TIRN v. US Dept. of State

673 F.3d 914
CourtCourt of Appeals for the Ninth Circuit
DecidedFebruary 17, 2012
Docket10-17059
StatusPublished

This text of 673 F.3d 914 (TIRN v. US Dept. of State) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
TIRN v. US Dept. of State, 673 F.3d 914 (9th Cir. 2012).

Opinion

673 F.3d 914 (2012)

TURTLE ISLAND RESTORATION NETWORK, a non-profit corporation, Plaintiffs-Appellants,
v.
UNITED STATES DEPARTMENT OF STATE, Defendant-Appellee.

No. 10-17059.

United States Court of Appeals, Ninth Circuit.

Argued and Submitted November 17, 2011.
Filed February 17, 2012.

*915 Holley Horrell, Law Student (argued pursuant to Rule 46-4), Deborah A. Sivas (supervising attorney), Alicia E. Thesing, Robb W. Kapla, Justin Goodwin, Environmental Law Clinic, Mills Legal Clinic of Stanford Law School, Stanford, CA, for the appellant.

David C. Shilton (argued), Ignacia S. Moreno, Assistant Attorney General, Mark R. Haag, David B. Glazer, Kevin W. McArdle, Environmental & Natural Resources Division, U.S. Department of Justice, Washington, D.C., for the appellee.

*916 Before: ALEX KOZINSKI, Chief Judge, JEROME FARRIS, Circuit Judge, and ROBERT W. GETTLEMAN, District Judge.[*]

OPINION

KOZINSKI, Chief Judge:

Turtle Island Restoration Network ("TIRN"), a non-profit environmental organization, appeals from the district court's dismissal of its claim on res judicata grounds. TIRN alleges that the United States Department of State failed to satisfy its consultation and environmental assessment obligations under the National Environmental Policy Act ("NEPA"), 42 U.S.C. § 4321 et seq., and the Endangered Species Act ("ESA"), 16 U.S.C. § 1531 et seq., in conducting annual certifications of countries exempted from the general ban on shrimp imports. Section 609(b) of Public Law 101-162 prohibits the importation of shrimp harvested with technology that may adversely affect sea turtles, except from countries certified to employ a turtle protection program comparable to that of the United States. Pub.L. 101-162, § 609(b), 103 Stat. 988, 1038 (1989). We must decide whether TIRN's current lawsuit for NEPA and ESA violations is precluded by its earlier lawsuits challenging the State Department's regulations implementing the section 609(b)(2) certification process.

I. Background

A. Section 609

One of the primary threats to sea turtles is the use of trawl nets by commercial shrimp harvesting vessels. The nets frequently entrap sea turtles, causing them to drown. To address this problem domestically, the National Marine Fisheries Service ("NMFS") requires domestic shrimp trawlers to use a Turtle Excluder Device ("TED"), a grate that keeps sea turtles and other large animals out of the nets while letting the shrimp pass through. See 50 C.F.R. §§ 223.206-207. Recognizing that this domestic effort alone is inadequate to help the plight of the migrating sea turtles, Congress enacted section 609 to encourage the international conservation of sea turtles. Pursuant to section 609(b), importation of commercially harvested shrimp or shrimp products is prohibited unless the president certifies annually that:

(A) the government of the harvesting nation has provided documentary evidence of the adoption of a regulatory program governing the incidental taking of such sea turtles in the course of such harvesting that is comparable to that of the United States; and
(B) the average rate of that incidental taking by the vessels of the harvesting nation is comparable to the average rate of incidental taking of sea turtles by United States vessels in the course of such harvesting; or
(C) the particular fishing environment of the harvesting nation does not pose a threat of the incidental taking of such sea turtles in the course of such harvesting.

§ 609(b)(2), 103 Stat. at 1038. The President has delegated his certification authority to the State Department. 56 Fed.Reg. 357 (Jan. 4, 1991).

In 1991, the State Department promulgated guidelines implementing section 609(b)(2). See 56 Fed.Reg. 1051 (Jan. 10, 1991) ("1991 Guidelines"). The guidelines *917 were revised in 1993, 1996, 1998 and 1999. See 58 Fed.Reg. 9015 (Feb. 18, 1993) ("1993 Guidelines"); 61 Fed.Reg. 17,342 (Apr. 19, 1996) ("1996 Guidelines"); 63 Fed.Reg. 46,094 (Aug. 28, 1998) ("1998 Guidelines"); 64 Fed.Reg. 36,946 (July 8, 1999) ("1999 Guidelines"). The Guidelines operationalize section 609(b)(2) by establishing a general framework and explaining the types of evidence the State Department will consider in making its decisions.

B. Prior Earth Island Litigation

In the early 1990s, Earth Island Institute, of which TIRN was formerly a part, sued the State Department, alleging that the implementing guidelines conflicted with section 609(b)(2) because they impermissibly restricted the geographical scope of the ban and failed to evaluate actual sea turtle take levels in certified countries. See Earth Island Inst. v. Christopher, 913 F.Supp. 559, 562 (Ct. Int'l Trade 1995) ("Earth Island II"). The Court of International Trade ("CIT") found that the State Department inappropriately restricted the areas to which the ban applied, but concluded that the 1993 Guidelines didn't contravene section 609(b)(2). Id. at 579-80.

When the State Department amended the guidelines to permit importation of shrimp from uncertified countries on a shipment-by-shipment basis, Earth Island and TIRN sued again, claiming that this new provision violated section 609(b)(2). See Earth Island Inst. v. Daley, 48 F.Supp.2d 1064 (Ct. Int'l Trade 1999); Turtle Island Restoration Network v. Mallett, 110 F.Supp.2d 1005 (Ct. Int'l Trade 2000). The CIT sided with TIRN but the Federal Circuit reversed, concluding that the 1999 Guidelines were a permissible interpretation of the statute. Turtle Island Restoration Network v. Evans, 284 F.3d 1282, 1286-87 (Fed.Cir.2002) ("Earth Island III").

In our case, TIRN alleges that the State Department violates its obligations under NEPA and ESA when conducting section 609(b)(2) certifications. TIRN claims that the State Department violated NEPA by failing to prepare an environmental assessment or environmental impact statement evaluating the impact of the country certifications, and failed to provide for public notice and comment. TIRN claims that the State Department violated ESA by failing to consult with other agencies to confirm that the certifications would not jeopardize threatened and endangered species or their habitats.

The government moved for judgment on the pleadings, asserting that TIRN is barred by res judicata in light of its earlier litigation. The district court granted the motion and dismissed TIRN's claims. The court held that TIRN's challenges to the State Department's NEPA and ESA compliance in conjunction with the country certification process "arise from the same transactional nucleus of facts as the previous Earth Island litigation" and are therefore barred by res judicata. TIRN timely appeals.

II. Analysis

Res judicata, also known as claim preclusion, applies only where there is "(1) an identity of claims, (2) a final judgment on the merits, and (3) privity between parties." Tahoe-Sierra Pres. Council, Inc.

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Related

Summers v. Earth Island Institute
555 U.S. 488 (Supreme Court, 2009)
ProShipLine Inc. v. Aspen Infrastructures Ltd.
609 F.3d 960 (Ninth Circuit, 2010)
Turtle Island Restoration Network v. Mallett
110 F. Supp. 2d 1005 (Court of International Trade, 2000)
Earth Island Institute v. Daley
48 F. Supp. 2d 1064 (Court of International Trade, 1999)
Earth Island Institute v. Christopher
913 F. Supp. 559 (Court of International Trade, 1995)
Turtle Island Restoration Network v. Evans
284 F.3d 1282 (Federal Circuit, 2002)

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Bluebook (online)
673 F.3d 914, Counsel Stack Legal Research, https://law.counselstack.com/opinion/tirn-v-us-dept-of-state-ca9-2012.