Timothy Britton v. Commonwealth of Kentucky

• Court: Kentucky Supreme Court
• Decided: June 8, 2015
• Docket: 2014 SC 000659
• Status: Unknown

Opinion

IMPORTANT NOTICE NOT TO BE PUBLISHED OPINION

THIS OPINION IS DESIGNATED "NOT TO BE PUBLISHED." PURSUANT TO THE RULES OF CIVIL PROCEDURE PROMULGATED BY THE SUPREME COURT, CR 76.28(4)(C), THIS OPINION IS NOT TO BE PUBLISHED AND SHALL NOT BE CITED OR USED AS BINDING PRECEDENT IN ANY OTHER CASE IN ANY COURT OF THIS STATE; HOWEVER, UNPUBLISHED KENTUCKY APPELLATE DECISIONS, RENDERED AFTER JANUARY 1, 2003, MAY BE CITED FOR CONSIDERATION BY THE COURT IF THERE IS NO PUBLISHED OPINION THAT WOULD ADEQUATELY ADDRESS THE ISSUE BEFORE THE COURT. OPINIONS CITED FOR CONSIDERATION BY-THE COURT SHALL BE SET OUT AS AN UNPUBLISHED DECISION IN THE FILED DOCUMENT AND A COPY OF THE ENTIRE DECISION SHALL BE TENDERED ALONG WITH THE DOCUMENT TO THE COURT AND ALL PARTIES TO THE ACTION. RENDERED: JUNE 11, 2015 NOT TO BE PUBLISHED

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TIMOTHY BRITTON APPELLANT

ON APPEAL FROM HOPKINS CIRCUIT COURT V. HONORABLE JAMES CLAUD BRANTLEY, JUDGE NO. 12-CR-00204

COMMONWEALTH OF KENTUCKY APPELLEE

MEMORANDUM OPINION OF THE COURT

AFFIRMING

Timothy Britton pled guilty to numerous drug and robbery charges

stemming from two indictments. Prior to sentencing, Britton filed a motion to

withdraw his guilty plea, which the trial court denied. Following the plea

agreement's recommendation, the court sentenced Britton to ten (10) years'

imprisonment on the charges in each indictment, with terms to run

consecutively for a total of twenty (20) years. On appeal, Britton makes two

arguments: (1) that his guilty plea was not entered voluntarily or (2) that, in

the alternative, the trial court abused its discretion when it denied his motion.

For the following reasons, we affirm. I. BACKGROUND.

A Hopkins County grand jury brought charges against Britton through

two indictments, which were eventually merged. Under case number 12-CR-

151, Britton was charged with the felonies of manufacturing

methamphetamine, possession of methamphetamine, possession of

methamphetamine precursor, and possession of anhydrous ammonia with the

intent to manufacture methamphetamine, as well as several misdemeanors. If

convicted, Britton faced more than twenty (20) years in prison. Under case

number 12-CR-204, Britton was charged with the felonies of manufacturing

methamphetamine, sodomy in the first degree, three (3) counts of robbery in

the first degree, robbery in the second degree, and burglary in the first degree,

as well as the misdemeanors of possession of burglary tools and carrying a

concealed deadly weapon. If convicted, Britton faced twenty to fifty (20-50)

years or life in prison.

Assisted by his attorney, Britton mediated both indictments with the

Commonwealth before Special Judge David Jernigan on February 14, 2013.

After several hours, the parties reached an agreement. Under 12-CR-151,

Britton agreed to plead guilty to manufacturing methamphetamine, possession

of methamphetamine, possession of methamphetamine precursor, and

possession of anhydrous ammonia with the intent to manufacture

methamphetamine. In exchange, the Commonwealth agreed to dismiss the

misdemeanors and recommend a sentence of ten (10) years' imprisonment.

Under 12-CR-204, Britton agreed to enter an Alford plea to manufacturing

2 methamphetamine, possession of burglary tools, carrying a concealed deadly

weapon, and the amended charges of wanton endangerment in the first degree,

burglary in the second degree, and four (4) charges of robbery in the second

degree. The Commonwealth agreed to recommend a sentence of ten (10) years'

imprisonment to run consecutively with the sentence under 12-CR-151 for a

total of twenty (20) years.

As part of the agreement, Britton would be eligible for parole after serving

twenty percent (20%) of his sentence, rather than eighty-five percent (85%) if he

were convicted of the original charges. Also, because the Commonwealth

agreed to dismiss the sodomy charge, Britton would not be required to register

as a sex offender.

That same day, Britton entered his plea of guilty before the trial court

and agreed under oath that: his participation in the mediation was voluntary

and he did not feel coerced, threatened, or forced to participate; he believed the

process was fair and he was treated fairly by all parties to the mediation; and

he had a sufficient opportunity to discuss his options with his attorney during

mediation. Britton's attorney stated that: he had explained the elements of all

the charges and potential defenses to Britton; Britton understood his rights;

and the plea was consistent with his advice. The Commonwealth then read the

combined plea agreement into the record.

The trial court proceeded to conduct a Boykin colloquy, during which

Britton stated that: he was forty-three (43) years old; he had an eleventh (11th)

grade education; he had never been treated for a mental illness; he was not

3 under the influence of alcohol or any other drug; and his judgment was not

impaired in any way. Based on the preceding, the trial court found Britton

mentally competent to enter the plea. Britton agreed that: he understood the

nature and consequences of all the charges and that by pleading guilty the trial

court, not a jury, would set his sentence; he had been afforded all the time he

needed to discuss his case with his attorney and that he had disclosed

everything that might be relevant to any defense. Britton did not make any

complaints about his attorney.

In regard to 12-CR-151, Britton acknowledged that he understood the

Commonwealth's evidence in support of the charges, and he admitted that he

engaged in the charged conduct. With respect to 12-CR-204, Britton stated he

understood the meaning and significance of an Alford plea. Finally, Britton

agreed that: by pleading guilty he was waiving his right to a jury trial and his

right to appeal; no threats or promises had been made to him causing him to

plead guilty; and his plea was being made willingly, freely, and voluntarily.

• With the assistance of his attorney, Britton reviewed all the plea forms and

signed each of them. The trial court accepted Britton's guilty plea and found

that the plea had been entered willingly, freely, and voluntarily and that Britton

made a knowing and intelligent waiver of his rights.

Almost two and a half months later and prior to sentencing, Britton filed

a motion to withdraw his guilty plea in case number 12-CR-204. The trial

court held a hearing on the motion on June 25, 2013. During the hearing,

Britton argued he entered the plea involuntarily because of the nature of the

4 merged indictments. The trial court denied the motion to withdraw the guilty

plea and ultimately sentenced Britton to the aggregate agreed to sentence of 20

years' imprisonment.

II. ANALYSIS.

As noted above, Britton raises two arguments on appeal. We address

each separately below.

A. The Trial Court Did Not Err When It Found Britton's Guilty Plea Was Entered Voluntarily.

A trial court may accept a guilty plea upon a determination, on the

record, that the plea was voluntarily and intelligently made, "with sufficient

awareness of the relevant circumstances and likely consequences." Porter v.

Commonwealth, 394 S.W.3d 382, 385 (Ky. 2011) (quoting Brady v. Maryland,

373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963)); RCr 8.08. Prior to

sentencing, when a defendant moves to withdraw his or her guilty plea, the

court must hold a hearing to determine whether the plea was entered

voluntarily. Porter, 394 S.W.3d at 385. If the court finds the plea was

involuntary, it has no discretion and must grant the motion to withdraw. Id. at

385-86. However, if the trial court determines the plea was voluntary, it may

deny the motion to withdraw according to its discretion. Id.

When determining whether a guilty plea is voluntary, intelligent and

made with sufficient awareness, the trial court considers the totality of the

circumstances surrounding the plea. Bronk v. Commonwealth, 58 S.W.3d 482

(Ky. 2001). Thus, the trial court is in the best position to make this inherently

5 factual inquiry which requires considering the defendant's demeanor,

background and experience, as well as, any indication of "reluctance,

misunderstanding, involuntariness, or incompetence to plead guilty." Id. at

487. Sworn declarations by the defendant in open court that his or her guilty

plea is made voluntarily are not conclusive, but they do "'carry a strong

presumption of verity."' Johnson v. Commonwealth, 412 S.W.3d 157, 168 (Ky.

2013) (quoting Edmonds v. Commonwealth, 189 S.W.3d 558, 569 (Ky. 2006)).

Accordingly, an appellate court reviews a trial court's finding regarding

voluntariness for clear error, that is, whether the determination was supported

by substantial evidence. Porter, 394 S.W.3d at 386.

In this case, the trial court's finding of voluntariness is supported by

substantial evidence. The trial court placed Britton under oath and, in open

court and on the record, conducted a thorough exam of both Britton and his

attorney to determine the voluntariness of Britton's plea. Britton admitted that

he understood the nature of all the charges, the potential defenses, and the

result of his plea of guilty; he made a full and knowing waiver of his rights; and

he agreed that the plea was being made willingly, freely, and voluntarily and

that it was not a product of threats or promises. Britton indicated that he had

sufficient time to discuss his case with his attorney and had no complaints

with his representation. Britton's attorney submitted to the court that Britton

understood his rights and that a guilty plea was consistent with his advice.

Moreover, the trial court specifically explained the difference between the two

indictments and between the standard guilty plea and the Alford plea. Finally,

6 the court went beyond the Boykin requirements when it inquired into the

mediation process. As noted above, Britton agreed that his participation in

mediation was voluntary and that he believed the process and negotiations

were fair. Because substantial evidence exists to support the trial court's

finding of voluntariness, no clear error exists.

B. The Trial Court Did Not Abuse Its Discretion When It Denied Britton's Motion To Withdraw Guilty Plea.

Despite finding that a guilty plea is voluntarily entered, "[a]t any time

before judgment the court may permit the plea of guilty or guilty but mentally

ill, to be withdrawn and a plea of not guilty substituted." RCr 8.10;

Rodriguez v. Commonwealth, 87 S.W.3d 8, 10 (Ky. 2002) (emphasis added). It

is well established that an appellate court reviews a trial court's ruling on a

motion to withdraw for abuse of discretion or whether it was arbitrary,

unreasonable, unfair, or unsupported by sound legal principles. Porter, 394

S.W.3d at 386; Edmonds, 189 S.W.3d at 570.

Here, the trial court did not abuse its discretion when it denied Britton's

motion to withdraw. The trial court properly held a hearing and considered

written and oral arguments from Britton and the Commonwealth. The trial

court reviewed the record and specifically recalled Britton's voluntary plea

affirmations. Moreover, the agreement was freely negotiated and fair to Britton

for three reasons: (1) he received a sentence of twenty (20) years' imprisonment

instead of the life sentence he could have received; (2) he reduced his parole

eligibility from eighty-five percent (85%) to twenty percent (20%); and (3) he will

7 not be required to register as a sex offender. The denial of Britton's Motion to

Withdraw Guilty Plea was reasonable, fair, and supported by sound legal

principles.

While Britton acknowledges the abuse of discretion standard, he also

submits that this court should consider the federal approach. Federal Rule of

Criminal Procedure 11(d) allows for the withdrawal of a guilty plea upon a

showing by the defendant of any "fair and just reason." This Court has

mentioned this rule twice before; however, we have declined to adopt it in our

criminal rules.' Furthermore, our abuse of discretion standard takes into

account the fairness and reasonableness of the trial court's decision making.

Moreover, Britton unsuccessfully articulated this argument in his brief when

he set out the standard but then failed to specifically identify any fair and just

reason other than the lack of voluntariness for withdrawing his guilty plea.

Even if we assume for the sake of completeness that Britton had argued

here as he argued before the trial court, we would not be persuaded. In his

original Motion to Withdraw Guilty Plea, Britton argued that his plea under 12-

CR-204 was entered involuntarily because, during the mediation, the

Commonwealth would only accept a "package deal." Britton claimed that he

was ready and willing to plead guilty to 12-CR-151 but that he wanted to take

12-CR-204 to trial. However, the Commonwealth would only enter into a plea

I In Bowman v. Commonwealth, No. 2005-SC-000234-TG, 2006 WL 141586, at *9 (Ky. Jan. 19, 2006), Justice Scott, in an unpublished dissenting opinion, advocated for the use of this approach when a reviewing court considers the totality of circumstances surrounding a guilty plea. In Commonwealth v. Pridham, 394 S.W.3d 867, 885 (Ky. 2012), the defendant made a similar argument, but this Court declined to address it because the issue was not properly preserved.

8 agreement if Britton pled guilty to charges in both indictments. Britton argued

that this negotiation tactic was coercive and led to an involuntary plea.

It is undisputed that a defendant has an absolute right to

unconditionally plead guilty to crimes charged in an indictment.

Commonwealth v. Corey, 826 S.W.2d 319, 321 (Ky. 1992). But no defendant

has a constitutional right to plea bargain; the prosecutor may engage in plea

bargaining or not in his sole discretion. Commonwealth v. Reyes, 764 S.W.2d

62, 64 (Ky. 1989). Because no duty to bargain exists, the Commonwealth is

free to make an offer and the defendant is free to accept or reject that offer.

Should either party dislike the proposed agreement, the defendant or the

Commonwealth may reject it and proceed to trial.

Here, the trial court properly summed up Britton's argument when it

asked, "[w]hat he wants to do is take advantage of a portion of the deal and

disregard the rest of it?" Britton was attempting to withdraw half of the plea

bargain. He had the right to plead guilty to any and all of the charges against

him, but he did not have the right to accept the Commonwealth's

recommended sentence unless he accepted the entire bargain. Furthermore,

offering a "package deal" of this type is not unreasonable or coercive. It is

common practice for the Commonwealth to resolve multiple indictments or

charges in two or more counties. See Goldsmith v. Commonwealth, 363 S.W.3d

330, 331 (Ky. 2012).

9 III. CONCLUSION.

For the foregoing reasons, we affirm the trial court's denial of Britton's

motion to withdraw his guilty plea.

All sitting. All concur.

COUNSEL FOR APPELLANT:

Kathleen Kallaher Schmidt Karen Shuff Maurer Department of Public Advocacy

COUNSEL FOR APPELLEE:

Jack Conway Attorney General of Kentucky

Kenneth Wayne Riggs Assistant Attorney General