Tommie Hebert and Melissa Anne Hebert v. J. Oran Richard

• Court: Louisiana Court of Appeal
• Decided: July 6, 2011
• Docket: CA-0010-1417
• Status: Unknown

Opinion

STATE OF LOUISIANA COURT OF APPEAL, THIRD CIRCUIT

10-1417

TOMMIE HEBERT AND MELISSA ANNE HEBERT

VERSUS

J. ORAN RICHARD, ET AL. ********** APPEAL FROM THE FIFTEENTH JUDICIAL DISTRICT COURT PARISH OF LAFAYETTE, NO. C20081200 HONORABLE DURWOOD WAYNE CONQUE, DISTRICT JUDGE

********** J. DAVID PAINTER JUDGE **********

Court composed of Ulysses Gene Thibodeaux, Chief Judge, Oswald A. Decuir, Marc T. Amy, J. David Painter, and Phyllis M. Keaty, Judges.

Thibodeaux, Chief Judge, dissents in part and assigns written reasons. Keaty, Judge, dissents in part for the reasons assigned by Chief Judge Thibodeaux. Amy, Judge, concurs in part and dissents in part and assigns written reasons.

REVERSED IN PART, AFFIRMED IN PART, AND REMANDED. Joseph R. Joy, III P. O. Box 4929 Lafayette, LA 70502 COUNSEL FOR PLAINTIFFS/APPELLANTS: Melissa Anne Hebert and Tommie Hebert

Kenneth Hugh Laborde Brendan P. Doherty 701 Poydras Street - Suite 4800 New Orleans, LA 70139-4800 COUNSEL FOR DEFENDANTS/APPELLEES: Industrial Helicopters, Inc., Michael David Richard, Allianz Global Risks U.S. Insurance Company, Game Management, Inc., and J. Oran Richard

Charles R. Sonnier P. O. Drawer 700 Abbeville, LA 70511-0700 COUNSEL FOR DEFENDANTS/APPELLEES: Industrial Helicopters, Inc., Michael David Richard, Allianz Global Risks U.S. Insurance Company, Game Management, Inc., and J. Oran Richard PAINTER, Judge.

Plaintiffs, Tommie Hebert and his wife, Melissa Anne Hebert, appeal the trial

court’s rulings on motions for summary judgment on the issues of employment

status/tort immunity, intentional tort, and spoliation of the evidence. For the

following reasons, we affirm in part, reverse in part, and remand for further

proceedings.

FACTS AND PROCEDURAL HISTORY

In March of 2007, Mr. Hebert sustained multiple injuries when he fell to the

ground from a moving helicopter which was owned by his employer, Industrial

Helicopters, Inc. (Industrial). Industrial’s principal business was aerial herbicide

application to power line, pipeline, and drainage canal right of ways to control brush

and tree growth. Industrial also supplied helicopters for fish and game surveys, game

capture, pipeline patrols and surveys, and photography missions. At the time of the

accident, Mr. Hebert was forty-eight years old and had been working for Industrial

for twenty-nine years, primarily as a commercial fuel truck driver. He also performed

manual labor on the Richards’ various properties. Following the accident, Mr. Hebert

underwent complex surgeries to his back, right femur, right ankle, and left tibia. He

has chronic pain, disabilities, and numbness in his upper extremities. His medication

includes a daily morphine patch, and he may require another lumbar surgery.

At the time of the accident, the owner and president of Industrial, J. Oran

Richard, also owned Game Management, Inc. (GMI). GMI allegedly leased large

tracts of land for hunting, fishing, farming, and ranching in Louisiana and Texas. It

also performed wildlife surveys and leased land for deer capturing in Mexico. GMI

1 did not own land, and all of its leases were allegedly verbal. GMI had no employees

and no payroll.

The deer capturing activity in Mexico was alleged to be a cash only operation,

including all expenses and income. The helicopter, pilot, fuel trucks, drivers, and

deer netters were supplied by Industrial. GMI produced no 1099's, invoices,

contracts, leases, sales receipts, or evidence of GMI lease payments or other expenses

or purchases, and no documents indicating ownership of equipment, or equipment

rental. The deer were tracked aerially and were captured by being “shot” from above

with a netting gun. The gun resembled a rifle or shotgun with a four-legged tri-pod

attached to the barrel and required two-handed operation.

The helicopter used for deer netting was a Bell 206, which was refitted in

Mexico for use by GMI. The doors and back seats of the helicopter were removed,

and a plywood box was fitted over the back seat area. The person using the netting

gun sat on the edge of the plywood, and his legs and upper body hung outside the

helicopter. While targeting the deer, the shooter was required to lean out of the

helicopter to avoid shooting the net into the rotary blades or the landing skids. For

fall protection, he wore a climbing harness clipped to a strip of webbing, or lanyard,

which was in turn clipped to the back seatbelts that were left in the helicopter when

the back seats were removed. The record contained no written approval or reporting

for the restraint system design or the helicopter revisions in Mexico or the United

States.

Mr. Hebert was asked by Michael David Richard (Mike Richard), the son of

J. Oran Richard, to serve as a deer netter for the weekend that the accident occurred.

Mike Richard was the helicopter pilot. He was employed by Industrial and

2 coordinated the deer netting activities allegedly conducted by GMI. Mr. Hebert

attempted to decline, but when Mike Richard told Mr. Hebert that another Industrial

employee could not go and that he wanted Mr. Hebert there, Mr. Hebert complied.

Prior to the accident in 2007, Mr. Hebert had performed as a deer netter on one

previous trip to Mexico in 2003.

On the date of the accident, Mr. Hebert leaned out to net a deer, the helicopter

banked, and Mr. Hebert fell to the ground. Before the date of Mr. Hebert’s accident,

another Industrial employee, Luis Cedillo, had fallen from the helicopter while

netting deer.

Mr. Hebert weighed between 250 and 270 pounds. When he fell, his feet

struck the ground first, and he tumbled or rolled over several times before coming to

rest on his side. Having suffered several fractures, he was in significant pain and

unable to move. Mike Richard obtained a board to stabilize Mr. Hebert, and with

help from a ground crew, put him back in the helicopter and transported him to Fort

Dunkin Medical Center in Eagle Pass, Texas. The climbing harness was cut off of

Mr. Hebert by hospital personnel in the emergency room.

In his personal injury suit against Defendants, J. Oran Richard, Mike Richard,

Industrial, GMI, and Allianz Global Risks U.S. Insurance Co. (Allianz), Mr. Hebert

alleged that he was exclusively employed by Industrial and was not in the course and

scope of his employment with Industrial when he fell from the helicopter in Mexico.

He alleged that the Richards and GMI instructed him to stand outboard a moving

aircraft and perform a task they knew to be dangerous and hazardous. He alleged

various acts of negligence by the Defendants including negligent entrustment of the

helicopter by Industrial, negligent design by GMI of a restraint system, violations of

3 the Louisiana Product Liability Act (LPLA) and the Federal Aviation Act (FAA), and

spoliation of evidence.

In the alternative, Mr. Hebert alleged that, if he were found to be in the course

and scope of his employment, then Defendants were liable because they knew that his

accident was substantially certain to follow, because another Industrial employee,

Luis Cedillo, had fallen in the same manner using the same helicopter and harness

while netting deer in Mexico.

Defendants filed motions for summary judgment, arguing that they were

entitled to the exclusive remedy protections of the Workers’ Compensation Act at

La.R.S. 23:1032(A),1 and that Mr. Hebert would not be able to prove intentional tort,

at La.R.S. 23:1032(B),2 the only exception to the Act’s exclusivity protection.

Defendants also filed a motion for summary judgment on spoliation of evidence, and

Mr. Hebert filed a cross-motion on that same issue. The trial court agreed with

Defendants and found that Mr. Hebert was netting deer for GMI, a special employer

who had “borrowed” him from his general employer, Industrial. Under the borrowed

servant doctrine and La.R.S. 23:1031(C),3 both employers are solidarily liable for

workers’ compensation benefits and are protected from suit in tort.

1 In pertinent part, La.R.S. 23:1032 provides: “A.(1)(a) Except for intentional acts provided for in Subsection B, the rights and remedies herein granted to an employee or his dependent on account of an injury, or compensable sickness or disease for which he is entitled to compensation under this Chapter, shall be exclusive of all other rights, remedies, and claims for damages . . . . 2 “Nothing in this Chapter shall affect the liability of the employer, or any officer, director, stockholder, partner, or employee of such employer or principal to a fine or penalty under any other statute or the liability, civil or criminal, resulting from an intentional act.” La.R.S. 23:1032(B). 3 In pertinent part, La.R.S. 23:1031(C) provides: “In the case of any employee for whose injury or death payments are due and who is, at the time of the injury, employed by a borrowing employer in this Section referred to as a “special employer,” and is under the control and direction of the special employer in the performance of the work, both the special employer and the immediate employer, referred to in this Section as a “general employer,” shall be liable jointly and in solido to pay benefits as provided under this Chapter. . . . The special and the general employers shall be entitled to the exclusive remedy protections provided in R.S. 23:1032.”

4 In addition to granting Defendants’ motions for summary judgment on the

employment status/tort immunity issue and on the issue of intentional tort, the trial

court granted Defendants’ motions for summary judgment on the issue of spoliation

of evidence and denied Mr. Hebert’s cross-motion on same. Mr. Hebert appeals the

trial court’s judgment on all three issues.

DISCUSSION

Summary Judgment

Appellate courts review summary judgments de novo under the same criteria

that govern the district court’s consideration of whether summary judgment is

appropriate. Schroeder v. Bd. of Supervisors of La. State Univ., 591 So.2d 342, 345

(La.1991). After adequate discovery or after a case is set for trial, a motion for

summary judgment will be granted if the pleadings, depositions, answers to

interrogatories, and admissions on file, together with the affidavits, if any, show that

there is no genuine issue as to material fact and that mover is entitled to judgment as

a matter of law. La.Code Civ.P. art. 966.

Employment Status/Tort Immunity

The trial court found that Mr. Hebert was the general employee of Industrial

and the borrowed special employee of GMI at the time of the accident rendering both

defendants solidarily liable for workers’ compensation benefits but immune from

liability for tort negligence. The trial court relied on Perry v. Perry & Sons Vault and

Grave Servs., Inc., 03-1519 (La.App. 3 Cir. 5/12/04), 872 So.2d 611, and Humphreys

v. Marquette Cas. Co., 235 La. 355, 103 So.2d 895 (La.1958), two workers’

compensation cases, neither of which involved a suit in tort.

5 Mr. Hebert contends that the court’s reliance on Perry and Humphreys was in

error. We agree. Each of those cases involved the issue of which of two workers’

compensation insurers was liable for the claimant’s benefits, the carrier for the

original employer, or the carrier for the borrowing employer at the time of the

accident. In each case, both the lending employer and the borrowing employer and

their separate workers’ compensation insurers were found solidarily liable for

workers’ compensation benefits. In the present case, only Industrial carried workers’

compensation insurance. Its carrier, Louisiana Workers’ Compensation Corporation

(LWCC), is not a party to this suit. This suit was not brought “for purposes of

entitlement to workers’ compensation benefits,” a distinction the Perry court made

in giving weight to the cases cited therein. Perry, 872 So.2d at 616.

When a petition asserts a personal injury cause of action in tort, the existence

of a workers’ compensation bar to the tort action is an affirmative defense with the

burden of proof on the employer. Mundy v. Dep’t of Health and Human Res., 593

So.2d 346 (La.1992). Material issues of fact as to whether an injury occurs in the

course and scope of employment and arises out of employment preclude summary

judgment in favor of the employer. See Wells v. Higginbotham, 43,472 (La.App. 2

Cir. 8/13/08), 989 So.2d 848, writ denied, 08-2425 (La. 12/12/08), 996 So.2d 1121.

“The two requirements cannot be considered in isolation from each other. La.R.S.

23:1031; Guillory v. Interstate Gas Station, 94-1767 (La. 03/30/95), 653 So.2d

1152.” Wells, 989 So.2d at 850.

The supreme court in Mundy recognized the “mutual interdependence of the

two concepts” and the necessity of analyzing both in determining the relationship of

the injury to the employment. The court explained that “[a]n accident occurs in the

6 course of employment when the employee sustains an injury while actively engaged

in the performance of his duties during working hours, either on the employer’s

premises or at other places where employment activities take the employee.” Mundy,

593 So.2d at 349. The court further explained that “[t]he determination of whether an

accident arises out of employment focuses on the character or source of the risk

which gives rise to the injury and on the relationship of the risk to the nature of the

employment. An accident arises out of employment if the risk from which the injury

resulted was greater for the employee than for a person not engaged in the

employment.” Mundy, 593 So.2d at 349 (citations omitted).

Here, the record indicates that Mr. Hebert was not employed as a deer netter

for Industrial or GMI. In almost thirty years of employment, he had performed that

function on only one prior trip to Mexico, four years before this incident. The trial

court performed no direct analysis of course and scope or the additional and necessary

concept of La.R.S. 23:1032 “arising out of employment.” These concepts are the

cornerstone of Plaintiffs’ case, and there are numerous fact issues regarding them.

Mr. Hebert did not deny doing work on properties allegedly leased by GMI, but he

was always paid by Industrial. He denies being paid for the deer netting with GMI.

In order for an employer-employee relationship to exist, there must be an implied or

expressed contract of employment “whereby services are furnished in anticipation of

compensation.” Perry, 872 So.2d at 615 (quoting Deville v. Pugh, 490 So.2d 800,

802 (La.App. 3 Cir. 1986)). Mr. Hebert asserts that he was not paid and had no

expectation of being paid for the deer netting. Wayne Gremillion, who replaced Mr.

Hebert the day after the accident, testified that he was not paid for the deer netting.

7 Neither Industrial nor GMI produced documentation to prove that Tommie Hebert or

anyone else was ever paid by any entity to do deer netting in Mexico.

Mike Richard’s deposition testimony indicated that he thought Mr. Hebert

received a $300.00 “tip” for the deer netting in Mexico, but that he did not pay Mr.

Hebert. Mike Richard testified that he gave all the cash from the Mexico operation

to his father. He also testified that he had not coordinated another GMI deer netting

activity in Mexico since Mr. Hebert’s accident. However, the trial court found no

issue of material fact regarding the nature of Mr. Hebert’s employment duties with

Industrial or GMI for the almost thirty years that he worked for Industrial prior to the

accident. We strongly disagree with that conclusion.

Wells, 989 So.2d at 851, involved an employee’s attack by a co-worker. In that

case, the appellate court reversed the trial court’s granting of the employer’s motion

for summary judgment, stating: “The petition in this case asserts a personal injury

cause of action. The employer presented nothing to show that this injury arose out

of plaintiff’s employment and that plaintiff’s exclusive remedy was under workers’

compensation.”

In determining whether an accident arises out of employment, it is necessary

to consider: (1) whether the employee was engaged about his employer’s business;

and (2) whether the conditions of the obligations of the employment caused the

employee to be at the place of the accident at the time the accident occurred. See

Hudson v. Progressive Sec. Ins. Co., 05-2648 (La.App. 1 Cir.11/3/06), 950 So.2d

817. “In determining whether an issue is genuine, courts cannot consider the merits,

make credibility determinations, evaluate testimony, or weigh evidence.” Id. (quoting

Haydel v. State Farm Ins., 05-701 (La.App. 1 Cir. 3/24/06), 934 So.2d 726, 728)).

8 Our courts regularly hold that material issues of fact regarding the scope of

employment in tort suits preclude summary judgment on tort immunity in favor of the

employer. See Prejean v. Maint. Enters., Inc., 08-364 (La.App. 4 Cir. 3/25/09), 8

So.3d 766, writ denied, 09-892 (La. 6/26/09), 11 So.3d 496; Vaughn v. BFI Waste

Sys. of N. A., Inc., 01-1105 (La.App. 4 Cir. 7/25/01), 793 So.2d 410; and, see Lavier

v. Maclellan, 247 So.2d 921 (La.App. 4 Cir. 1971).

Defendants admit that Mr. Hebert was not in the course and scope of his

employment with Industrial when he fell from the helicopter. Yet, when Mr. Hebert

was admitted to the hospital in Texas by Mike Richard, the admitting form stated that

his injury was work-related and that his employer was Industrial. Defendants assert

that Mr. Hebert was in the course and scope of employment with GMI, but there is

no documentation to support what the business of GMI actually was, or that Mr.

Hebert was paid for GMI work.

Mr. Hebert’s third set of discovery requested specific documentation on course

and scope and borrowed servant issues. Defendants objected and produced no leases,

W-2's, 1099's, no documents reflecting lease payments, GMI loans, tax returns, deer

netting income, expenses, tips, payments to employees or contractors, no GMI time

sheets, or helicopter rentals. The absence of these creates numerous issues of material

fact. Most of the requests were limited to a five-year period. Since Mr. Hebert had

not done deer netting for four years, and because that is when the activity first began,

the five-year period was not overly broad. The information denied to Mr. Hebert and

deemed irrelevant by the trial court is the information that Defendants should have

produced to prove their entitlement to summary judgment on the borrowed servant

and tort immunity issue as discussed below.

9 In the legal determination of whether an employee has been borrowed from his

original employer by a borrowing employer, the court considers:

(1) First and foremost, who has the right of control over the employee beyond mere suggestion of details or cooperation; (2) who selected the employee; (3) who paid the employee’s wages; (4) who had the right to fire the employee; (5) who furnished the tools and the place to perform the work; (6) whether the new employment was over a considerable length of time; (7) whose work was being done at the time of the accident; (8) whether there was an agreement between the borrowing and lending employers; (9) whether the employee acquiesced in the new work situation; and (10) whether the original employer terminated his relationship with or relinquished his control over the employee.

Green v. Popeye’s Inc., 619 So.2d 69, 73 (La.App. 3 Cir. 1993), (quoting Billeaud v.

Poleodore, 603 So.2d 754 (La.App. 1 Cir.), writ denied, 608 So.2d 176 (La.1992)).

None of these factors alone is determinative, but the totality of the circumstances

must be considered. See Harrington v. Hebert, 00-1548 (La.App. 3 Cir. 5/23/01), 789

So.2d 649. Mr. Hebert contends that all of the above factors create issues which

preclude summary judgment. We agree.

Borrowed Servants

The right of control is in dispute because Mike Richard, a paid employee of

Industrial, coordinated the deer netting activity. It is disputed whether Mike Richard

was acting on behalf of GMI or Industrial. The only evidence of a fuel purchase

showed that an Industrial credit card was used. Mr. Hebert attested to the fact that in

times past and on the subject trip to Mexico he drove a fuel truck from Lafayette to

Del Rio, Texas, purchasing fuel and a hotel room with an Industrial credit card. The

only fuel receipt produced was charged on an Industrial credit card.

Neil Gremillion testified that he worked part-time for Industrial and Mike

Richard netting deer in Mexico. He did other jobs for Industrial and was always paid

with Industrial checks. He testified that he either drove or flew to Mexico with Mike

10 Richard, who was always the Industrial pilot for the deer netting trips. Mr.

Gremillion further testified that Industrial provided two fuel trucks for the deer

netting in Mexico and that he himself had driven Industrial fuel trucks to Mexico.

Neil Gremillion is the son of Wayne Gremillion, who worked full time managing one

of the Richards’ leased properties known as Goose Lake.

The issues surrounding Mike Richard’s employment with Industrial create

issues of fact regarding the other factors including Mr. Richard’s selection of Mr.

Hebert for the subject trip to Mexico when Neil Gremillion could not go. Likewise,

there is an issue of fact regarding whether Mike Richard had a right to fire Mr. Hebert

when both men were employed and paid by Industrial. The actual payment of wages

for deer netting activities is undocumented and in dispute. Mr. Hebert and Wayne

Gremillion testified that they were not paid for deer netting. Defendants imply that

the employees were paid “tips.” The record reveals, however, that tips paid to

employees were from hunting or fishing clients and that the aerial deer netting in

Mexico was not a commercial enterprise open to hunters or fishermen according to

the testimony of J. Oran Richard.

Regarding the tools, equipment, and location used, the Richards testified that

the netting gun and harness system were provided by GMI. However, GMI did not

produce any receipts or proof of purchase for either. Paul Marks testified that he

purchased the climbing harness from Guidry Hardware in Scott, Louisiana, between

1995 and 1998 for his work on communication towers. He testified that he gave this

harness to Industrial around 2003 when the Richards were setting up their deer

netting activities. The helicopter and pilot, Mike Richard, were provided by

Industrial. The place for the activity, the ranch in Mexico, was allegedly supplied

11 through GMI’s lease of the property, but the lease of the 40,000-acre ranch and all

GMI leases were alleged to be verbal and remain undocumented.

The deer netting activity was not one that Mr. Hebert did over a considerable

period of time during his near thirty years with Industrial. He had only been on one

prior trip to net deer in Mexico four years before the accident. With regard to whose

work was being done in Mexico, Defendants point out Mr. Hebert’s own testimony

supporting GMI’s position that Mr. Hebert did various kinds of work for GMI and

that Mike Richard was the boss in Mexico. Mr. Hebert, however, also testified that

he had always done whatever the Richards asked him to do on farms and ranches in

Louisiana, Texas, South Dakota, and Mexico and that he did not always know on

whose behalf the work was being done. He further stated that he did not know on

whose behalf the deer netting was done.

Mr. Hebert was a professional CDL driver with Industrial for twenty-nine

years. As fuel/chemical supply manager, his duties included ordering, management,

transportation, and distribution of fuel. He also described some of his work as

“general facility” care. In addition to driving a fuel truck, Mr. Hebert served on

various properties of the Richards as a hunting/fishing guide and all-around handy-

man. He built fences, maintained feeders and blinds, cut grass, fed cattle, bailed hay,

planted trees, worked on the Richards’ old farmhouse, helped maintain Industrial’s

shop, air strip,and landing pads, and did general plumbing, welding, and carpentry.

For almost thirty years he was paid by check written by Industrial. Even if some of

the work was ostensibly for GMI, deer netting was not one of his regular duties with

either Industrial or GMI. It constituted only one trip of a few weeks duration in 2003,

about one one-thousandth of one percent of his time with the Richards.

12 Whether Mr. Hebert acquiesced in the deer netting activity in 2007 is

contested. He alleges that he had recently remarked that he was getting too old to

perform that type of activity. Mike Richard approached Mr. Hebert at work in

Industrial’s shop and asked him to make the trip to Mexico because no one else could

go. Mr. Hebert contends that he told Mike Richard that he did not want to go to

Mexico on the weekend that the accident occurred. He was marinating rabbits for an

annual cook-off that he participated in every year. Mr. Hebert testified that Mike

Richard then did not ask him to go, but said, “I want you there.” Mr. Hebert testified

that he did not have a gun to his head but that it was scary to tell the bosses no. In his

affidavit, Mr. Hebert testified that he went to Mexico because he was in fear of losing

his job with Industrial. He stated that he was never given additional compensation

for his role in the private enterprises of J. Oran Richard, Michael Richard, and/or

GMI.

With regard to the last factor, Defendants concede that Industrial did not

terminate its relationship with, or relinquish control over, Mr. Hebert. They argue

that, under Humphreys and Perry, this factor has less weight because the same family

owned both Industrial and GMI. We disagree. J. Oran Richard testified that he

owned and operated both businesses at the time of the accident. At the time of the

accident, Mike Richard was a paid employee of Industrial. He was not an officer or

employee of GMI. Even if Mike Richard did coordinate a deer netting operation on

behalf of GMI, he did not wear two hats or run both entities as the father did in Perry.

In Perry, the injured worker drove a garbage truck for his father’s sanitation

company five days a week for twenty years, and he was paid solely by the sanitation

company. After work and on weekends, the son did some work for his father’s vault

13 and grave company and was injured while driving a vault and grave vehicle. The

workers’ compensation judge found that the son was an employee of the vault and

grave company and found its insurer liable for benefits. On appeal, this court

reversed, finding that the sanitation company was the lending employer, that the vault

and grave company was the borrowing employer, and that both of their workers’

compensation insurers were solidarily liable. In Perry, however, while the father ran

both companies, we made it clear that each company “maintained separate

equipment” and that the injured son “clearly acquiesced” in the exchange of services.

Perry, 872 So.2d at 617.

In Perry, we cited the 1958 Humphreys case involving two separate companies

that shared employees and found that even though one boss wore two hats, there was

still a borrower-lender relationship and solidary liability. As previously stated, Perry

and Humphreys were workers’ compensation cases where the two employers’

separate workers’ compensation carriers battled over who should pay the benefits.

There was no summary judgment issue regarding the separate entities and no tort

immunity issue. In fact, we stated in Perry, “This is not a doubtful case. There was

no question that [the claimant] was entitled to workers’ compensation benefits. The

only question was which insurance company, if not both, was obligated to pay those

benefits.” Perry, 872 So.2d at 620.

In Humphreys, in discussing that there were two distinct businesses, both of

which were liable for workers’ compensation benefits as lending and borrowing

employers, the supreme court articulated as follows:

Loans were acquired by each in its own name; bank accounts and charge accounts with merchants were carried by each in its own name. Had it not been for the fact that they each had separate compensation insurers, this case possibly would not be before us.

14 Humphreys, 103 So.2d at 898.

Conversely, in this case, as Mr. Hebert urges, GMI has not produced any

documentation in support of its assertion that it was a separate entity entitled to tort

immunity as a borrowing employer. J. Oran Richard and Mike Richard testified that

Industrial and GMI worked in concert in the deer netting business and that it was a

joint operation between the companies. This assertion renders the last factor of

control significant because joint employment is legally distinct from borrowed

employment. In Perry, we distinguished joint employers from borrowing and lending

employers, as follows:

Joint employment requires a “common enterprise that contemplates the employment and control of the claimant by one of the interested parties for the benefit of all.” Even though Perry & Sons and Sanitation Services are owned and operated by the same individual, they are not common enterprises. Each corporation provides different services which are not dependent upon, related to, or complementary of the services provided by the other corporation.

Perry, 872 So.2d at 619 (citations omitted).

Here, the joint operation and common enterprise referred to by the Richards

contemplates the employment and control of Mr. Hebert by Industrial for the benefit

of both Industrial and GMI, and it appears that GMI was wholly dependent upon

Industrial. Hence, under Perry, contrary to Defendants’ analysis, this last factor is

important even where the businesses are owned and operated by one family. Under

Perry, GMI is not a borrowing employer. Further, the control by Industrial in this

case renders Industrial, but not GMI, liable for workers’ compensation benefits and

entitled to tort immunity if Mr. Hebert was in the course and scope of his employment

with Industrial at the time of his accident. Industrial states that he was not. Based

upon the foregoing, the trial court erred as a matter of law in finding borrowed

15 servant status in this case and in granting summary judgment to Defendants on that

issue.

Intentional Tort

If an employee is found to be in the course and scope of his employment when

he is injured and the employer invokes the defense of tort immunity, the employee’s

remaining recourse against his employer is a claim for intentional tort. La.R.S.

23:1033.

The Louisiana Supreme Court in Batiste v. Bayou Steel Corp., 10-1561, pp. 2-3

(La. 10/1/10), 45 So.3d 167, 168-69, discussed the factors involved in proving an

intentional act so as to escape the coverage of the workers’ compensation act.

In order to recover in tort against Bayou Steel under La. R.S. 23:1032(B), plaintiffs must prove Mr. Batiste’s injury resulted from an “intentional act.” In Bazley v. Tortorich, 397 So.2d 475 (La.1981), we explained an intentional act requires the actor to either 1) consciously desire the physical result of his act, whatever the likelihood of that result happening from his conduct; or (2) know that the result is substantially certain to follow from his conduct, whatever his desire may be as to that result. In the instant case, plaintiffs do not allege Bayou Steel consciously desired to cause harm to Mr. Batiste. Rather, they assert Mr. Batiste’s injuries were substantially certain to follow from Bayou Steel’s conduct.

In Reeves v. Structural Preservation Systems, 98-1795 at pp. 9-10 (La.3/12/99), 731 So.2d 208, 213, we discussed the “substantial certainty” requirement as follows:

Believing that someone may, or even probably will, eventually get hurt if a workplace practice is continued does not rise to the level of an intentional act, but instead falls within the range of negligent acts that are covered by workers’ compensation.

***

“ ‘Substantially certain to follow’ requires more than a reasonable probability that an injury will occur and ‘certain’ has been defined to mean ‘inevitable’ or ‘incapable of failing.’” Jasmin v. HNV Cent. Riverfront Corp., supra [642 So.2d 311] at 312 [La.App. 4 Cir.1994]. “[A]n employer’s mere knowledge that a machine is

16 dangerous and that its use creates a high probability that someone will eventually be injured is not sufficient to meet the ‘substantial certainty’ requirement.” Armstead v. Schwegmann Giant Super Markets, Inc., 618 So.2d 1140, 1142 (La.App. 4 Cir.1993), writ denied, 629 So.2d 347 (La.1993). “Further, mere knowledge and appreciation of a risk does not constitute intent, nor does reckless or wanton conduct by an employer constitute intentional wrongdoing.” Id. (citing Tapia v. Schwegmann Giant Supermarkets, Inc., 590 So.2d 806, 807-808 (La.App. 4 Cir.1991)).

....

Likewise, plaintiffs’ allegations regarding Mr. Batiste’s improper work conditions and Bayou Steel’s failure to supply appropriate safety equipment and tools, even if accepted as true, do not establish the accident was substantially certain to occur. In Simoneaux v. Excel Group, LLC, 06-1050 at p. 3 (La.9/1/06), 936 So.2d 1246, 1248, we explained that an employer’s actions in providing poor working conditions might be considered negligent, or even grossly negligent, but were not intentional:

Applying these precepts to the instant case, we cannot say plaintiffs injuries were the result of an intentional act by defendants. Even accepting plaintiffs allegations that defendants knew the worksite was congested, noisy and that manlift policies were not enforced, the fact remains that plaintiffs injuries were not an inevitable consequence of these actions. Defendants’ actions may have been negligent or even grossly negligent, but they were not intentional.

This court must determine whether a question of fact remains as to whether

GMI and Industrial either consciously desired the physical result of their act,

whatever the likelihood of that result happening from their conduct or knew that the

result was substantially certain to follow.

After reviewing the record herein, we find no evidence from Plaintiffs

indicating that they will be able to establish that the employer either consciously

desired this result or knew that the physical injury was substantially certain to follow

the conduct. There is no evidence that modifications to the helicopter contributed to

the injury or that the injury would not have occurred but for the modifications.

17 Further, Plaintiffs’ reference to the previous fall does not raise issues of fact as to the

safety of the operation because the other employee, Cedillo, admitted that he was not

secured by the harness. Mike Richard’s deposition testimony was that he had been

piloting the deer netting operation with the helicopter configuration as it was on the

date of the accident for a number of years and at least since 2005. He stated that he

believed the operation to be safe, that he believed the harness to be safe, that he

always asked the netters if their harnesses were secured before takeoff, and that he

asked Mr. Hebert if his harness was secured prior to takeoff on the day of the

incident. Mr. Hebert’s deposition testimony indicates that he did not believe the deer

netting procedure was unsafe prior to the accident, but decided it was unsafe in

hindsight. None of the conduct complained of by Plaintiffs suggests that Defendants

knew that the likelihood of injury was near the level of inevitability required to

establish an intentional tort. Therefore, we find that no question of fact remains and

that Defendants did not know and had no reason to know that injury was substantially

certain to occur under the circumstances. Accordingly, we find no error in the trial

court’s decision to grant summary judgment in this regard.

Spoliation of Evidence

The trial court found that Mr. Hebert could not succeed on a spoliation of

evidence claim against Defendants, granted Defendants’ motion for summary

judgment, and denied Mr. Hebert’s cross-motion on that issue.

Spoliation constitutes “a tort action against someone who has impaired the party’s ability to institute or prove a civil claim due to negligent or intentional [destruction] of evidence.” McCool v. Beauregard Mem’l Hosp., 01-1670, p. 2 (La.App. 3 Cir. 4/3/02), 814 So.2d 116, 118. Thus, in order to state a cause of action in spoliation one must demonstrate two elements: (1) the intentional or negligent

18 destruction of evidence and (2) that the first element was for the purpose of depriving the plaintiff of its use.

Arnold v. Brookshire Grocery Co., 09-44, p. 2 (La. App. 3 Cir. 05/06/09), 10 So.3d

1279, 1280.

“The tort of spoliation of evidence has its roots in the evidentiary doctrine of

‘adverse presumption,’ which allows a jury instruction for the presumption that the

destroyed evidence contained information detrimental to the party who destroyed [it]

unless such destruction is adequately explained.” Longwell v. Jefferson Parish Hosp.

Serv. Dist. No. 1, 07-259, p. 6 ( La.App. 5 Cir. 10/16/07), 970 So.2d 1100, 1104, writ

denied, 07-2223 (La. 1/25/08), 973 So.2d 756 (citations omitted). Even statutory

immunity from tort liability “does not, of itself, shield the employer from a claim for

economic injury that the employee may suffer as a result of the employer’s

post-accident conduct, whether intentional or negligent, that may impair the

employee’s ability to recover tort damages for his injuries from third parties.” Carter

v. Exide Corp., 27,358, p. 12 (La.App. 2 Cir. 9/29/95), 661 So.2d 698, 704 (citations

omitted). The issue is the same, “Did the defendant have a duty to preserve the

evidence for the plaintiff, whether arising from a statute, a contract, a special

relationship between the parties, or an affirmative agreement or undertaking to

preserve the evidence?” Id.

In its reasons for judgment, the trial court stated that the undisputed facts

showed that the pilot, Mike Richard, did not remove the harness from Mr. Hebert’s

body for fear of aggravating his injuries, that Mr. Richard tried to retrieve the harness

on the same date the accident occurred, and that hospital personnel in Mexico had cut

away the harness and disposed of it. The record, however, reveals that Ramon

Rangel, another Richard employee, went to the hospital, which was in Eagle Pass,

19 Texas, not Mexico, the day after the accident, not the day of the accident, and was

told that the harness had been discarded.

The trial court did not discuss the three-foot piece of webbing, or lanyard, that

was attached to the harness or the carabiner that attached the other end of the lanyard

to the seatbelts in the helicopter. Mike Richard testified that he saw the lanyard

trailing out of the helicopter with Mr. Hebert when he fell. Ramon Rangel was

working on the ground, heard of the accident, and arrived at the scene within minutes.

He stated that Mike Richard told him to stay with Mr. Hebert while he went to find

a board to stabilize his back. Mike Richard left in the helicopter. Rangel testified

that he saw the harness still on Mr. Hebert’s back as he lay there on the ground, but

he did not see the three-foot strip of lanyard.

Mike Richard returned in the helicopter with the board. Men on the ground

helped put Mr. Hebert in the helicopter, and Rangel rode with him in the helicopter

to the hospital in Eagle Pass. Rangel said that he watched the hospital personnel in

the emergency room cut away the harness. No one asked for the harness at that time.

By the next afternoon, Mike Richard had obtained another harness and lanyard from

Paul Marks and had lined up another netter to finish the deer netting job in Mexico.

He asked Rangel to check at the hospital in Eagle Pass to see about the harness.

There appears to be no explanation for the missing lanyard and carabiner that

was supposed to have tethered Mr. Hebert’s harness to the seat belts in the helicopter,

and that Mike Richard indicated was still attached to the harness and trailing out of

the helicopter behind Mr. Hebert. As stated, the trial court did not discuss the

missing lanyard and carabiner, important elements in the restraint system that

apparently never made it to the hospital.

20 Defendants argue that Mr. Hebert, like Mr. Cedillio before him, failed to

buckle himself into the helicopter and that his fall was his own fault. Mr. Hebert even

apologized to the Richards for failing to buckle up and for causing them so much

trouble. The record, however, reveals issues of material fact regarding whether the

buckles, i.e., the carabiner and other connecting devices, did not catch, or otherwise

failed when they were engaged. We note that, in a tort suit, a plaintiff’s comparative

negligence merely reduces his recovery; it does not bar his suit. La.Civ.Code Art.

2323.

In Longwell, 970 So.2d 1100, the court found that a hospital’s inadvertent loss

or destruction of x-ray images taken during a procedure, in violation of a statutory

duty to keep records for three years, did not support the patient’s claim for spoliation

of evidence absent any evidence that the loss or destruction was intentional. There,

the violation of the duty to keep the records was, however, actionable in negligence.

Here, the record creates genuine issues of fact regarding whether Mike

Richard’s actions in failing to preserve the lanyard, carabiner, and harness were

intentional or merely negligent precluding summary judgment in favor of Mr. Hebert

on his cross motion. Therefore, both summary judgments on spoliation, Defendants’

and Plaintiffs’, should have been denied. In this case, this is a question to be resolved

by a trial on the merits.

CONCLUSION

Based upon the foregoing, we reverse the summary judgments granted to

Defendants on employment status/tort immunity and spoliation of evidence. We

affirm the denial of Plaintiffs’ cross motion for summary judgment on the issue of

21 spoliation and Defendants’ motion with regard to intentional tort. We remand the

case to the trial court for further proceedings consistent with this opinion and for a

trial on the merits on all of the above issues. Costs of this appeal are assessed

seventy-five percent to Defendants and twenty-five percent to Plaintiffs.

REVERSED IN PART, AFFIRMED IN PART, AND REMANDED.

22 STATE OF LOUISIANA COURT OF APPEAL, THIRD CIRCUIT

J. ORAN RICHARD, ET AL.

THIBODEAUX, Chief Judge, dissenting in part.

I agree with the majority on all issues, except its treatment of intentional

tort. I would reverse the judgment of the trial court on this issue.

The trial court performed no legal or factual analysis in its written

reasons for granting summary judgment to the defendants on the issue of intentional

tort. The court merely stated the defendant’s contentions that Mr. Hebert

acknowledged that the Richards had been like family to him and further

acknowledged his belief that they would not assign him a task that would almost

certainly result in his injury. The trial court later stated that summary judgment was

granted on this issue “for the reasons more fully set forth above.” The record does

not support summary judgment on the issue of intentional tort.

The record reveals that deer netting was a dangerous activity, that the

harness was nine to twelve years old at the time of Mr. Hebert’s injury, and that the

harness was a climbing harness not intended for deer netting. The record further

reveals that the instruction on the use of the harness lasted five to fifteen minutes in

2003, and that the hookups for the harness were further modified in the four years

between Mr. Hebert’s first deer netting activity in 2003 and the time of his accident

in 2007. Moreover, another Industrial employee, Luis Cedillio, had fallen from the helicopter using the same harness and restraint system during a deer netting activity

in Mexico, prior to Mr. Hebert’s fall.

To succeed on an intentional tort claim, the employee must prove the

employer’s intent which is defined as: (1) consciously desiring the physical results

of the particular conduct, or (2) knowledge that the physical results were substantially

certain to follow the conduct. Bazley v. Tortorich, 397 So.2d 475 (La.1981). Here,

Mr. Hebert does not assert that the defendants consciously desired that he suffer

injury. Rather, he contends that the defendants, Industrial and GMI, knew that

physical injuries were substantially certain to follow the continued use of the harness

and helicopter as they were being used for deer netting activities in Mexico. The

question does not revolve around any past belief or trust by Mr. Hebert in the Richard

family, for whom he had worked since he was approximately eighteen years old.

Knowledge is the condition of the defendant’s mind. See Carey v. UMC (United

Mechanical Contractors), 553 So.2d 472 (La.1989). The question is the knowledge

by GMI and Industrial that physical injuries were substantially certain to occur with

the harness and helicopter modifications they incorporated for the deer netting

activities in Mexico.

In Wainwright v. Moreno’s, Inc., 602 So.2d 734 (La.App. 3 Cir. 1992),

an employee, injured when a ten foot ditch in which he was working caved in on him,

alleged an intentional act by his employer where the employer’s foreman ordered the

employee into the ditch which had caved in the day before. In affirming the trial

court’s judgment in favor of the employee, our court discussed the Louisiana

Supreme Court’s decision in Bazley and the meaning of intentional tort:

The meaning of intent in this context is that the defendant either desired to bring about the physical results of his act or believed they were substantially certain to follow from what he did. Several courts of appeal have stated the two

2 prongs of the definition in the conjunctive, thus requiring a plaintiff to prove, in order to recover, that the defendant desired the physical results of his act in every case. Intent is not, however, limited to consequences which are desired. If the actor knows that the consequences are certain, or substantially certain, to result from his act, and still goes ahead, he is treated by the law as if he had in fact desired to produce the result.

Wainwright, 602 So.2d at 738 (quoting Bazley, 397 So.2d at 482) (citations omitted)

(emphasis added).

In Wainwright, testimony showed that the employer knew that the dirt

was sloughing off the sides of the ditch. The court also considered evidence that the

Occupational Safety and Health Act (OSHA) required that the sides of a ditch in

unstable or soft material, “which sides are more than five feet in depth, shall be

shored, sheeted, braced, sloped, or otherwise supported.” Wainwright, 602 So.2d at

739. There, based upon the facts, we found that the employer knew that the cave-in

was substantially certain to follow.

Here, Mr. Hebert cited numerous violations of FAA (Federal Aviation

Act) rules regarding Mike Richard’s failures to report or log the flights and the

harness and helicopter modifications in Mexico. Mr. Hebert further argues that the

conversion of the harness violated OSHA (Occupational Safety and Health Act) and

ANSI (American National Standards Institute) standards and violated the LPLA

(Louisiana Products Liability Act). A violation of safety standards, without more, is

generally not sufficient for proving an intentional tort. See Williams v. Gervais F.

Favrot Co., Inc., 573 So.2d 533 (La.App. 4 Cir.), writ denied, 576 So.2d 49

(La.1991). In this case, however, there is more, and the use, conversion, and

modification of an old climbing harness as fall protection, the modification of an

aircraft for a questionable “cash only” activity in a foreign country, and the assertion

of numerous regulatory violations, along with the testimony, are sufficient to at least

3 create genuine issues of material fact precluding summary judgment on what the

employer was thinking.

Paul Marks testified that Mike Richard talked to him around 2003 about

a harness for holding a deer netter in a helicopter, and Marks gave Richard the

climbing harness that he happened to have in his truck. Marks further testified that

the lanyard that came with the harness was too long, and that he had purchased a

shorter strip of webbing for Industrial’s use. Mike Richard testified that he did not

consult any OSHA, ANSI, or CSA regulations when he devised the restraint system

and helicopter modifications for the deer netting activities. Additionally, Paul Marks

testified that in 2003 he had spent only five to fifteen minutes showing Mr. Hebert,

Neil Gremillion, and Luis Cedillio how to use the harness and webbing.

Marks further testified that Mike Richard had changed the configuration

of the restraint system before Mr. Hebert’s fall in 2007, using a carabiner hook-up

instead of the closed loop system that Marks had suggested. Mike Richard testified

that, where seconds count, the carabiner provided a quicker connect. The record

reveals that there was no significant safety training on deer netting from a helicopter,

with little more than Mike Richards’s reminder to buckle up. Various testimony

indicated that deer netting could be an adventure, a young man’s sport, but that it was

very physical and involved hard work for about twelve hours a day, from sun-up to

sun-down. Evidence of fall instruction or training on physical techniques for

minimizing injury should one fall from the helicopter while netting deer is non-

existent.

The first circuit in Abney v. Exxon Corp., 98-0911 (La.App. 1 Cir.

9/24/99), 755 So.2d 283, writ denied, 99-3053 (La. 1/14/00), 753 So.2d 216, affirmed

the trial court’s award of damages to welders who brought a tort action against their

4 employer for exposure to known human carcinogens. There, the welders complained

that each time they worked in the tower they suffered nose bleeds and health

problems. The court articulated that “[a] distinguishing feature in determining

whether the conduct complained of meets the ‘substantial certainty’ test is whether

the event has occurred before or whether the injury has manifested itself before.” Id.

at 288. In the present case, the event, a fall from the helicopter during deer netting,

had occurred before.

In Clark v. Division Seven, Inc., 99-3079 (La.App. 4 Cir. 12/20/00), 776

So.2d 1262, writ denied, 01-183 (La. 3/16/01), 787 So.2d 318, the fourth circuit

affirmed the trial court’s finding of intentional tort in favor of a roofer who sustained

injuries when he fell from a wet roof while working on a church about three stories

high. There, the employer required the roofer to return to the roof after each heavy

rainfall, even after the roofers had complained that the roof was too slippery and

another roofer had slid off the roof, but caught himself on a block of wood before

hitting the ground.

Similarly, Mr. Hebert asserts that he had recently stated he was too old

to do the deer netting and that it was unsafe. He told Mike Richard that he did not

want to go in 2007 when the accident occurred, but Richard replied that he wanted

him there. Mr. Hebert had not done the activity since the first trip approximately four

years before, and Mike Richard knew that Mr. Hebert did not want to go. Deer

netting was not part of Mr. Richard’s regular duties. Another Industrial employee,

Luis Cedillio, had fallen from the same helicopter, modified in Mexico, using the

same harness that Mr. Hebert used when he fell. Luis Cedillio did not report any

injuries and testified that he had simply forgotten to buckle up. Testimony indicated

that Mr. Cedillio netted regularly and was considered a flying squirrel because of his

5 size and agility, and that he had hit the ground running. Mr. Hebert, however, was

a big man, weighing 250 to 270 pounds, and the restraint system had to be adjusted

for him. Mr. Hebert asserts that he went because he feared losing his job with

Industrial.

In view of Wainwright, Abney, and Clark, the total facts and

circumstances at least create material issues of fact that preclude the granting of the

defendants’ motion for summary judgment on Mr. Hebert’s alternative claim of

intentional tort. See also Williams v. Ingredient Tech. Corp., 470 So.2d 283 (La.App.

5 Cir. 1985) (reversed summary judgment for the defendants due to issues of fact

regarding whether supervisor must have believed and known that injury was

substantially certain to result from his instructions); and see McDonald v. Gonzales,

479 So.2d 9 (La.App. 5 Cir. 1985) (reversed summary judgment due to issues of fact

regarding whether the foreman who ordered the painter to continue working after his

complaints of dizziness was substantially certain that the result would follow).

Finally, the majority applies the incorrect methodology in its

determination that summary judgment was appropriate on this issue. The majority’s

assertion that “we find no evidence from Plaintiff indicating that he will be able to

establish that the employer either consciously desired this result or knew that the

physical injury was substantially certain to follow the conduct” is simply wrong. The

test is not whether a plaintiff would be able to establish an element of proof; rather,

the test is whether one could establish it. David W. Robertson, Summary Judgment

and Burden of Proof, 45 La. B.J. 331 (1997).

For the foregoing reasons, I respectfully dissent in part.

6 NUMBER 10-1417

COURT OF APPEAL, THIRD CIRCUIT

STATE OF LOUISIANA

AMY, J., concurring in part and dissenting in part.

I agree with the majority opinion insofar as it affirms the summary judgment

entered on the intentional tort issue. I, therefore, concur in that part of the opinion.

However, I respectfully dissent from the majority’s conclusions on the other issues,

as I would affirm each of the summary judgments entered by the trial court.

First, I find that the defendants sustained their burden of proof with regard to

borrowed employee status since, in my opinion, the parties’ submissions lead only to

the conclusion that La.R.S. 23:1031(C) is applicable to this employment situation.

Undoubtedly Mr. Hebert was an employee of Industrial Helicopters. However, the

evidence demonstrates that one of Industrial’s functions was to provide its fleet and

employees to Game Management for the furtherance of the latter company’s

operations. Thus, I find that, at the time of the accident, Mr. Hebert was fulfilling the

roles of both companies under the borrowed employee factors. See Perry v. Perry &

Sons Vault & Grave Serv., 03-1519 (La.App. 3 Cir. 5/12/04), 872 So.2d 611; Green

v. Popeye’s, Inc., 619 So.2d 69 (La.App. 3 Cir. 1993). In fact, in light of the dual

roles played by the management personnel, it seems to me that the factors, by and

large, are equally applicable to both companies. Thus, I would affirm this aspect of

the trial court’s ruling.

Neither do I find error in the summary judgment entered regarding spoliation

of the evidence. In short, the plaintiff produced no evidence indicating that he will be able to prove that the defendant failed to retain the subject harness in order to

deprive the plaintiff of its use.

For these reasons, I would affirm the trial court’s ruling in full.