Tomasello, Louis v. Rubin, Robert

CourtCourt of Appeals for the D.C. Circuit
DecidedFebruary 23, 1999
Docket97-5233
StatusPublished

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Tomasello, Louis v. Rubin, Robert, (D.C. Cir. 1999).

Opinion

United States Court of Appeals

FOR THE DISTRICT OF COLUMBIA CIRCUIT

Argued November 6, 1998 Decided February 23, 1999

No. 97-5233

Louis Tomasello, Jr.,

Appellant

v.

Robert E. Rubin, Secretary,

Department of the Treasury,

Appellee

Appeal from the United States District Court

for the District of Columbia

(No. 93cv01326)

John F. Karl, Jr. argued the cause for the appellant. John W. Davis entered an appearance for the appellant.

Rudolph Contreras, Assistant United States Attorney, ar- gued the cause for the appellee. Wilma A. Lewis, United States Attorney, and R. Craig Lawrence, Assistant United States Attorney, were on brief for the appellee.

Before: Wald, Williams and Henderson, Circuit Judges.

Opinion for the court filed by Circuit Judge Henderson.

Karen LeCraft Henderson, Circuit Judge: Appellant Louis Tomasello, formerly employed by the Alcohol Tobacco and Firearms Bureau (ATF) of the United States Depart- ment of the Treasury (Treasury), sued Treasury, making numerous claims arising from ATF's alleged violations of the Privacy Act, 5 U.S.C. s 552a, the Age Discrimination in Employment Act (ADEA), 29 U.S.C. s 633, and Title VII of the Civil Rights Act, 42 U.S.C. ss 2000e et seq., during his long-time employment as an ATF agent. Using an advisory jury, the district court conducted a bench trial and at its conclusion awarded Tomasello $2000 under the Privacy Act, dismissed the ADEA retaliation claims based on sovereign immunity, granted judgment as a matter of law to Treasury on the Title VII hostile work environment and constructive discharge claims and rejected the advisory jury's verdict in Tomasello's favor on the Title VII claims arising before November 1991. With respect to the post-November 1991 Title VII claims, the jury heard and rejected them. Tomasel- lo raises several challenges on appeal: (1) he is entitled under the Privacy Act to $1,000 for each violation; (2) damages under the Privacy Act are not limited to pecuniary losses; (3) the district court improperly dismissed his ADEA retaliation claims based on sovereign immunity; (4) the pre-November 1991 discrimination claims should have been tried by the jury as part of a continuing violation; (5) the hostile work environ- ment and constructive discharge claims should have been submitted to the jury; and (6) in rejecting the advisory jury's verdict on Tomasello's pre-November 1991 Title VII retalia- tion claims, the district court erred in finding no retaliation based on Tomasello's failure to establish a causal connection between his discrimination complaints and his non- promotions. Although we do not reach the issues of the availability of non-pecuniary damages under the Privacy Act and whether the government has waived its sovereign immu- nity from an ADEA retaliation claim, we affirm the district court in all other respects.

I.

Tomasello, a Sicilian-American, joined ATF in March 1971. In 1980 ATF posted Tomasello to Boston as a senior opera- tions officer. In 1983 ATF named Terence McArdle, an Irish-American, its special agent in charge (SAC) in Boston. There followed a series of events that Tomasello claims demonstrated discrimination by Irish-American ATF person- nel against Italian-American ATF personnel.

In 1984 Tomasello was investigated for allegedly associat- ing with members of the Mafia. That year, Tomasello al- leged, McArdle remarked to him "Why can't I say 'guinea' in front of an Italian?," JA 306--a remark McArdle denied making.

In 1985 McArdle appointed Tomasello as supervisor of Group B, a group of criminal investigators, after becoming disappointed with the performance of William Pickett, an Irish-American, as Group B supervisor. Tomasello claimed that Group B's morale and performance improved under his leadership but that McArdle subsequently undercut his per- formance by replacing experienced agents with inexperienced ones.

In May 1987 McArdle selected John Dowd, an Irish- American, over Tomasello as a supervisory criminal investiga- tor although, Tomasello claimed, he was better qualified than Dowd and McArdle had once referred to Dowd as "the worst supervisor in New England." JA 709.

In 1988, according to Tomasello, he approached McArdle and complained about what he thought were McArdle's inap- propriate and discriminatory remarks. A few months later Tomasello's annual performance evaluation, completed by as- sistant SAC (ASAC) Darrell Dyer, included an overall rating of "Fully Successful"--two levels below the "Outstanding" rating Tomasello had received the year before but neverthe- less consistent with the majority of his annual evaluations.

In October 1988 McArdle reprimanded Tomasello and oth- er agents for playing golf instead of attending a mandatory meeting during a two-day ATF seminar. The incident was

included in Tomasello's subsequent performance appraisal because Tomasello was the only supervisor to have missed the mandatory meeting.

In February 1989 Tomasello met with McArdle to discuss Tomasello's complaints of discrimination. Shortly thereafter, ASAC Dyer sent Tomasello a letter requesting additional information about an emergency expense fund expenditure Tomasello had approved. ATF headquarters had requested the information from Dyer. Tomasello admitted the expendi- ture form was incorrect but attributed the error to misleading instructions. Dyer also questioned Tomasello's request for funds for a Lincoln Town Car.

In May 1989 Tomasello wrote a "position paper" outlining what he believed to be McArdle's discriminatory treatment of him. He gave the paper to McArdle and eventually it went to ATF's chief counsel's office in Washington, D.C. Tomasello claims that subsequently McArdle began a campaign to re- cruit Italian-Americans in an effort to blunt his complaints of discrimination. According to Tomasello, in November of that year McArdle recruited Peter Gagliardi, an Italian-American, to take over Project Achilles (a group Tomasello had helped establish to work with local law enforcement in apprehending armed career criminals). In November, McArdle appointed Gagliardi to that position. When Gagliardi was promoted and relocated to Washington, D.C. six months later,1 Frank Hart, who had run a similar program in Chicago and had already been slated to fill a different position in Boston, transferred laterally into the vacant position. Tomasello had by then been transferred to the Concord, New Hampshire office (allegedly to prevent him from receiving extra locality pay available to Boston agents).2 Because, according to Tomasel- lo, announcement of the opening was withheld from the Concord office, he was barely able to meet the application deadline. When Hart was selected for the position, Tomasel-

__________ 1 By the time of trial, Gagliardi was fourth in command at ATF.

2 Tomasello claimed that he had objected to being moved to Concord although he had more than once expressed a desire to transfer there.

lo applied for the position Hart had been intended to fill but instead Michael Catlett, an Italian-American, was chosen.

On November 26, 1990 Tomasello filed the first of eight complaints with ATF's equal employment opportunity officer. Tomasello contends that this action triggered a series of retaliatory acts beginning with McArdle's taunt "[W]hatever you give me, I'll give you back double."

In early 1991 while Tomasello was conducting training in Glynco, Georgia, he asked ASAC Dyer about reimbursement for additional return trips to Boston. Before faxing his response, Dyer telephoned the Georgia training facility and told the individual he spoke with that he was sending a fax and that it contained confidential information.

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