Timothy Duane Smith v. State of Iowa

CourtSupreme Court of Iowa
DecidedJune 7, 2024
Docket22-0813
StatusPublished

This text of Timothy Duane Smith v. State of Iowa (Timothy Duane Smith v. State of Iowa) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Timothy Duane Smith v. State of Iowa, (iowa 2024).

Opinion

IN THE SUPREME COURT OF IOWA

No. 22–0813

Submitted April 11, 2024—Filed June 7, 2024

TIMOTHY DUANE SMITH,

Appellant,

vs.

STATE OF IOWA,

Appellee.

On review from the Iowa Court of Appeals.

Appeal from the Iowa District Court for Cass County, Greg W. Steensland,

Judge.

Appeal from the denial of postconviction relief for claims of ineffective

assistance of counsel in conducting voir dire, failing to alert the court to jury

misconduct, and failing to call favorable witnesses. DECISION OF COURT OF

APPEALS VACATED; DISTRICT COURT JUDGMENT AFFIRMED. McDonald, J., delivered the opinion of the court, in which all participating justices joined. Christensen, C.J., took no part in the consideration or decision

of the case.

Gary Dickey (argued) of Dickey, Campbell and Sahag Law Firm, PLC,

Des Moines, for appellant.

Brenna Bird, Attorney General, and Genevieve Reinkoester (argued),

Assistant Attorney General, for appellee. 2

MCDONALD, Justice. Timothy Smith was convicted of two counts of sexual abuse in the second

degree for the sexual abuse of his former stepdaughter, H.R. The court of appeals

affirmed his convictions on direct appeal. State v. Smith, No. 18–1500, 2020

WL 1307693 (Iowa Ct. App. Mar. 18, 2020). Smith filed an application for

postconviction relief. As relevant here, Smith argued his trial counsel provided

ineffective assistance (1) in failing to request additional peremptory strikes after

the trial court denied his for-cause challenges to four prospective jurors, (2) in

failing to move for a mistrial due to claimed juror misconduct, and (3) in failing

to call favorable defense witnesses. The postconviction court denied Smith’s

application for postconviction relief. Smith filed this appeal, and we transferred

the case to the court of appeals. The court of appeals held the postconviction

court erred in denying Smith’s claim regarding trial counsel’s failure to request

additional peremptory strikes but did not address the remaining claims. The

court of appeals reversed Smith’s convictions and remanded the case for further

proceedings. We granted the State’s application for further review. Our review is

de novo. See Sothman v. State, 967 N.W.2d 512, 522 (Iowa 2021).

I. This case presents a constitutional question regarding the adequacy of

trial counsel’s representation of Smith. The Sixth Amendment to the United

States Constitution provides, among other things, “[i]n all criminal prosecutions,

the accused shall . . . have the Assistance of Counsel for his defence.” The Sixth

Amendment right to counsel is applicable to the states via selective incorporation

into the Due Process Clause of the Fourteenth Amendment. See Gideon v.

Wainwright, 372 U.S. 335, 342–45 (1963). The Iowa Constitution provides a

parallel right. Specifically, article I, section 10 of the Iowa Constitution provides that “[i]n all criminal prosecutions, and in cases involving the life, or liberty of 3

an individual the accused shall have a right . . . to have the assistance of

counsel.”

The United States Supreme Court has “recognized that ‘the right to

counsel is the right to the effective assistance of counsel.’ ” Strickland v.

Washington, 466 U.S. 668, 686 (1984) (quoting McMann v. Richardson, 397 U.S.

759, 771 n.14 (1970)). Counsel “plays a crucial role in the adversarial system.”

Id. at 685. “[A]ccess to counsel’s skill and knowledge is necessary to accord

defendants the ‘ample opportunity to meet the case of the prosecution’ to which

they are entitled.” Id. (quoting Adams v. United States ex rel. McCann, 317 U.S.

269, 275 (1942)). Thus, the mere presence of a lawyer at trial “is not enough to

satisfy the constitutional command” of the right to the assistance of counsel. Id.

“An accused is entitled to be assisted by an attorney, whether retained or

appointed, who plays the role necessary to ensure that the trial is fair.” Id.

The defendant’s constitutional right to counsel may be violated when the

defendant’s counsel provides ineffective legal representation. To establish a

constitutional claim of ineffective assistance of counsel, the defendant must

prove by a preponderance of the evidence both that counsel breached an

essential duty and that constitutional prejudice resulted. State v. Maxwell, 743 N.W.2d 185, 195 (Iowa 2008). The failure to prove either element defeats the

defendant’s claim. State v. Williams, 695 N.W.2d 23, 28–29 (Iowa 2005). This is

because a violation of the “right to effective representation is not ‘complete’ until

the defendant is prejudiced.” Weaver v. Massachusetts, 582 U.S. 286, 300–01

(2017) (quoting United States v. Gonzalez-Lopez, 548 U.S. 140, 147 (2006)).

To establish that counsel breached an essential duty, the defendant is

required to show that counsel did not meet the standard of performance required

of “a reasonably competent practitioner.” State v. Clay, 824 N.W.2d 488, 495 (Iowa 2012) (quoting Maxwell, 743 N.W.2d at 195). This requires proof “that

counsel made errors so serious that counsel was not functioning as the ‘counsel’ 4

guaranteed the defendant by the Sixth Amendment.” Strickland, 466 U.S. at 687.

In evaluating an attorney’s performance, courts apply a strong presumption that

the attorney acted competently. See id. at 689 (“Judicial scrutiny of counsel’s

performance must be highly deferential.”). “Improvident trial strategy,

miscalculated tactics or mistakes in judgment do not necessarily amount to

ineffective counsel.” Lamasters v. State, 821 N.W.2d 856, 866 (Iowa 2012)

(quoting Hinkle v. State, 290 N.W.2d 28, 34 (Iowa 1980)). “[A] defendant has a

right to effective representation, not a right to an attorney who performs his

duties ‘mistake-free.’ ” Weaver, 582 U.S. at 300 (quoting Gonzalez-Lopez, 548

U.S. at 147).

The concept of constitutional prejudice “is defined in different ways

depending on the context in which it appears.” Id. “[T]he Strickland Court

cautioned that the prejudice inquiry is not meant to be applied in a ‘mechanical’

fashion.” Id. (quoting Strickland, 466 U.S. at 696). “It is not enough for the

defendant to show that the errors had [only] some . . . effect on the outcome of

the proceeding.” Strickland, 466 U.S. at 693. Instead, typically, “[t]he defendant

must show that there is a reasonable probability that, but for counsel’s

unprofessional errors, the result of the proceeding would have been different.” Id. at 694. In Weaver v. Massachusetts, the Supreme Court assumed that the

defendant could also establish prejudice by proving that the “attorney errors

rendered the trial fundamentally unfair.” 582 U.S. at 300.

The constitutional prejudice standard applies even in cases involving

so-called constitutional structural error. “[T]he term ‘structural error’ carries

with it no talismanic significance as a doctrinal matter. It means only that the

government is not entitled to deprive the defendant of a new trial by showing

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Related

Adams v. United States Ex Rel. McCann
317 U.S. 269 (Supreme Court, 1943)
Swain v. Alabama
380 U.S. 202 (Supreme Court, 1965)
Chapman v. California
386 U.S. 18 (Supreme Court, 1967)
McMann v. Richardson
397 U.S. 759 (Supreme Court, 1970)
Strickland v. Washington
466 U.S. 668 (Supreme Court, 1984)
Batson v. Kentucky
476 U.S. 79 (Supreme Court, 1986)
Ross v. Oklahoma
487 U.S. 81 (Supreme Court, 1988)
United States v. Gonzalez-Lopez
548 U.S. 140 (Supreme Court, 2006)
Carratelli v. State
961 So. 2d 312 (Supreme Court of Florida, 2007)
State v. Polly
657 N.W.2d 462 (Supreme Court of Iowa, 2003)
State v. Williams
695 N.W.2d 23 (Supreme Court of Iowa, 2005)
Johnson v. State
43 S.W.3d 1 (Court of Criminal Appeals of Texas, 2001)
State v. Maxwell
743 N.W.2d 185 (Supreme Court of Iowa, 2008)
Wycoff v. State
382 N.W.2d 462 (Supreme Court of Iowa, 1986)
Trotter v. State
576 So. 2d 691 (Supreme Court of Florida, 1990)
State v. Neuendorf
509 N.W.2d 743 (Supreme Court of Iowa, 1993)
State v. Beckwith
46 N.W.2d 20 (Supreme Court of Iowa, 1951)
Wemark v. State
602 N.W.2d 810 (Supreme Court of Iowa, 1999)
State v. Wilkens
346 N.W.2d 16 (Supreme Court of Iowa, 1984)
Hinkle v. State
290 N.W.2d 28 (Supreme Court of Iowa, 1980)

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