Tice v. State

624 A.2d 399
CourtSupreme Court of Delaware
DecidedApril 26, 1993
StatusPublished
Cited by21 cases

This text of 624 A.2d 399 (Tice v. State) is published on Counsel Stack Legal Research, covering Supreme Court of Delaware primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Tice v. State, 624 A.2d 399 (Del. 1993).

Opinion

MOORE, Justice.

Elmer E. Tice appeals his convictions in the Superior Court of assault, reckless endangering, possession of a deadly weapon, and certain motor vehicle charges related to his arrest. We address an issue of first impression: May a defendant, charged with assault, introduce character evidence of the victim’s prior bad acts as an essential element of a self-defense claim? We conclude that the character of the victim is not an essential element of a self-defense claim. The evidence is admissible, however, under D.R.E. 404(b), 1 subject to the standards of Getz v. State, Del.Supr., 538 A.2d 726 (1988), for non-character purposes to establish a defendant’s subjective state of mind at the time he or she purported to act in self-defense. Here, the defendant had full opportunity to present that evidence. Accordingly, we affirm his convictions. 2

I.

On the evening of September 8, 1991, the defendant was in his kitchen talking to Thomas Daniels and Ricky Tharp. Margaret Bleiler, the two-year old granddaughter of Tice’s fiancee, Mary McNatt, was playing near the stove. Two other men, Fred Steffon and Ed Palmer, were talking in the living room adjacent to the kitchen.

Sometime before 7:00 p.m., Mary McNatt went to the kitchen and asked everyone to be more quiet so that she could sleep. Daniels, who is McNatt’s son, took her request as an insult and directed a stream of profanity and verbal abuse against her. Their argument continued for at least five minutes during which time Tice left the kitchen.

Tice returned shortly thereafter holding a rifle at his hip. He then fired without warning at Daniels who was standing at the north end of the kitchen. His first shot missed and the bullet traveled a few feet to the right, striking the rim of a table where Ricky Tharp was sitting. Tice immediately fired a second shot that hit Daniels in the left thigh. Daniels turned and moved quickly past the stove and area, where Margaret Bleiler was playing, in an effort to reach the kitchen door. Then Tice fired again and hit Daniels in the left hip.

Despite his wounds, Daniels managed to leave the kitchen through the back door. Tice fired his fourth and last shot through the screen door, hitting Daniels in the chest. Daniels fell and Tice went over to *401 him and picked him up. Tice rubbed his hand through Daniels’ hair and told him he would be alright. Then Tice took McNatt’s car and fled the scene. Daniels ultimately received medical treatment which saved his life, but the final shot damaged his spinal cord, leaving him permanently paralyzed from the waist down.

Tice was subsequently indicted and tried by jury. During the State’s case-in-chief, defense counsel requested permission to cross-examine the victim, Daniels, and his mother regarding specific instances of Daniels’ prior violent conduct against Tice. The defense also sought to inquire into past episodes of verbal abuse that Daniels had directed against his mother. Defense counsel contended that this evidence was relevant as prior bad acts because “we will be attempting to fashion a type of self-defense or defense of others type of defense.” The trial judge ruled that the application was premature. The court reasoned that while the proffered evidence might become relevant during the defense portion of the case, it was beyond the scope of any testimony the State adduced during its direct examination of the witnesses. Accordingly, the court directed the witnesses to remain available for call by the defense.

Later, during the defense portion of the case, Tice’s counsel elicited testimony from the defendant regarding several instances of Daniels’ violent conduct. There was no objection from the State. Tice’s counsel did not, however, call either the victim, Daniels, or the victim’s mother, Mary McNatt, to substantiate these accounts. The jury convicted Tice of Assault 1st Degree, three counts of Reckless Endangering 1st Degree, Possession of a Deadly Weapon During the Commission of a Felony, Possession of a Deadly Weapon by a Person Prohibited, Driving While under the Influence, Driving Without a Valid License and Failure to Stop on Command of a Police Officer.

II.

Tice’s first argument is that the trial court erred in denying him the right to cross-examine Daniels and other witnesses about specific instances of Daniels’ past misconduct. We review a trial court’s decision regarding the admission of evidence under an abuse of discretion standard. See Dorman v. State, Del.Supr., No. 434, 1990, Moore, J. order at 2 (January 27, 1992) [608 A.2d 726 (table) ].

Tice argues that he sought to cross-examine Daniels to show that Daniels’ past acts of violence against Tice justified defendant’s reasonable belief that he was in danger of death or serious physical injury if he did not defend himself. He claims that it was admissible as an essential element of his self-defense claim under Delaware Rule of Evidence 405(b). Tice also argues that the cross-examination should have been permitted to show bias on the part of Daniels, and that the failure to allow this impeachment violated Tice’s constitutional right of confrontation.

Delaware Rule of Evidence 405(b) is identical to the comparable federal rule of evidence. It provides that “[i]n cases in which character or a trait of character of a person is an essential element of a charge, claim or defense, proof may also be made of specific instances of his conduct.” The advisory committee note to the federal rule cautions, however, that because evidence of specific instances of conduct possesses “the greatest capacity to arouse prejudice, to confuse, to surprise and to consume time,” such evidence may be used only when character is in issue in the strict sense. Fed. R.Evid. 405 Advisory Committee Note (emphasis added). Character is only in issue in a strict sense when it is a “material fact that under the substantive law determines the rights and liabilities of the parties.” McCormick on Evidence, (E. Cleary 3d ed. 1984) at p. 244.

In a claim for self-defense, the essential element is whether the defendant subjectively believed the use of force was necessary for his protection, see, e.g., Moor v. Licciardello, Del.Supr., 463 A.2d 268, 271 (1983), and not whether the victim acted in conformity with a character trait of aggressiveness. The character of the victim is not, therefore, an essential element *402 of a self-defense claim. Accordingly, specific instances of past conduct cannot be used as circumstantial evidence of a victim’s character for violence or aggression under D.R.E. 405(b). See Perin v. Anderson, 784 F.2d 1040, 1045 (10th Cir.1986); Thompson v. Commonwealth, Ky. Supr., 652 S.W.2d 78, 80 (1983), overruled on other grounds, 767 S.W.2d 548 (1988).

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624 A.2d 399, Counsel Stack Legal Research, https://law.counselstack.com/opinion/tice-v-state-del-1993.