrical would be 24 understood as incorporating a draft angle4 in the manufacturing process that leads to a varying 25 diameter. (Id. at 12–13.) Defendant Cook further notes that the specification describes one 26 embodiment where the cupholder is generally cylindrical. (Doc. Nos. 34 at 13, 34-1 at 23.) 27 4 A draft angle is an angle incorporated into the design of a part to make it easier to eject from a 28 mold. (Doc. No. 34-1 at 38.) 1 Plaintiffs argue that the term cylindrical should be narrowly construed by the court 2 because the intrinsic evidence does not support defendant’s construction of that term. (Doc. No. 3 37 at 14–15.) “Intrinsic evidence includes the patent claims, the specification, . . ., the 4 prosecution history[,] . . . [and] the prior art cited in a patent or during the prosecution.” 5 Depomed, Inc. v. Ivax Corp., 532 F. Supp. 2d 1170, 1175 (N.D. Cal. 2007) (citing Vitronics 6 Corp., 90 F.3d at 1582; Kumar v. Ovonic Battery Co., 351 F.3d 1364, 1368 (Fed. Cir. 2003)). In 7 particular, plaintiffs contend that the phrase “generally cylindrical” does not refer to a changing of 8 diameter along the height of the cupholder but a gap which is constructed in the side of the 9 cupholder. (Id.) Plaintiffs argue that, even if the extrinsic evidence of manufacturing 10 requirements shows that any physical embodiment of the patent would not be perfectly 11 cylindrical, this is a flaw of the patent design and should not broaden the definition of cylindrical. 12 (Id. at 15.) At the claim construction hearing held in this case, plaintiffs clarified their argument 13 by contending that laypeople understand the meaning of cylindrical and that a plain and ordinary 14 meaning of the term should therefore be adopted. 15 The court is unpersuaded by plaintiffs’ arguments in this regard. The patent specification 16 “is ‘highly relevant’ in claim construction and is the ‘single best guide’ for construing ambiguous 17 claim terms.” Cal. Inst. of Tech. v. Hughes Commc’ns Inc. (“Caltech”), 35 F. Supp. 3d 1176, 18 1180 (C.D. Cal. 2014) (quoting Phillips, 415 F.3d at 1317). Here, the patent specification 19 describes one embodiment of the cupholder as comprising “a generally cylindrical housing 20 having a gap enabling the use of beverage containers having handles to be used.” (Doc. No. 34-1 21 at 23) (emphasis added). The specification also notes that the term “generally” in the ‘539 patent 22 applies to “all numeric values, whether or not explicitly indicated[]” and that it is meant to 23 provide an error tolerance that an ordinary person with skill in the art would expect. (Id.) 24 Plaintiffs’ argument relies on the court importing the limitation in a single embodiment of the 25 ‘539 patent to all possible embodiments: “[C]ourts should not import limitations from the 26 embodiment into the claims[]” because embodiments are merely a single example of the 27 invention encompassed by the claims in the patent. Caltech, 35 F. Supp. 3d at 1184. Plaintiffs’ 28 reliance on an embodiment deviating from being cylindrical by having a gap in its side is 1 therefore unavailing because that is only one embodiment of the cylindrical cupholder envisioned 2 by the patent specification. The court finds that this embodiment indicates that the specification 3 does not contemplate “cylindrical” to mean a perfect cylinder, because otherwise that 4 embodiment would be excluded by the specification itself. Therefore, the intrinsic evidence 5 supports an understanding of the term “cylindrical” as used as being distinct from having the form 6 of a perfect cylinder. 7 The court therefore concludes then that “cylindrical” should be read as a description of a 8 three-dimensional shape which bears a substantial relationship to the form and properties of a 9 cylinder. This is in accord with other courts, which have understood cylindrical in other patents 10 as meaning “shaped like a cylinder[]” or “having the approximate form of a cylinder.” Cordelia 11 Lighting, Inc. v. Zhejiang Yankon Grp., No. 14-cv-00881-JGB-SP, 2015 WL 12656241, at *4 12 (C.D. Cal. 27, 2015) (quoting Arlington Indus., Inc. v. Bridgeport Fittings, Inc., No. 3:02-cv- 13 00134-ARC, 2013 WL 1149230, at *12 (M.D. Pa. Mar. 19, 2013)). Here, as in Cordelia 14 Lighting, Inc. and Arlington Industries, Inc., plaintiffs’ proposed construction would exclude the 15 defendant’s preferred embodiment. Because the ordinary understanding of cylinder could vary in 16 such a way as to exclude defendant’s preferred embodiment, the court cannot adopt the plain and 17 ordinary meaning of the term as proposed by plaintiff. Accordingly, the court will adopt 18 defendant’s proposed construction. 19 C. “Collar” 20 CLAIM TERM PLAINTIFFS’ DEFENDANT’S COURT 21 PROPOSAL PROPOSAL CONSTRUCTION 22 “collar” A circular lip device A band to hold tabs in A circular lip device 23 having two or more place having two or more 24 integrated cantilever integrated cantilever 25 structures extending structures extending 26 towards the center towards the center 27 portion of the lip portion of the lip 28 1 (Doc. No. 33 at 4.) 2 Claim 1 of the patent recites that the cupholder adapter comprises in part “a collar 3 attached to a top portion of the cylindrical cupholder, wherein the collar includes a plurality of 4 tabs extending perpendicularly into the hollow internal volume[.]” (Doc. No. 34-1 at 25.) The 5 parties’ dispute as to the construction of this term centers on whether the collar consists of a 6 circular band which can hold tabs in place or whether the collar includes those tabs. Defendant 7 contends that the ordinary meaning of collar should control and that plaintiffs’ qualifications 8 included in their proposed construction of the term improperly and ambiguously limit the scope 9 of the specification. (Doc. No. 34 at 14–15.) Plaintiffs argue that the language of the claim itself 10 creates this limitation for the collar because of the use of the word “includes” when referring to 11 the tabs. (Doc. No. 37 at 16.) Plaintiffs also argue that the embodiment and figures provided in 12 the specification show the tabs as being part of the collar. (Id.) 13 “Although the specification need not present every embodiment or permutation of the 14 invention and the claims are not limited to the preferred embodiment of the invention, . . . neither 15 do the claims enlarge what is patented beyond what the inventor has described as the invention.” 16 Netword, LLC v. Centraal Corp., 242 F.3d 1347, 1352 (Fed. Cir. 2001) (citing Comark 17 Commc’ns, 156 F.3d at 1186). The word “including,” though open-ended, has the same meaning 18 as “comprising” insofar as the “listed elements . . . are essential but other elements may be 19 added.” Lucent Techs., Inc. v. Gateway, Inc., 525 F.3d 1200, 1214 (Fed. Cir. 2008) (citing 20 Amgen Inc. v. Hoechst Marion Roussel, Inc., 314 F.3d 1313, 1344–45 (Fed. Cir. 2003)); see also 21 Barnes & Noble, Inc. v. LSI Corp., No. 11-cv-02709-EMC, 2014 WL 1365422, at *15 (N.D. Cal. 22 Apr. 7, 2014) (collecting cases addressing the use of the word “includes”). It is clear from the 23 claim’s language that the “collar includes a plurality of tabs” (Doc. No. 34-1 at 25), and that the 24 collar structure envisioned by the patent would be incomplete without attached tabs. DNA 25 Genotek Inc., 671 F. Supp. 3d at 1116 (citing Allergan Sales, LLC v. Sandoz, Inc., 935 F.3d 1370, 26 1373 (Fed. Cir. 2019)) (noting that proper construction of a claim requires looking first to the 27 claim language). Including this limitation in the construction of the term “collar” would not 28 exclude the embodiments provided by defendant in his patent application. Therefore, the court 1 will adopt the plaintiffs’ construction of “collar” as meaning a circular lip device having two or 2 more integrated cantilever structures extending towards the center portion of the lip. 3 D. “A plurality of tabs” 4 CLAIM TERM PLAINTIFFS’ DEFENDANT’S COURT 5 PROPOSAL PROPOSAL CONSTRUCTION 6 “include a plurality of Having two or more Comprising two or Comprising two or 7 tabs” integrated cantilever more tabs more tabs 8 structures extending 9 towards the center 10 portion of the lip 11 12 (Doc. No. 33 at 4.) 13 Claim 1 of the patent recites that the cupholder adapter comprises in part “a collar 14 attached to a top portion of the cylindrical cupholder, wherein the collar includes a plurality of 15 tabs extending perpendicularly into the hollow internal volume[.]” (Doc. No. 34-1 at 25.) 16 Plaintiffs do not dispute defendant’s proposed construction should the court find the plain and 17 ordinary meaning of “a plurality of tabs” to be insufficient. (Doc. No. 37 at 17.) At the 18 December 17, 2024 claim construction hearing, plaintiffs clarified that they no longer disputed 19 defendant’s proposed construction of this term. (Doc. No. 40.) Accordingly, the court will adopt 20 the construction that “includes a plurality of tabs” means “comprising two or more tabs.” 21 ///// 22 ///// 23 ///// 24 ///// 25 ///// 26 ///// 27 ///// 28 ///// 1 E. “Adapter base” 2 CLAIM TERM PLAINTIFFS’ DEFENDANT’S COURT 3 PROPOSAL PROPOSAL CONSTRUCTION 4 “Adapter base” N/A An adapter An adapter 5 configured to act as configured to act as 6 the base for the the base for the 7 cupholder5 cupholder 8 9 (Doc. No. 34 at 16.) 10 Claim 1 of the patent recites that the cupholder adapter is comprised in part of “an adapter 11 base coupled to the cylindrical cupholder[.]” (Doc. No. 34-1 at 25.) Plaintiffs’ original proposal 12 for the construction of this claim interpreted it as a means-plus-function claim, which defendant 13 opposed. (Doc. Nos. 33 at 5–6; 34 at 17–18.) In their response to defendant’s opening claim 14 construction brief, plaintiffs retracted their proposed construction and accepted defendant’s 15 construction. (Doc. No. 37 at 17.) Accordingly, the court will adopt the construction that 16 “adapter base” should be interpreted as “an adapter configured to act as the base for the 17 cupholder.” 18 F. “Attachment member” 19 CLAIM TERM PLAINTIFFS’ DEFENDANT’S COURT 20 PROPOSAL PROPOSAL CONSTRUCTION 21 “attachment member” Plain and ordinary Plain and ordinary Plain and ordinary 22 meaning meaning meaning 23 24 (Doc. No. 33 at 6.) 25 ///// 26 5 The court observes that this proposal differs from that listed in the parties’ joint claim 27 construction statement. (Doc. No. 33 at 5.) Nevertheless, this proposal is what plaintiffs also list in their response to the opening claim construction belief. (Doc. No. 37 at 17.) Accordingly, the 28 court will treat this construction as the parties’ accepted construction. 1 Claim 1 of the patent recites that the cupholder adapter comprises in part “an attachment 2 member positioned on a bottom surface of the cylindrical cupholder[.]” (Doc. No. 34-1 at 25.) 3 Plaintiffs’ original proposal for the construction of this claim interpreted it as a means-plus- 4 function claim, which defendant opposed. (Doc. Nos. 33 at 6; 34 at 19–21.) In their response to 5 defendant’s opening claim construction brief, plaintiffs retracted their proposed construction and 6 accepted defendant’s construction. (Doc. No. 37 at 18.) Accordingly, the court will adopt the 7 parties’ construction that “attachment member” should be interpreted by its plain and ordinary 8 meaning. See Zimmer, Inc., 822 F.3d at 1320 (“Generally, a claim term is given its ordinary and 9 customary meaning—the meaning that a term would have to a person of ordinary skill in the art 10 in question at the time of the invention.”) 11 G. “A number of” 12 CLAIM TERM PLAINTIFFS’ DEFENDANT’S COURT 13 PROPOSAL PROPOSAL CONSTRUCTION 14 “a number of Two or more holes At least one mounting At least one mounting 15 mounting holes” capable of accepting hole hole 16 the riser columns of 17 the spacer or the 18 adapter base 19 “a number of Two or more riser At least one At least one 20 protrusions” columns protrusion protrusion 21 22 (Doc. No. 33 at 6–7.) 23 Claim 1 of the patent recites that the cupholder adapter comprises in part of “[an] 24 attachment member compris[ing] a number of mounting holes[.]” (Doc. No. 34-1 at 25.) Claim 1 25 of the patent also recites that the cupholder adapter comprises in part “[an] adapter base or a 26 spacer compris[ing] a number of protrusions, at least one protrusion of the number of protrusions 27 having a hole, wherein a mounting hole of the number of mounting holes is configured to align 28 with the hole[.]” (Id.) The parties’ dispute as to the construction of these terms centers on 1 whether “a number of” requires that there be at least one mounting hole and/or protrusion or 2 requires that there be at least two mounting holes and/or protrusions. Defendant argues that these 3 terms should be read as “a number,” as in a singular number including one, because of both the 4 ordinary meaning of that phrase and the definition of “a” as “at least one” in the specification. 5 (Doc. No. 34 at 21.) Plaintiffs argue that the ordinary and customary meaning of “a number of” is 6 at least two or more, following dictionary definitions of the idiomatic phrase. (Doc. No. 37 at 18– 7 19.) Because the arguments involving these two terms both center on the meaning of “a number 8 of,” the arguments involving these terms are largely duplicative, and because the specification 9 relates the mounting holes to the protrusions that attach to the mounting holes, the court analyzes 10 these two terms together. 11 Plaintiffs argue that the claim language states that multiple configurations are possible 12 because of the number of mounting holes, implying that there must be at least two mounting holes 13 to allow multiple configurations. (Id. at 19.) Plaintiffs further contend that the specification’s 14 description of an embodiment, namely that the cupholder adapter can be configured in multiple 15 ways, excludes the possibility of there being only one mounting hole and that no embodiment 16 provided has a single mounting hole. (Id. at 20–21.) Plaintiffs also argue that the prosecution 17 history of the ‘539 patent supports their construction because otherwise the Fan patent would be 18 infringed by the patent-in-suit. (Doc. No. 37 at 21–22.) 19 Defendant contends that “a number of” should be read in the context of the whole 20 specification as being distinct from, and therefore having a different meaning than, “a plurality 21 of.” (Doc. No. 39 at 9–10.) Defendant further argues that there has been no evidence or expert 22 testimony as to why multiple configurations are not possible with one or more mounting holes 23 and/or one or more protrusions: In this regard, he asserts that the specification’s language on 24 multiple configurations does not imply more than one mounting hole or more than one protrusion. 25 ///// 26 ///// 27 ///// 28 ///// 1 (Id. at 10–11.)6 Even assuming that multiple configurations were not possible with a single 2 mounting hole or single protrusion, defendant contends that limitation described in the 3 specification should not be read in to limit the claim. (Id. at 11–12.) Defendant also argues that 4 the prosecution history does not support plaintiffs’ construction. (Id. at 12.) In this regard, 5 defendant argues that, although the Patent Office did require a modification to the original 6 application to prevent infringement of the Fan patent, that modification did not involve the 7 number of mounting holes or protrusions. (Id.) 8 First, the court finds that consideration of the language of claim 1 weighs in favor of 9 defendant’s proposed construction of this term. When faced with an attempt to distinguish 10 between singular and plural, a court may look to the claim’s use of parallel clauses to determine 11 the numerosity that a specific term implies. See Harari v. Lee, 656 F.3d 1331, 1341 (Fed. Cir. 12 2011)) (finding that, where the patentee evinces a clear intent for “a” to be singular and “a 13 number of” to be plural, the court should construct the terms as such); cf. Skillz Platform Inc. v. 14 Aviagames Inc., No. 21-cv-02436-BLF, 2023 WL 6542147, at *17 (N.D. Cal. Oct. 6, 2023) 15 (finding that a lack of parallel clauses cannot create an inference to depart from the general rule 16 that “a” means “one or more”). The Federal Circuit has held that, in the case of indefinite 17 articles, “[t]he written description supplies additional context for understanding whether the claim 18 language limits the patent scope to a single unitary [element] or extends to encompass a device 19 6 At the claim construction hearing, defendant’s counsel clarified how the cupholder could be 20 installed in “multiple configurations” with only one protrusion and one mounting hole. Defendant explained that an embodiment covered by the claims in the ‘539 patent under his 21 proposed claim construction would be a cupholder with an off-center mounting hole, which would allow installation of the cupholder either by mounting it directly on top of the adapter base 22 or by mounting it off-set from and rotated away from the adapter base. Defendant’s 23 understanding of multiple configurations appears to be that the cupholder can be in a different spatial position relative to the adapter base, insofar as it could be directly above or off-set from 24 the adapter base. An intuitive visualization of an off-center rotation would be a door’s relation to its hinges. When a door opens, it can be described as rotating about the hinges, allowing for 25 multiple spatial configurations of the door since it can be open or closed. Plaintiffs’ contention that the cupholder “cannot have both a centered configuration and an off-center configuration 26 with only one mounting hole” is unavailing. (Doc. No. 37 at 19.) However, below the court finds 27 that the independent claim in the ‘539 patent does not have the limitation requiring multiple configurations and thus this fact, while perhaps interesting, is not dispositive in the court’s 28 analysis. 1 with multiple [elements].” KCJ Corp. v. Kinetic Concepts, Inc., 223 F.3d 1351, 1356 (Fed. Cir. 2 2000) (alterations in original) (quoting Abtox, Inc. v. Exitron Corp., 122 F.3d 1019, 1024 (Fed. 3 Cir. 1997)). Here, the claim draws a distinction between “a plurality of tabs”—which the court 4 previously determined means two or more tabs—and “a number of protrusions,” indicating that 5 defendant had intended for there to be only one or more protrusions and not at least two. (Doc. 6 No. 34-1 at 25.) The court’s conclusion in this regard is strengthened by the description of that 7 number of protrusions and holes only requiring at least one protrusion and at least one hole for 8 fastening. (Id.) The claim language thus indicates that “a number of” should be constructed as 9 one or more. 10 The court finds plaintiffs’ argument that claim 4, as a dependent claim, contradicts this 11 reading of “a number of” to be unpersuasive. (Doc. No. 37 at 19.) Plaintiffs argue that claim 4 12 requires that the number of mounting holes “enable multiple configurations,” which plaintiffs 13 contend requires multiple mounting holes. (Id.) However, “the presence of a dependent claim 14 that adds a particular limitation gives rise to a presumption that the limitation in question is not 15 present in the independent claim.” Phillips, 415 F.3d at 1315 (citing Liebel-Flarsheim Co. v. 16 Medrad, Inc., 358 F.3d 898, 910 (Fed. Cir. 2004)); see also Summit 6, LLC v. Samsung Elecs. 17 Co., 802 F.3d 1283, 1290 (Fed. Cir. 2015) (“Additionally, the doctrine of claim differentiation 18 disfavors reading a limitation from a dependent claim into an independent claim.”). The language 19 of claim 4 indicates that it claims the cupholder adapter disclosed in claim 1 with the sole 20 additional limitation that “the number of mounting holes . . . enable multiple configurations.” 21 (Doc. No. 34-1 at 25.) Because this limitation is in the dependent claim, it cannot be a limitation 22 on the independent claim. Nautilus Grp. v. Icon Health & Fitness, Inc., 308 F. Supp. 2d 1198, 23 1204 (W.D. Wash. 2003) (finding that the limitation of a dependent claim could not be imported 24 into an independent claim during claim construction); see also SunRace Roots Enter. Co. v. 25 SRAM Corp., 336 F.3d 1298, 1303 (Fed. Cir. 2003) (“[The presumption of claim differentiation] 26 is especially strong when the limitation in dispute is the only meaningful difference between an 27 independent and dependent claim, and one party is urging that the limitation in the dependent 28 claim should be read into the independent claim.”). Therefore, the court rejects plaintiffs’ 1 argument that claim 4 contradicts the meaning of “a number of” in the independent claim 1. 2 The court also finds plaintiffs’ next argument—that because the preferred embodiment in 3 the specification has multiple mounting holes and multiple protrusions that “a number of” should 4 be read to require “at least two” of each—to be unpersuasive as well. First, plaintiffs contend that 5 defendant’s construction of “a number of” as meaning “at least one” would exclude the preferred 6 embodiments described in the ‘539 patent whereas plaintiffs’ construction of “at least two” would 7 not do so. (Doc. No. 37 at 20); see, e.g., Rambus Inc. v. Hynix Semiconductor Inc., Nos. 05-cv- 8 00334-RMW, 05-cv-02298-RMW, 06-cv-00244-RMW, 2008 WL 2955125, at *8–9 (N.D. Cal. 9 July 25, 2008) (collecting cases on how preferred embodiments should not be read out by claim 10 constructions). The court observes that, because any embodiment which has “at least two” 11 protrusions by definition has “at least one” protrusion as well, plaintiffs’ contention in this regard 12 is simply mathematically unsupported. Second, plaintiffs’ argument that, because the 13 specification contains only one embodiment, that embodiment is limiting, (Doc. No. 37 at 21), 14 misstates the law. See Dealertrack, Inc. v. Huber, 674 F.3d 1315, 1321–22 (Fed. Cir. 2012) (“In 15 [Phillips, 415 F.3d 1303 at 1323], this court ‘expressly rejected the contention that if a patent 16 describes only a single embodiment, the claims of the patent must be construed as being limited 17 to that embodiment.’”); see also Enzo Biochem, Inc. v. Applera Corp., 599 F.3d 1325, 1342 (Fed. 18 Cir. 2010) (“[I]t is improper to read limitations from a preferred embodiment described in the 19 specification—even if it is the only embodiment—into the claims absent a clear indication in the 20 intrinsic record that the patentee intended the claims to be so limited.”) (citation omitted).”), cert. 21 denied on other grounds, 564 U.S. 1018 (2011). Therefore, while the embodiment described by 22 defendant has multiple protrusions and multiple mounting holes, this does not limit the scope of 23 claim 1 and does not outweigh the clear language of the claim itself. The court therefore 24 concludes that the intrinsic evidence of the ‘539 patent supports defendant’s construction of “a 25 number of” as “at least one.” 26 “In addition to the claim language and the specification, the patent’s prosecution history 27 may be considered if it is in evidence. . . . The prosecution history consists of the complete 28 record of the proceedings before the [Patent and Trademark Office (‘PTO’)] and includes the 1 prior art cited during the examination of the patent.” Taction Tech., Inc. v. Apple Inc., 686 F. 2 Supp. 3d 995, 1017 (S.D. Cal. 2023) (alteration in original) (internal citations and quotation 3 marks omitted) (citing Phillips, 415 F.3d at 1317). “[A] court should consult the patent’s 4 prosecution history so that the court can exclude any interpretation that was disclaimed during 5 prosecution.” Sorenson v. Int’l Trade Comm’n, 427 F.3d 1375, 1378 (Fed. Cir. 2005). However, 6 evidence of the prosecution history cannot be used “for the purpose of varying or contradicting 7 the terms of the claims.” DNA Genotek Inc., 671 F. Supp. 3d at 1117 (internal quotation marks 8 omitted) (quoting Genuine Enabling Tech. LLC v. Nintendo Co., 29 F.4th 1365, 1373 (Fed. Cir. 9 2022)). 10 As discussed above, the ‘539 patent was preceded by rejected patent application U.S. 11 Patent No. 11,660,995. (Doc. No. 37 at 5.) That patent application was denied as unpatentable 12 over the Fan patent, but the examiner found that the independent claim of that patent application 13 would be allowable if it included the limitations introduced by the dependent claims 5 and 6 of 14 that application. (Doc. No. 37-1 at 60.) Those limitations were that the cupholder adapter that 15 the 11,660,995 patent application disclosed must have “at least one spacer positioned between the 16 cylindrical cup-holder and the adapter base” and that the cupholder adapter must further have a 17 “plurality of legs . . . configured to expand and retract via rotation of the cupholder” and which 18 “[has] a screw gear . . . to enable [that] movement of the plurality of legs via rotation.” (Doc. No. 19 37-1 at 48.) The examiner made no mention of requiring an alteration to the language in the 20 patent application regarding the “number of” mounting holes in order for the ‘539 patent to be 21 allowable. 22 Plaintiffs contend that the examiner would not have allowed the invention unless “a 23 number of” referred to at least two mounting holes and at least two protrusions, since otherwise 24 the invention would have been covered by the Fan patent. (Doc. No. 37 at 26.) It appears to the 25 court that plaintiffs’ argument is that any cupholder adapter configuration which is achievable 26 with a single mounting hole and a single screw is covered by the Fan patent, and that therefore the 27 ‘539 patent must anticipate more than one mounting hole and more than one protrusion. (Id. at 28 26.) Indeed, the examiner found that U.S. Patent No. 11,660,995’s claim 3, which claims the 1 cupholder adapter without the spacer or a plurality of legs but which did allow for “multiple 2 configurations” because it could be installed “aligned with the adapter base’s axis . . . [or] not 3 aligned with the adapter base’s axis[,]” was not patentable over the Fan patent. (Doc. No. 37-1 at 4 58.) The examiner found that while the Fan patent did not explicitly disclose a non-aligned 5 configuration, it would have been obvious to someone with ordinary skill in the art to create the 6 non-aligned configuration. (Id.) But this finding is not pertinent here. The question now before 7 the court is whether the cupholder adapter of the ‘539 patent which includes the limitation of a 8 spacer or plurality of legs requires more than one mounting hole and more than one protrusion. 9 Plaintiffs’ argument is akin to asserting that if there were a patent for a specific four-wheel 10 vehicle design that any design for a vehicle can no longer have four wheels without infringing on 11 the prior patent. This is obviously not the case. The court concludes that the prosecution history 12 of the ‘539 patent does not weigh against defendant’s proposed construction of the term “a 13 number” as meaning “at least one.” 14 Because the intrinsic evidence of the ‘539 patent supports defendant’s construction, the 15 court will adopt defendant’s construction of “a number of.” 16 H. “Mounting holes” 17 CLAIM TERM PLAINTIFFS’ DEFENDANT’S COURT 18 PROPOSAL PROPOSAL CONSTRUCTION 19 “mounting holes” Fastening hole Plain and ordinary Plain and ordinary 20 capable of accepting meaning meaning 21 the riser columns of 22 the spacer or the 23 adapter base 24 25 (Doc. No. 33 at 8–9.) 26 Claim 1 of the patent recites that the cupholder adapter comprises in part “[an] attachment 27 member compris[ing] a number of mounting holes . . . .” (Doc. No. 34-1 at 25.) In their response 28 to defendant’s opening claim construction brief, plaintiffs retracted that proposed construction 1 and accepted defendant’s construction. (Doc. No. 37 at 27.) Accordingly, the court will adopt 2 the construction that “mounting holes” should be interpreted by its plain and ordinary meaning. 3 I. “Hole of the at least one protrusion of the number of protrusions” 4 CLAIM TERM PLAINTIFFS’ DEFENDANT’S COURT 5 PROPOSAL PROPOSAL CONSTRUCTION 6 “the hole of the at An open fastening Plain and ordinary An open fastening 7 least one protrusion hole at the top of a meaning hole at the top of a 8 of the number of riser column protrusion 9 protrusions” 10 11 (Doc. No. 33 at 9–10.) 12 Claim 1 of the patent recites that the cupholder adapter comprises, in part, “a number of 13 mounting holes and . . . a number of protrusions . . . at least one protrusion of the number of 14 protrusions having a hole, wherein a mounting hole of the number of mounting holes is 15 configured to align with the hole such that a fastener can extend through the mounting hole and 16 the hole of the at least one protrusion of the number of protrusions.” (Doc. No. 34-1 at 25.) The 17 parties do not appear to dispute what this term is intended to capture but instead dispute only 18 whether the court must offer a construction of this term. Defendant contends that the term “the 19 hole of the at least one protrusion of the number of protrusions” should be understood by its plain 20 and ordinary meaning and that plaintiffs’ proposed construction improperly adds ambiguous 21 limitations to the term. (Doc. No. 34 at 26.) Plaintiffs argue that their construction is necessary 22 because there is no generally accepted ordinary meaning for “the hole of the at least one 23 protrusion of the number of protrusions” particularly in light of the design having multiple hole 24 structures. (Doc. No. 37 at 27–28.) 25 The court will adopt an edited version of plaintiffs’ proposed construction. “[T]he 26 purpose of claim construction is to clarify the claim language, not to add ambiguous limitations.” 27 In re Townshend Pat. Litig., No. 02-cv-04833-JF, 2004 WL 1920049, at *4 (N.D. Cal. Aug. 26, 28 2004). The court finds that the patent language in this respect is ambiguous because of the 1 repeated use of the term “hole” to refer to different structures. (Doc. No. 34-1 at 25); see also 2 Grupo Bimbo, S.A. B. De C.V. v. Snak King Corp., No. 13-cv-02147-AB-VBK, 2014 WL 3 12591935, at *6 (C.D. Cal. Dec. 2, 2014) (discussing how the use of different terms to refer to a 4 structure creates a presumption that they refer to different structures). Under these circumstances, 5 failing to provide a construction of this term beyond plain and ordinary meaning would risk 6 confusing the jury. See, e.g., Sealant Sys. Int’l, Inc. v. TEK Glob. S.R.L., Nos. 11-cv-00774-PSG, 7 11-cv-01649-PSG, 2012 WL 3763794, at *6 (N.D. Cal. Aug. 29, 2012) (discussing how two 8 different terms which refer to different structures should be given separate constructions to ensure 9 the jury does not confuse their functions). The edited version of plaintiffs’ proposed construction 10 makes it clear that the “hole” structure this term refers to is a hole in one of the protrusion 11 elements such that a fastening element can be placed into it and a mounting hole simultaneously 12 in order to join the elements of the cupholder adapter. 13 J. “Spacer” 14 CLAIM TERM PLAINTIFFS’ DEFENDANT’S COURT 15 PROPOSAL PROPOSAL CONSTRUCTION 16 “spacer” A height extension Plain and ordinary Plain and ordinary 17 ring not integrated meaning meaning 18 with the adapter base 19 having two or more 20 riser columns has an 21 open fastening hole at 22 the top of the column 23 24 (Doc. No. 33 at 10.) 25 Claim 1 of the patent recites that the cupholder adapter comprises in part “[an] adapter 26 base or a spacer compris[ing] a number of protrusions . . . .” (Doc. No. 34-1 at 25.) In their 27 response to defendant’s opening claim construction brief, plaintiffs retracted that proposed 28 construction and accepted defendant’s construction. (Doc. No. 37 at 28.) Accordingly, the court 1 | will adopt the construction that “mounting holes” should be interpreted by its plain and ordinary 2 | meaning. See Zimmer, Inc., 822 F.3d at 1320 (“Generally, a claim term is given its ordinary and 3 | customary meaning—the meaning that a term would have to a person of ordinary skill in the art 4 | in question at the time of the invention.”) 5 CONCLUSION 6 For the reasons explained above, the court adopts the constructions for the claim terms as 7 | stated in this order. 8 IT IS SO ORDERED. | Dated: _ June 25, 2025 Dae A. 2, eyel 10 DALE A. DROZD UNITED STATES DISTRICT JUDGE
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