TN v. US Dept Transp

Court of Appeals for the Sixth Circuit·Decided April 23, 2003·No. 01-5373·Published

Opinion

5(&200(1'(' )25 )8//7(;7 38%/,&$7,21 3XUVXDQW WR 6L[WK &LUFXLW 5XOH   6WDWHRI7HQQHWDOY8QLWHG 1R (/(&7521,& &,7$7,21  )(' $SS 3 WK &LU 6WDWHV'HSjWRI7UDQVSHWDO )LOH 1DPH DS

BBBBBBBBBBBBBBBBB 81,7('67$7(6&28572)$33($/6 &2816(/ )257+(6,;7+&,5&8,7 $5*8('%DUU\7XUQHU2)),&(2)7+($77251(< BBBBBBBBBBBBBBBBB *(1(5$/1DVKYLOOH7HQQHVVHHIRU$SSHOODQWV0LFKDHO 65DDE81,7('67$7(6'(3$570(172)s867,&( :DVKLQJWRQ '& IRU $SSHOOHHV  21 %5,()  %DUU\ 67$7( 2) 7(11(66((DQG ; 7XUQHU 2)),&( 2) 7+( $77251(< *(1(5$/ 7(11(66(( '(3$570(17 2)  1DVKYLOOH7HQQHVVHHIRU$SSHOODQWV0LFKDHO65DDE0DUN (19,5210(17 $1'  %6WHUQ81,7('67$7(6'(3$570(172)s867,&(  1R :DVKLQJWRQ '& )UD]HU & +LOGHU 81,7(' 67$7(6 &216(59$7,21  '(3$570(17 2) 75$163257$7,21 5(6($5&+ 3ODLQWLIIV$SSHOODQWV ! $1' 63(&,$/ 352*5$06 $'0,1,675$7,21   :DVKLQJWRQ '& 3HWHU s 3ORFNL 81,7(' 67$7(6 Y  '(3$570(17 2) 75$163257$7,21 2)),&( 2)  7+( *(1(5$/ &2816(/ :DVKLQJWRQ '& *UDQW & 81,7(' 67$7(6 '(3$570(17  *ODVVIRUGsDPHV(*D\ORUG672.(6%$57+2/20(:  (9$16  3(75(( 1DVKYLOOH 7HQQHVVHH IRU $SSHOOHHV 2) 75$163257$7,21 /DZUHQFH : %LHUOHLQ 0F&$57+< 6:((1(<  5(6($5&+ $1' 63(&,$/  +$5.$:$<:DVKLQJWRQ'&IRU$PLFL&XULDH 352*5$06 $'0,1,675$7,21  DQG$662&,$7,21 2) :$67(  BBBBBBBBBBBBBBBBB +$=$5'286 0$7(5,$/6  23,1,21 75$163257(56  BBBBBBBBBBBBBBBBB 'HIHQGDQWV$SSHOOHHV   0$57+$&5$,*'$8*+75(<&LUFXLWsXGJH,QWKLV 1 DSSHDOWKH6WDWHRI7HQQHVVHHDQGWKH7HQQHVVHH'HSDUWPHQW $SSHDOIURPWKH8QLWHG6WDWHV'LVWULFW&RXUW RI (QYLURQPHQW DQG &RQVHUYDWLRQ FKDOOHQJH WKH GLVWULFW IRUWKH0LGGOH'LVWULFWRI7HQQHVVHHDW1DVKYLOOH FRXUWjVGHFLVLRQXSKROGLQJWKH8QLWHG6WDWHV'HSDUWPHQWRI 1Rn7RGGs&DPSEHOO'LVWULFWsXGJH 7UDQVSRUWDWLRQjVGLVDOORZDQFHRIDQDQQXDOIHHLPSRVHGE\ 7HQQHVVHHRQLQWHUVWDWHKD]DUGRXVZDVWHWUDQVSRUWHUVXQGHU $UJXHG6HSWHPEHU WKH 7HQQHVVHH +D]DUGRXV :DVWH 0DQDJHPHQW $FW 7 &  $ †  D  7KHGLVWULFWFRXUWKHOGWKDW 'HFLGHGDQG)LOHG$SULO WKH VWDWH VWDWXWH DXWKRUL]LQJ WKH IHH LV SUHHPSWHG E\ WKH IHGHUDO+D]DUGRXV0DWHULDOV7UDQVSRUWDWLRQ$FW86& %HIRUH6,/(5'$8*+75(<DQG*,/0$1&LUFXLW ††  HW VHT  ,Q UHVSRQVH WR WKH FODLP WKDW WKH IHGHUDO sXGJHV DJHQF\jV DFWLRQ ZDV EDUUHG E\ VRYHUHLJQ LPPXQLW\ WKH GLVWULFWFRXUWDOVRKHOGWKDWWKHGHWHUPLQDWLRQE\WKH8QLWHG

 1R 6WDWHRI7HQQHWDOY8QLWHG   6WDWHRI7HQQHWDOY8QLWHG 1R 6WDWHV'HSjWRI7UDQVSHWDO 6WDWHV'HSjWRI7UDQVSHWDO

6WDWHV 'HSDUWPHQW RI 7UDQVSRUWDWLRQ WKH 86'27  ZDV DQ &RQJUHVVYHVWHGFHQWUDODXWKRULW\RYHUmKD]PDWlUHJXODWLRQLQ mH[HFXWLYH DGPLQLVWUDWLYH DFWLRQl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jV IDYRU ZDV HQWHUHGEHORZWKH6XSUHPH&RXUWDQQRXQFHGLWVGHFLVLRQLQ D *HQHUDO([FHSWDVSURYLGHGLQVXEVHFWLRQV E  F  )HGHUDO0DULWLPH&RPPLVVLRQY6RXWK&DUROLQD6WDWH3RUWV DQG H RIWKLVVHFWLRQDQGXQOHVVDXWKRUL]HGE\DQRWKHU $XWKRULW\866&W  KROGLQJWKDW ODZ RI WKH 8QLWHG 6WDWHV D UHTXLUHPHQW RI D 6WDWH WKH6WDWHRI6RXWK&DUROLQDZDVLPPXQHIURPDFRPSODLQWE\ SROLWLFDO VXEGLYLVLRQ RI D 6WDWH RU ,QGLDQ WULEH LV D SULYDWH SDUW\ EHFDXVH WKH DJHQF\ mDGMXGLFDWLRQl XVHG WR SUHHPSWHGLIo UHVROYHWKHFRPSODLQWDGPLQLVWUDWLYHO\mZDONHGWDONHGDQG VTXDZNHGlOLNHDODZVXLW,GDWBBB6&W+HQFH   FRPSO\LQJ ZLWK D UHTXLUHPHQW RI WKH 6WDWH RXU WDVN LQ WKLV FDVH LV WR GHWHUPLQH ZKHWKHU WKH DJHQF\ SROLWLFDOVXEGLYLVLRQRUWULEHDQGDUHTXLUHPHQWRI GHWHUPLQDWLRQPDGHE\WKH86'27PHHWVWKHmZDONWDONDQG WKLV FKDSWHU D UHJXODWLRQ SUHVFULEHG XQGHU WKLV VTXDZN WHVWl RI )HGHUDO 0DULWLPH &RPPLVVLRQ  ,I VR WKH FKDSWHU RU D KD]DUGRXV PDWHULDOV WUDQVSRUWDWLRQ 6WDWHRI7HQQHVVHHZRXOGEHLPPXQHIURPWKHSURFHHGLQJV VHFXULW\ UHJXODWLRQ RU GLUHFWLYH LVVXHG E\ WKH LQVWLWXWHGLQWKLVFDVHDQGWKHGLVWULFWFRXUWj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††SXUVXDQWWRWKH 86&† D 2EYLRXVO\QRWDOOVWDWHUHTXLUHPHQWV &RPPHUFH &ODXVH LQ $UWLFOH , RI WKH 8QLWHG 6WDWHV DUH SUHHPSWHG DQG WKH SURFHGXUH IRU GHWHUPLQLQJ ZKHWKHU &RQVWLWXWLRQ  7KH VWDWHG LQWHQW RI WKH $FW LV mWR SURYLGH SUHHPSWLRQZLOODSSO\WRDSDUWLFXODUVWDWHSURYLVLRQLVIRXQG DGHTXDWH SURWHFWLRQ DJDLQVW WKH ULVN WR OLIH DQG SURSHUW\ LQVXEVHFWLRQ G  LQKHUHQW LQ WKH WUDQVSRUWDWLRQ RI KD]DUGRXV PDWHULDO LQ FRPPHUFH E\ LPSURYLQJ WKH UHJXODWRU\ DQG HQIRUFHPHQW DXWKRULW\ RI WKH 6HFUHWDU\ RI 7UDQVSRUWDWLRQl   86& †   ,Q DQ HIIRUW WR FUHDWH D FRKHUHQW DSSURDFK WR  7KLV RSLQLRQ TXRWHV WKH VWDWXWH DV LW FXUUHQWO\ UHDGV $OWKRXJK LW ZDV DGGUHVVLQJWKHSUREOHPVSRVHGE\WKHLQWHUVWDWHWUDQVSRUWDWLRQ DPHQGHG RQ 1RYHPEHU   3XE /  DV SDUW RI WKH RI KD]DUGRXV PDWHULDO NQRZQ LQ WKH WUDGH DV mKD]PDWl  +RPHODQG 6HFXULW\ $FW RI  WKH FKDQJHV GR QRW DIIHFW WKH VXEVWDQWLYH DQDO\VLV LQ WKLV FDVH 1R 6WDWHRI7HQQHWDOY8QLWHG   6WDWHRI7HQQHWDOY8QLWHG 1R 6WDWHV'HSjWRI7UDQVSHWDO 6WDWHV'HSjWRI7UDQVSHWDO

Free access — add to your briefcase to read the full text and ask questions with AI

TN v. US Dept Transp, (6th Cir. 2003).

TN v. US Dept Transp (TN v. US Dept Transp) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.