Tiare Enterprises, Inc. v. United States Department of Transportation

246 F. Supp. 3d 437, 2017 U.S. Dist. LEXIS 49559
CourtDistrict Court, District of Columbia
DecidedMarch 31, 2017
DocketCivil Action No. 2015-1553
StatusPublished

This text of 246 F. Supp. 3d 437 (Tiare Enterprises, Inc. v. United States Department of Transportation) is published on Counsel Stack Legal Research, covering District Court, District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Tiare Enterprises, Inc. v. United States Department of Transportation, 246 F. Supp. 3d 437, 2017 U.S. Dist. LEXIS 49559 (D.D.C. 2017).

Opinion

MEMORANDUM OPINION

[Dkts. ## 23, 27]

RICHARD J. LEON, United States District Judge

Plaintiff Tiare Enterprises, Inc. (“plaintiff’ or “Tiare”) seeks to overturn a 2015 *440 decision by the United States Department of Transportation’s Departmental Office of Civil Rights (“USDOT”) affirming an earlier 2014 decision by the Hawaii Department of Transportation (“HDOT”) to de-certify Tiare as an Airport Concession Disadvantaged Business Enterprise (“ACDBE”). Currently before the Court are the parties’ cross-motions for summary judgment. See PL’s Mot. for Partial Summ. J. [Dkt. #23]; Defs’ Mot. to Dismiss in Part and for Summ. J. [Dkt. # 27]. Upon consideration of the pleadings, record, and relevant law, I find that USDOT’s decision to affirm the decertification decision was supported by substantial evidence in the administrative record and was not arbitrary and capricious. Accordingly, defendants’ Motion to Dismiss in Part and for Summary Judgment is GRANTED, and plaintiffs cross-motion for summary judgment is DENIED.

BACKGROUND

I. Statutory and Regulatory Background

Congress has authorized USDOT to provide project grants to eligible airports as part of the Airport Improvement Program. 49 U.S.C. § 47104. In addition to other requirements that are not relevant here, the USDOT can only approve a grant if it receives written assurances that “at least 10 percent of all business at the airport selling consumer products or providing consumer services to the public are small business concerns ... owned and controlled by a socially and economically disadvantaged individual. ...” 49 U.S.C. § 47107(e). In order to facilitate compliance with this requirement, USDOT has promulgated detailed regulations to carry out the Airport Concessionaire Disadvantaged Business Enterprise (“ACDBE”) program. The program, and its implementing regulations at 49 C.F.R. Parts 23 and 26, 1 set forth the eligibility requirements and required procedures for firms wishing to qualify as disadvantaged business enterprises and work at airports receiving funds under the Airport Improvement Program.

Initial eligibility determinations for the ACDBE program are not made by the USDOT, but by public or private entities (“recipients”) like HDOT, most of whom receive funds from the USDOT. Recipients are required to apply the ACDBE regulations promulgated by the USDOT when making eligibility determinations. 49 C.F.R. § 23.31(a), § 26.83 (2011). Under the regulations, ACDBEs must be at least 61% owned and controlled by socially and economically disadvantaged individuals. 49 C.F.R. § 23.3, § 26.69(b) (2011). Individual applicants must prove by a preponderance of the evidence that they are in fact socially and economically disadvantaged. 49 C.F.R. § 26.61(b). However, citizens who are women or members of specified ethnic minority groups are presumed to be socially and economically disadvantaged. 49 C.F.R § 26.67 (2011). Presumptively disadvantaged applicants need not prove their eligibility by a preponderance, but they must certify in writing that they are in fact disadvantaged and that their personal net worth does not exceed $ 1.32 million. Id.; 49 C.F.R. § 23.35. Once certified, a firm must demonstrate annually that it still meets ACDBE status. See 49 C.F.R. § 26.83(i)-(j); id. §. 23.1(d), § 26.83(a) (2011). Every year, the ACDBE’s owner must submit a sworn affidavit affirming its continued eligibility and its ability to meet *441 the disadvantaged status requirement. Id. at § 26.83(j) (2011).

In 2013, a recipient agency could rebut a presumption of economic disadvantage in two ways. First, if the owner’s annual statement showed that his or her net worth exceeded $1.32 million, the presumption was rebutted automatically. 49 C.F.R. § 26.67(b)(1) (2011). Second, if the recipient had a “reasonable basis” to believe that the individual was not economically disadvantaged, the recipient could initiate proceedings to determine whether the presumption should be rebutted and decertify the firm from ACDBE status. Id. § 26.67(b)(2) (2011). In order to initiate a decertification proceeding, the recipient had to provide written notice and reasons for the proposed decertification. Id. § 26.87(b) (2011) The recipient had to give the firm an opportunity for an informal hearing where the firm could respond and provide evidence and argument in favor of continued certification. Id. § 26.87(d)(1) (2011). The firm could also elect to forego a hearing and provide its response and any arguments in writing. Id. § 26.87(d)(3). The burden of proof during a decertification hearing was (and still is) on the recipient agency seeking decertification, rather than the firm who facing potential decerti-fication; the recipient must show by a preponderance of the evidence that the certification standards are not met. Id. Once a final decision is made, the recipient must provide the firm with written notice of its decision that includes specific references to evidence that supports each ground for decertification. Id. § 26.87(g) (2011).

Once a recipient formally decertifies an ACDBE, the decertified firm may file an administrative appeal with USDOT. Id. § 26.89 (2011). USDOT is directed to affirm a decertification decision unless the decision is “unsupported by substantial evidence” or is “inconsistent with the substantive or procedural provisions” of the ACDBE certification regulations. Id. § 26.89(f)(1). However, USDOT need not overturn a decision for a procedural error unless it resulted in “fundamental unfairness to the appellant or substantially prejudice[d] the opportunity of the appellant to present its case.” Id. § 26.89(f)(3).

II. Factual and Procedural Background

Tiare Enterprises is a corporation owned and operated by Ms. Roberta Fithi-an (“Fithian”). AR0481, ¶ 1. Tiare operates concessions at airports in Hilo and Kona, Hawaii, and has been a certified ACDBE since 1986. Id. ¶¶ 5-6. On November 4, 2013, Fithian filed a certified affidavit of her continued eligibility as an ACDBE. AR0088 — 93. In her affidavit, she included a personal net worth statement reporting $1,226,630 in assets, $243,044 in liabilities, and $983,586 in personal net worth.

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246 F. Supp. 3d 437, 2017 U.S. Dist. LEXIS 49559, Counsel Stack Legal Research, https://law.counselstack.com/opinion/tiare-enterprises-inc-v-united-states-department-of-transportation-dcd-2017.