Tommasetti v. Barnhart

CourtCourt of Appeals for the Ninth Circuit
DecidedJuly 17, 2008
Docket06-55999
StatusPublished

This text of Tommasetti v. Barnhart (Tommasetti v. Barnhart) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Tommasetti v. Barnhart, (9th Cir. 2008).

Opinion

FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT

ANTHONY TOMMASETTI,  Plaintiff-Appellant, No. 06-55999 v.  D.C. No. CV-04-09812-PJW MICHAEL J. ASTRUE,* Commissioner of Social Security, OPINION Defendant-Appellee.  Appeal from the United States District Court for the Central District of California Patrick J. Walsh, Magistrate Judge, Presiding

Argued and Submitted February 15, 2008—Pasadena, California

Filed July 17, 2008

Before: Stephen S. Trott, Richard R. Clifton, and Consuelo M. Callahan, Circuit Judges.

Opinion by Judge Callahan

*Michael J. Astrue is substituted for his predecessor Jo Anne Barnhart as Commissioner of the Social Security Administration. Fed. R. App. P. 43(c)(2).

8827 8830 TOMMASETTI v. ASTRUE

COUNSEL

Young Cho, Esq., Law Offices of Lawrence D. Rohlfing Attorneys At Law, for plaintiff-appellant Anthony Tomma- setti. TOMMASETTI v. ASTRUE 8831 Peter D. Keisler, Assistant Attorney General, George S. Car- dona, Acting United States Attorney, Lucille Gonzales Meis, Regional Chief Counsel, Region IX, and Geralyn A. Gulseth (Argued), Special Assistant U.S. Attorney, for defendant- appellee Michael J. Astrue, Commissioner of Social Security.

OPINION

CALLAHAN, Circuit Judge:

Anthony Tommasetti (“Tommasetti”) filed an application for Social Security benefits claiming that he was unable to work because of lower back pain and diabetes mellitus. After an initial denial of that application, and following what the district court characterized as an “administrative odyssey,” the Social Security Appeals Council remanded Tommasetti’s claim to a new Administrative Law Judge (“ALJ”) to conduct a de novo hearing. At that hearing, the ALJ took testimony from a medical expert, a vocational expert (“VE”), and Tom- masetti. After largely rejecting the opinion of one of Tomma- setti’s treating physicians and finding Tommasetti’s testimony not credible, the ALJ concluded, based almost entirely on the VE’s testimony, that Tommasetti could perform his past work. Alternatively, the ALJ found that Tommasetti could perform other work in the national economy and local econ- omy. The Appeals Council declined jurisdiction over Tomma- setti’s appeal, and the district court affirmed the ALJ’s decision as supported by substantial evidence.

We hold that the ALJ provided “clear and convincing” rea- sons for rejecting Tommasetti’s testimony as not credible. See Smolen v. Chater, 80 F.3d 1273, 1283-84 (9th Cir. 1996). We further conclude that the ALJ provided “specific and legiti- mate” reasons based on substantial evidence for her partial rejection of the treating physician’s opinion. See Lester v. Chater, 81 F.3d 821, 830-31 (9th Cir. 1995). Finally, we hold 8832 TOMMASETTI v. ASTRUE that although the ALJ erred in finding that Tommasetti could perform past work, see Johnson v. Shalala, 60 F.3d 1428, 1434-35 (9th Cir. 1995), this error was harmless because the ALJ properly decided that Tommasetti could perform other work in the economy. See Robbins v. Soc. Sec. Admin., 466 F.3d 880, 885 (9th Cir. 2006). Accordingly, we affirm the dis- trict court’s decision.

I. Background

A. Tommasetti’s Relevant Personal and Medical History

Tommasetti was 53 years old on the alleged date of onset of his medical conditions at issue here, and he was 59 years old when his disability insurance expired in December 1999. Tommasetti attended college in Italy, has training in electron- ics, and previously worked as an electronics technician and TV repair person. He was involved in a car accident in April 1994 and was in pain until October 1994. Later that year he fell off a ladder while working. He was involved in subse- quent car accidents in 1999 and 2000.

While Tommasetti saw several physicians, at issue on appeal is Dr. Andrea Nachenberg’s reports based on her inter- mittent treatment of Tommasetti.1 Dr. Nachenberg first saw Tommasetti in March 1995, at which time she noted his claims of back pain and inability to stay in one position for more than ten minutes. Upon conducting a physical exam she noted “no evidence of weakness” and “minimal tenderness” on palpation. She diagnosed a “probable lumbosacral strain superimposed on osteoarthritis of the lumbar spine.” She saw him again in July 1996 for right shoulder and right knee pain, and in October 1996 for lower back pain. An x-ray of his back revealed spurring and narrowing of the L4-5 and L5-S1 inter- spaces. Tommasetti again saw Dr. Nachenberg in March 1997 and November 1997 about lower back pain. In December 1 Dr. Nachenberg did not testify at the administrative hearing. TOMMASETTI v. ASTRUE 8833 1997, Dr. Nachenberg wrote a letter that summarized Tomma- setti’s medical history and concluded that she did “not expect him to recover significantly at this time.” Dr. Nachenberg next saw Tommasetti in September 1998 and completed a “Musculoskeletal System Residual Functional Capacity Ques- tionnaire” (“Questionnaire”). She stated that Tommasetti could sit continuously for ten minutes, and for up to four hours in an eight-hour workday; stand continuously for thirty minutes, and for up to two hours in an eight-hour workday; required use of a lumbosacral corset; and could at most occa- sionally lift ten pounds.

B. Hearing Testimony

Tommasetti testified at the hearing before the ALJ regard- ing his lower back pain and diabetes. He testified that he could not stand, walk, climb ladders, or work; but that he could have a job where he was on his feet for no more than two hours a day, without ladder-climbing. He claimed that at the time in question he could lift at most a few pounds. He also stated that he stopped taking prescribed medicine in 1995 or 1996 due to dizziness, and he could not recall if a doctor had prescribed the walking cane he intermittently used. He further testified that he had made no attempts to work and that he supported himself with $97,000 in savings. Contrary to previous representations, Tommasetti testified that diabetes was not a disabling problem and that medication properly controlled it.

At the hearing, the ALJ took testimony from Dr. Wiseman, an agency medical expert who testified based on his review of Tommasetti’s medical records. The ALJ found Dr. Wise- man’s testimony to be “somewhat equivocal.” Although Dr. Wiseman opined that Tommasetti had elected to limit himself based on self-chosen limitations, he refused to definitively assess Tommasetti’s condition. Instead, he merely “accepted” what Dr. Nachenberg stated. He did not, however, explicitly endorse Dr. Nachenberg’s assessment. 8834 TOMMASETTI v. ASTRUE The VE testified regarding Tommasetti’s ability to perform his prior work and other work in the national economy and local economy. The VE noted that Tommasetti previously worked in electronics assembly and TV repair. The VE responded to hypothetical questions based on the following residual functioning capacity: capable of lifting up to ten pounds, standing or walking for six hours in an eight-hour workday (in two-hour increments), and sitting for six hours in an eight-hour workday.

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Related

Heckler v. Campbell
461 U.S. 458 (Supreme Court, 1983)
Orn v. Astrue
495 F.3d 625 (Ninth Circuit, 2007)
Robbins v. Social Security Administration
466 F.3d 880 (Ninth Circuit, 2006)
Johnson v. Shalala
60 F.3d 1428 (Ninth Circuit, 1995)
Smolen v. Chater
80 F.3d 1273 (Ninth Circuit, 1996)
Lester v. Chater
81 F.3d 821 (Ninth Circuit, 1995)
Meanel v. Apfel
172 F.3d 1111 (Ninth Circuit, 1999)
Tackett v. Apfel
180 F.3d 1094 (Ninth Circuit, 1999)

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