1 WO 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA
9 Tia DeFazio, No. CV-25-00450-PHX-JAT
10 Plaintiff, ORDER
11 v.
12 Commissioner of Social Security Administration, 13 Defendant. 14 15 Pending before this Court is Plaintiff Tia DeFazio’s appeal from the Commissioner 16 of the Social Security Administration’s (“SSA,” “Commissioner,” or “Defendant”) denial 17 of Social Security benefits. (Doc. 9-3). The appeal is fully briefed (Doc. 16; Doc. 21; Doc. 18 24), and the Court now rules. 19 I. BACKGROUND 20 A. Factual Overview 21 Plaintiff was 41 years old on her alleged disability onset date of February 18, 2016. 22 (Doc. 13 at 29). She has at least a high school education. (Id.). Plaintiff filed for disability 23 insurance benefits (“DIB”) on April 19, 2017, and supplemental security income (“SSI”) 24 on April 12, 2017, alleging disability beginning February 18, 2016. (Id. at 5). An ALJ held 25 a hearing and subsequently issued a decision denying Plaintiff’s claim on October 9, 2019. 26 (Id.). The Appeals Council denied Plaintiff’s request for review and adopted the ALJ’s 27 decision as the agency’s final decision. (Id.). A Judge in this District remanded the case 28 pursuant to the parties’ stipulation. (Doc. 10-5 at 2). 1 On remand, the ALJ again denied Plaintiff’s claim in a decision dated May 4, 2022. 2 (Doc. 10-4 at 27). The Appeals Council denied Plaintiff’s request for review. (Doc. 13 at 3 5). Another Judge in this District remanded pursuant to the parties’ stipulation for an ALJ 4 to consider Plaintiff’s claim de novo and issue a new decision. (Doc. 13-1 at 41). On 5 remand again, another ALJ denied Plaintiff’s claim in a decision dated December 9, 2024. 6 (Doc. 13 at 27). Plaintiff filed the present appeal following this unfavorable decision. (Doc. 7 16 at 5). 8 B. The SSA’s Five-Step Evaluation Process 9 To qualify for social security disability insurance benefits, a claimant must show 10 that he “is under a disability.” 42 U.S.C. § 423(a)(1)(E). To be “under a disability,” the 11 claimant must be unable to engage in “substantial gainful activity” due to any medically 12 determinable physical or mental impairment. Id. § 423(d)(1). The impairment must be of 13 such severity that the claimant cannot do his previous work or any other substantial gainful 14 work within the national economy. Id. § 423(d)(2). The SSA has created a five-step 15 sequential evaluation process for determining whether an individual is disabled. See 20 16 C.F.R. § 404.1520(a)(1). The steps are followed in order, and each step is potentially 17 dispositive. See id. § 404.1520(a)(4). 18 At Step One, the ALJ determines whether the claimant is engaging in “substantial 19 gainful activity.” Id. § 404.1520(a)(4)(i). “Substantial gainful activity” is work activity that 20 is (1) “substantial,” i.e., doing “significant physical or mental activities,” and (2) “gainful,” 21 i.e., usually done “for pay or profit.” 20 C.F.R. § 416.972(a)–(b). If the claimant is 22 engaging in substantial gainful work activity, the ALJ will find the claimant is not disabled. 23 Id. § 404.1520(a)(4)(i). 24 At Step Two, the ALJ determines whether the claimant has “a severe medically 25 determinable physical or mental impairment” or severe “combination of impairments.” Id. 26 § 404.1520(a)(4)(ii). To be “severe,” the claimant’s impairment must “significantly limit” 27 the claimant’s “physical or mental ability to do basic work activities.” Id. § 404.1520(c). 28 If the claimant does not have a severe impairment or combination of impairments, the ALJ 1 will find the claimant is not disabled. Id. § 404.1520(a)(4)(ii). 2 At Step Three, the ALJ determines whether the claimant’s impairment(s) “meets or 3 equals” an impairment listed in Appendix 1 to Subpart P of 20 C.F.R. Part 404. Id. 4 § 404.1520(a)(4)(iii). If so, the ALJ will find the claimant is disabled, but if not, the ALJ 5 must assess the claimant’s “residual functional capacity” (“RFC”) before proceeding to 6 Step Four. Id. §§ 404.1520(a)(4)(iii), 404.1520(e). The claimant’s RFC is his ability 7 perform physical and mental work activities “despite [his] limitations,” based on all 8 relevant evidence in the case record. Id. § 404.1545(a)(1). To determine RFC, the ALJ 9 must consider all the claimant’s impairments, including those that are not “severe,” and 10 any related symptoms that “affect what [the claimant] can do in a work setting.” Id. 11 § 404.1545(a)(1)–(2). 12 At Step Four, the ALJ determines whether the claimant has the RFC to perform the 13 physical and mental demands of “his past relevant work.” Id. §§ 404.1520(a)(4)(iv), 14 404.1520(e). “Past relevant work” is work the claimant has “done within the past five years 15 that was substantial gainful activity and that lasted long enough for [the claimant] to learn 16 to do it.” Id. § 404.1560(b)(1)(i). If the claimant has the RFC to perform his past relevant 17 work, the ALJ will find the claimant is not disabled. Id. § 404.1520(a)(4)(iv). If the 18 claimant cannot perform his past relevant work, the ALJ will proceed to Step Five in the 19 sequential evaluation process. 20 At Step Five, the final step, the ALJ considers whether the claimant “can make an 21 adjustment to other work,” considering his RFC, age, education, and work experience. Id. 22 § 404.1520(a)(v). If so, the ALJ will find the claimant not disabled. Id. If the claimant 23 cannot make this adjustment, the ALJ will find the claimant is disabled. Id. 24 C. The ALJ’s Application of the Factors 25 Here, at Step One, the ALJ concluded that the record established that Plaintiff had 26 not engaged in substantial gainful activity since the alleged onset date of February 18, 27 2016. (Doc. 13 at 8). 28 At Step Two, the ALJ determined that Plaintiff had the following severe 1 impairments: “systemic lupus erythematosus, lumbar degenerative disc disease, migraines, 2 posttraumatic stress disorder (PTSD) and generalized anxiety disorder.” (Id.). 3 At Step Three, the ALJ found that Plaintiff did not have any impairment or 4 combination of impairments that met or medically equaled a listed impairment in Appendix 5 1 to Subpart P of 20 C.F.R. Part 404. (Doc. 13 at 11). The ALJ then found that Plaintiff 6 had the RFC
7 to perform light work as defined in 20 CFR 404.1567(b) and 416.967(b) except: The claimant can lift and carry 20 pounds occasionally and 10 pounds 8 frequently. The claimant can stand and walk for six hours in an eight-hour day and sit for six hours in an eight-hour day. The claimant can occasionally 9 climb ramps and stairs, but never climb ladders or scaffolds. The claimant can frequently balance, stoop and crouch, and occasionally kneel and crawl. 10 The claimant must avoid concentrated exposure to extreme heat, fume, odors, dusts, gases and hazards. The claimant can understand and remember simple 11 instructions, follow simple instructions, make simple work-related decisions, and perform simple tasks. The claimant can have occasional contact with 12 coworkers and public, and can adapt to simple changes in a routine work environment. 13 14 (Id. at 14–15). At Step Four, the ALJ determined that Plaintiff had no past relevant work. 15 (Id. at 29). 16 At Step Five, considering the Plaintiff’s age, education, work experience, and RFC, 17 the ALJ found that Plaintiff could make successful adjustments to a significant number of 18 other jobs that exist in the national economy. (Id.). Examples included routing clerk, 19 storage facility rental clerk, and small products assembler. (Id. at 30). Accordingly, the 20 ALJ concluded that Plaintiff was not disabled as defined in the Social Security Act from 21 the alleged onset date through December 9, 2024. (Id.). 22 II. LEGALS STANDARD 23 This Court may not set aside a final denial of disability benefits unless the ALJ 24 decision is “based on legal error or not supported by substantial evidence in the record.” 25 Revels v. Berryhill, 874 F.3d 648, 654 (9th Cir. 2017) (quoting Benton ex rel. Benton v. 26 Barnhart, 331 F.3d 1030, 1035 (9th Cir. 2003)). “Substantial evidence” is relevant 27 evidence that “a reasonable mind might accept as adequate to support a conclusion.” Id. 28 (quoting Desrosiers v. Sec’y of Health & Human Servs., 846 F.2d 573, 576 (9th Cir. 1988)). 1 It involves “more than a scintilla but less than a preponderance.” Thomas v. Barnhart, 278 2 F.3d 947, 954 (9th Cir. 2002) (quoting Jamerson v. Chater, 112 F.3d 1064, 1066 (9th Cir. 3 1997)). This Court, in its review, must consider the record in its entirety, “weighing both 4 the evidence that supports and evidence that detracts from the [ALJ’s] conclusion.” Revels, 5 874 F.3d at 654 (quoting Garrison v. Colvin, 759 F.3d 995, 1009 (9th Cir. 2007)). 6 The ALJ—not this Court—is responsible for resolving ambiguities, resolving 7 conflicts in medical testimony, determining credibility, and drawing logical inferences 8 from the medical record. See Andrews v. Shalala, 53 F.3d 1035, 1039 (9th Cir. 1995) (citing 9 Magallanes v. Bowen, 881 F.2d 747, 750 (9th Cir. 1989)). Therefore, when the evidence 10 of record could result in more than one rational interpretation, “the ALJ’s decision should 11 be upheld.” Orn v. Astrue, 495 F.3d 625, 630 (9th Cir. 2007); Batson v. Comm’r of Soc. 12 Sec. Admin., 359 F.3d 1190, 1198 (9th Cir. 2004) (“When the evidence before the ALJ is 13 subject to more than one rational interpretation, [courts] must defer to the ALJ’s 14 conclusion.”). Further, this Court may only review the reasons the ALJ provides in the 15 disability determination; the Court “may not affirm the ALJ on a ground upon which he 16 did not rely.” Garrison, 759 F.3d at 1010. 17 III. DISCUSSION 18 Plaintiff argues that the ALJ committed harmful error in rejecting the medical 19 opinions of: (1) treating nurse practitioner Richard Horn, (2) treating nurse practitioner 20 Katharine Kazaka, and (3) the state agency’s reviewing consultants, Dr. Andres Kerns and 21 Dr. Jaine Foster-Valdez. (Doc. 16 at 3). Specifically, Plaintiff argues that the ALJ 22 “provided no legally valid reason” for rejecting these medical opinions because the ALJ’s 23 stated bases for rejecting the opinions are not supported by substantial evidence. (Id. at 19– 24 20). 25 A. Legal Standard for Evaluating Medical Opinions 26 In evaluating medical opinions, the Ninth Circuit previously employed the “treating 27 physician rule,” which distinguished between treating physicians, examining physicians, 28 and non-examining physicians, generally giving the greatest weight to the opinions of 1 treating physicians. See Lester v. Chater, 81 F.3d 821, 830 (9th Cir. 1995). However, in 2 March 2017, the SSA amended their regulations to abrogate the treating physician rule, 3 among other changes, and all claims filed on or after March 27, 2017, must adhere to these 4 amended regulations. Alonzo v. Comm’r of Soc. Sec. Admin., No. CV-18-08317-PCT-JZB, 5 2020 WL 1000024, at *3 (D. Ariz. Mar. 2, 2020) (citing Revisions to Rules Regarding the 6 Evaluation of Medical Evidence, 82 Fed. Reg. 5844-01, 2017 WL 168819, at *5852–57 7 (Jan. 18, 2017)); see Woods v. Kijakazi, 32 F.4th 785, 791–92 (9th Cir. 2022). The amended 8 regulations state that an ALJ “will not defer or give any specific evidentiary weight, 9 including controlling weight, to any medical opinion(s) or prior administrative medical 10 finding(s), including those from [the claimant’s] medical sources.” 20 C.F.R. 11 § 404.1520c(a). 12 Moreover, the Ninth Circuit has determined that in cases governed by the amended 13 regulations, the “specific and legitimate” standard is no longer applicable, meaning an ALJ 14 is no longer required to articulate “specific and legitimate reasons” for rejecting a treating 15 physician’s opinion. Woods, 32 F.4th at 791–92. Instead, the amended regulations provide 16 that in considering all medical opinions, an ALJ should consider several enumerated 17 factors, including supportability, consistency, treatment relationship, specialization, and 18 other factors. 20 C.F.R. § 404.1520c(c); Alonzo, 2020 WL 1000024, at *3. Supportability 19 and consistency are the “most important factors,” and the ALJ must articulate how he 20 considered supportability and consistency in determining how persuasive a medical 21 opinion is. 20 C.F.R. § 404.1520c(b)(2). “Supportability means the extent to which a 22 medical source supports the medical opinion by explaining the ‘relevant . . . objective 23 medical evidence.’” Woods, 32 F.4th at 791–92 (quoting 20 C.F.R. § 404.1520c(c)(1)). 24 “Consistency means the extent to which a medical opinion is ‘consistent . . . with the 25 evidence from other medical sources and nonmedical sources in the claim.’” Id. (quoting 26 20 C.F.R. § 404.1520c(c)(2)). If the ALJ finds that two or more medical opinions differ 27 slightly but are equally well-supported and consistent with the record, then the ALJ must 28 also articulate how he considered the other enumerated factors. 20 C.F.R. 1 § 404.1520c(b)(3). 2 B. Nurse Practitioner Horn’s Medical Opinion 3 Plaintiff argues that the ALJ erred in rejecting NP Horn’s opinion that Plaintiff could 4 not perform light work. (Doc. 16 at 8). NP Horn reported in his March 2017, August 2018, 5 and June 2019 opinions that Plaintiff had limited range of motion of the hips, thighs, knees, 6 and lower legs with repetitive use; bilateral shoulder or arm conditions causing pain with 7 movement; functional loss of spinal range of motion causing muscle spasms and an 8 abnormal gait; and functional loss or impairment of her hands causing pain with movement. 9 (Doc. 13 at 25–26). The ALJ summarized NP Horn’s opined limitations as follows:
10 Nurse Horn asserted the claimant was limited to lifting and/or carrying less than five pounds frequently; could stand for less than one hour and sit for 11 less than one hour in a normal eight-hour workday; would require the ability to alternate between sitting and standing every 15 to 20 minutes; would need 12 to elevate her legs every 30 minutes; would never be able to perform any postural maneuvers; and would have an 60-85% limitation in reaching; an 13 85% limitation in handling, a 65% limitation in fingering, an 85% limitation in seeing, a 75% limitation in hearing, and a 95% limitation in speaking 14 (Exhibits 15F/1-3; 29F/1-3; 38F/1-3). Nurse Horn also asserted her physical impairments would cause three, four, or more unscheduled absences from 15 work per month, and that she has an extreme limitation in her ability to “deal with” any work stress (Exhibits 15F/1-3; 29F/1-3; 38F/1-3). 16 17 (Id. at 26). Plaintiff argues that based on NP Horn’s opinion, Plaintiff is limited to sedentary 18 work, which requires lifting no more than 10 pounds, occasionally lifting or carrying small 19 articles, and involves sitting but occasionally requires walking and standing. (Doc. 16 at 20 8); see 20 C.F.R. § 404.1567(a). 21 In determining Plaintiff’s physical limitations at Step Three, the ALJ also 22 considered the opinions of two medical consultants who both opined that Plaintiff could 23 perform light work with certain limitations. (Doc. 13 at 22). Light work requires lifting no 24 more than 20 pounds and carrying up to 10 pounds, a good deal of walking or standing, or 25 sitting most of the time with some pushing and pulling. 20 C.F.R. § 404.1567(b). 26 Accordingly, there was conflicting medical evidence regarding Plaintiff’s physical 27 limitations. “When there is conflicting medical evidence, the [ALJ] must determine 28 credibility and resolve the conflict.” Thomas, 278 F.3d at 956–57 (quoting Matney v. 1 Sullivan, 981 F.2d 1016, 1019 (9th Cir. 1989)). Here, after examining the entire record and 2 weighing the conflicting medical evidence, the ALJ concluded that objective medical 3 evidence supports that Plaintiff “would have some difficulty performing more than light 4 exertional work due to her lupus, lumbar degenerative disc disease and migraines,” but that 5 Plaintiff was “able to perform light work with postural and environmental limitations 6 described in her RFC.” (Doc. 13 at 29). 7 In determining Plaintiff’s RFC, the ALJ rejected NP Horn’s medical opinion as 8 unpersuasive. (Id. at 26). The ALJ provided three legally valid bases for rejecting NP 9 Horn’s opinion, finding that his opined limitations were unsupported by the record, 10 internally inconsistent, and inconsistent with the objective evidence in the record. (Id.); see 11 Woods, 32 F.4th at 792 (noting that an ALJ may reject a medical opinion as unsupported 12 or inconsistent so long as the finding is supported by substantial evidence); Houghton v. 13 Comm’r Soc. Sec. Admin., 493 F. App’x 843, 845 (9th Cir. 2012) (stating that finding an 14 opinion internally inconsistent is a valid basis to reject a medical opinion); Worth v. Astrue, 15 330 F. App’x 642, 644 (9th Cir. 2009) (same); Tristan v. Comm’r of Soc. Sec. Admin, No. 16 CV-20-02240-PHX-DWL, 2022 WL 1707953, at *3 (D. Ariz. May 27, 2022) 17 (“[R]egardless of whether [an] ALJ’s finding of internal inconsistency between [a 18 provider’s notes and assessment] is characterized as a flaw of ‘consistency’ or 19 ‘supportability,’ it serves as a permissible basis for discounting [a] medical opinion under 20 the new SSA regulations.”). Substantial evidence supports the ALJ’s reasons for rejecting 21 NP Horn’s medical opinion. 22 Addressing the inconsistencies between NP Horn’s opinions and the objective 23 evidence on the record, the ALJ noted:
24 The claimant has a documented diagnoses of lupus and migraine headaches; however, the medical evidence shows symptoms from these impairments are 25 less severe and less frequent than alleged and largely normal functioning during physical examinations. Her providers did not find any evidence of 26 fever, malaise or involuntary weight loss. While they noted the claimant exhibited fatigue, they did not indicate the severity of this symptom (Exhibits 27 21F/4; 36F/64). Additionally, the record contains only a single manifestation of lupus, occurring in June 2017 (Exhibit 22F/5). During physical 28 examinations, [Plaintiff] consistently exhibited normal range of motion, strength, sensation, and reflexes in the bilateral upper and lower extremities, 1 with a normal gait and no evidence of longitudinal musculoskeletal weakness (Exhibits 5F/2-3, 6, 10, 13; 9F/2-3, 6, 10, 14, 18, 21, 32-33, 36, 40, 44, 48, 2 51; 16F/17, 23; 18F/2, 5, 8, 11, 14, 19, 22, 25; 20F/3-4; 26F/11; 31F/6, 29, 34, 73, 86, 90, 101, 105, 109, 113, 117, 143, 147; 37F/11). The claimant’s 3 medications were controlling her pain reasonably well. She was utilizing the medications to control pain and to maintain her functional status and quality 4 of life. The claimant endorsed greater than 30 percent quality of life improvement from her current medication regimen. The claimant denied any 5 side effects of medications, such as constipation, nausea, vomiting, or excessive sedation. (Exhibit 46F/3, 16, 42, 49, 52, 55, 58, 61, 67, 70). The 6 claimant was taking prednisone for lupus flares, which she stated averaged about twice a year (Exhibit 46F/1). 7 8 (Doc. 13 at 26). Additionally, the ALJ found NP Horn’s 2017, 2018, and 2019 opinions 9 internally inconsistent with his own notes from a 2020 visit:
10 In 2020, Nurse Horn noted no active synovitis of subcutaneous nodules shoulders or joint effusion. Range of motion of wrists, elbows, and active 11 range of motion of the shoulders were within normal limits. Internal and external rotation of the hips were mildly limited. Knee flexion was normal 12 bilaterally. There was no swelling of the knees or ankles (Exhibit 45F/9). 13 (Id. at 26–27). Moreover, because NP Horn’s objective observations indicated that 14 Plaintiff’s range of motion was mostly normal, and “nothing in the reports from a non- 15 clinical setting” indicated “the severe level of disability” opined by NP Horn, the ALJ 16 found that NP Horn’s more severe limitations “appear to have been based on the claimant’s 17 subjective complaints” and were therefore unsupported by objective medical evidence. (Id. 18 at 27). 19 Plaintiff first argues that the ALJ erroneously relied on “a single examination of 20 Plaintiff by NP Horn three and a half years after NP Horn’s medical statement was issued,” 21 and thus that no evidence supports the ALJ’s conclusion that NP Horn’s opinion was 22 internally inconsistent. (Doc. 16 at 19). However, the Commissioner correctly points out 23 that while the ALJ used the 2020 visit as an example, NP Horn’s notes from 2016, 2017, 24 and 2018 visits contain the same language that reflects less severe impairments than opined 25 by NP Horn. (Doc. 21 at 12; Doc. 9-8 at 167, 173, 179, 183); see Lopez v. Colvin, 194 F. 26 Supp. 3d 903, 910 n.1 (D. Ariz. 2016) (“Although the Court may not affirm the ALJ’s 27 decision based on grounds not set forth in the ALJ’s opinion, the Court can consider 28 evidence not specifically mentioned in the opinion if it was available to the ALJ and 1 supports the ALJ’s stated grounds for decision.”). 2 Plaintiff also argues that NP Horn’s opined limitation in range of motion “with 3 repetitive use” in a work environment is not inconsistent with NP Horn’s notes that Plaintiff 4 had a normal range of motion during physical examinations in a clinical setting. (Doc. 16 5 at 19). As previously discussed, the “ALJ is responsible for resolving conflicts in medical 6 testimony, and resolving ambiguity.” Morgan v. Comm’r of Soc. Sec. Admin., 169 F.3d 7 595, 603 (9th Cir. 1999). The Ninth Circuit Court of Appeals has specified that 8 “[d]etermining whether inconsistencies are material (or are in fact inconsistencies at 9 all) . . . falls within this responsibility.” Id. The ALJ’s findings must be upheld “if 10 supported by inferences reasonably drawn from the record.” Batson, 359 F.3d at 1193. 11 Here, the ALJ reasonably inferred that if Plaintiff’s limitations were as severe as NP Horn 12 opined, NP Horn’s objective observations of Plaintiff during visits would reveal some level 13 of impairment. Instead, NP Horn observed during multiple visits that Plaintiff’s range of 14 motion in her arms and knees were “normal,” and range of motion in her hips was only 15 “mildly limited.” (See Doc. 9-8 at 167, 173, 179, 183). The ALJ could reasonably conclude 16 that NP Horn’s opined limitations are internally inconsistent with his notes. Discrepancies 17 between a medical provider’s treatment notes and opinion is a valid reason for an ALJ to 18 reject that provider’s opinion. See Bayliss v. Barnhart, 427 F.3d 1211, 1216 (9th Cir. 2005); 19 Ghanim v. Colvin, 763 F.3d 1154, 1161 (9th Cir. 2014); Tristan, 2022 WL 1707953, at *3 20 (“[An] ALJ’s finding of internal inconsistency between [a provider’s notes and 21 assessment] . . . serves as a permissible basis for discounting [a] medical opinion under the 22 new SSA regulations.”). Therefore, substantial evidence supports the ALJ’s decision to 23 reject NP Horn’s opined limitations. 24 Next, Plaintiff argues that NP Horn did not base his opinions on Plaintiff’s 25 subjective complaints, pointing to the Medical Source Statement questionnaires. (See Doc. 26 16 at 19; Doc. 9-9 at 191–92). In the Medical Source Statement questionnaire dated March 27 17, 2017, NP Horn indicated that he based his opined physical limitations on tests and 28 symptoms confirming Plaintiff’s lupus diagnosis and the fact that lupus is an autoimmune 1 disease that affects joints. (See Doc. 9-9 at 191–92). In the Medical Source Statement 2 questionnaires dated August 7, 2018, and June 20, 2019, NP Horn similarly indicated that 3 he based his opined physical limitations on tests confirming Plaintiff’s lupus diagnosis, 4 including antinuclear antibody (“ANA”) testing, the Physician Global Assessment 5 (“PGA”), and the Systemic Lupus Erythematosus Disease Activity Index (“SLEDAI”). 6 (See Doc. 10 at 93–94; Doc. 10-3 at 98). 7 The objective evidence NP Horn identified supports Plaintiff’s diagnosis of lupus, 8 which has the potential to cause physical limitations, but the ALJ acknowledged that 9 Plaintiff’s diagnoses are supported by objective evidence and accounted for them in 10 Plaintiff’s RFC. (See Doc. 13 at 18–20). NP Horn offers no explanation as to how he 11 reached the severe limitations assessed, particularly given his objective observations that 12 Plaintiff appeared mostly normal during physical examinations. See Schultz v. Astrue, 362 13 F. App’x 634, 636 (9th Cir. 2010) (concluding that “the ALJ properly inferred” that a 14 doctor’s opinion “was based on [the claimant’s] own reports” because the doctor “offered 15 no medical findings or rationale to support her conclusion”). NP Horn’s notes documenting 16 Plaintiff’s subjective complaints appear to be the only support for NP Horn’s opined 17 limitations. (See Doc. 9-8 at 167, 173, 179, 183). Therefore, the ALJ reasonably concluded 18 that NP Horn relied on Plaintiff’s subjective complaints. 19 The Ninth Circuit Court of Appeals has held that an ALJ may reject a medical 20 opinion that is “based ‘to a large extent’ on an applicant’s self-reports and not on clinical 21 evidence, and the ALJ finds the applicant not credible.” Ghanim, 763 F.3d at 1162 (quoting 22 Tommasetti v. Astrue, 533 F.3d 1035, 1041 (9th Cir. 2014)). Here, the ALJ discredited 23 Plaintiff’s “statements concerning the intensity, persistence and limiting effects of [her] 24 symptoms” to the extent they are inconsistent with the record. (Doc. 13 at 16). Plaintiff 25 does not challenge the ALJ’s finding that Plaintiff’s symptoms are “less severe and less 26 frequent than alleged.” (Id. at 16, 26; see generally Doc. 16). Therefore, substantial 27 evidence supports the ALJ’s decision to reject NP Horn’s opinion as unsupported by the 28 record. 1 Moreover, Plaintiff does not address the other objective evidence identified by the 2 ALJ as inconsistent with NP Horn’s opinion. The ALJ recounted specific evidence that 3 was contradictory to NP Horn’s opinion. (Doc. 13 at 26; see Doc. 21 at 11). For example, 4 the ALJ discussed the observations of various providers that Plaintiff’s strength and range 5 of motion appeared normal during physical examinations, and reports that her medications 6 were controlling her pain reasonably well, both of which are inconsistent with the severe 7 level of impairment opined by NP Horn. (Doc. 13 at 26). See Morgan, 169 F.3d at 601 8 (finding that substantial evidence supported the ALJ’s determination of inconsistency 9 when the ALJ “listed specific examples of how the level of impairment indicated by [the 10 medical source] was unreasonable given the . . . other evidence in the record”). 11 Additionally, the ALJ discussed the medical opinions of Dr. Melvin Roberts and Dr. J. 12 Wright, both of which stated that Plaintiff could perform light work. (Doc. 13 at 22). NP 13 Horn’s opined limitations—which Plaintiff argues limit her to sedentary work—are 14 inconsistent with those medical opinions. (See id. at 26–27; Doc. 16 at 8); see Morgan, 169 15 F.3d at 602 (stating that inconsistency between medical opinions is a valid justification for 16 rejecting a medical opinion). Therefore, substantial evidence supports the ALJ’s finding 17 that NP Horn’s opinion was inconsistent with the record. 18 C. Nurse Practitioner Kazaka’s Medical Opinion 19 Plaintiff argues that the ALJ erred in rejecting NP Kazaka’s medical opinion 20 regarding Plaintiff’s mental limitations. (Doc. 16 at 3, 20). In NP Kazaka opined in May 21 2017, July 2018, and July 2019 that Plaintiff had marked to extreme limitations in every 22 category of mental abilities and aptitude needed to do unskilled, semi-skilled, or skilled 23 work; marked limitation in activities of daily living; moderate to marked limitation with 24 maintaining social functioning; frequent to constant deficiencies of concentration, 25 persistence, or pace; and continual episodes of decompensation. (See id. at 22–24; Doc. 9- 26 9 at 179–89; Doc. 10 at 85–91; Doc. 10-3 at 100–06). NP Kazaka indicated that her opined 27 limitations were supported by objective evidence, including clinical interviews, mental 28 status examinations, and displayed behaviors in the office. (See Doc. 16 at 23). 1 The ALJ rejected NP Kazaka’s medical opinion as unpersuasive. (Doc. 13 at 24). 2 First, the ALJ found NP Kazaka’s opinion “inconsistent with the objective medical 3 evidence of record,” noting:
4 During mental status examinations, the claimant occasionally exhibited irritable, constricted, depressed, anxious, slightly agitated, or indifferent 5 mood and affect consistent with her PTSD and anxiety disorder (Exhibits 1F/11, 30-31, 38, 49; 12F/48-49, 82, 94; 27F/10, 15; 34F/9-10; 43F/13, 14, 6 76). However, frequently throughout the record she exhibited neutral, euthymic, congruent, or normal mood and affect. She exhibited fair to good 7 eye contact, appropriate grooming and hygiene, and normal speech with no difficulty communicating. Despite some moderate limitations, the claimant 8 demonstrated largely normal cognitive functioning during mental status examinations. She exhibited variable memory generally ranging between 9 “fair,” “good” and “intact” although she did display “poor” memory during two examinations in May 2017 and July 2018. She also regularly displayed 10 logical thought processes and associations, unremarkable stream of thought, and consistently good fund of knowledge. She exhibited concentration and 11 attention ranging from “fair” to “good.” Furthermore, she consistently appeared alert and oriented (Exhibits 1F/2, 11, 13, 17, 31, 51; 2F/5; 4F/2; 12 5F/2, 6, 10, 13; 6F/13, 15, 18, 22; 8F/4; 12F/15, 31, 43, 49, 62, 75-76, 83-84, 86- 87, 96; 9F/2, 51; 16F/20; 19F/4, 5, 10, 13; 20F/4; 22F/3, 8; 23F/6, 13, 13 14, 19, 22, 34; 25F/3; 26F/4, 11, 17; 27F/2, 6, 10, 13, 19; 30F/1, 6; 31F/2, 6, 69, 120, 135, 147; 32F/4, 7, 9; 34F/10, 18- 19, 27, 35; 35F/9, 13, 16, 20; 14 37F/5, 11, 16; 43F/7, 11, 22, 32, 59). She reported her ruminating thoughts diminished following treatment with prescription medication Zoloft. (Exhibit 15 27F/1, 5). Despite reported rumination and signs of agitation, she had no difficulty sleeping. Additionally, the claimant was purposely off her 16 medications at that time (Exhibit 12F/48). 17 (Id.). 18 Additionally, the ALJ found that NP Kazaka’s opined limitations were “not 19 supported by her own treatment notes as well as the evidence of record,” explaining:
20 The claimant’s treatment with Nurse Kazaka was sporadic in late 2018 through 2021. In 2021, Nurse Kazaka noted the claimant had not been seen 21 for over a year, as she was hiding from Covid. She reported not taking her prescribed medication due to a “weird reaction” to Klonopin. Other 22 compliance issues were also noted (Exhibit 43F/35). In her treatment notes, Nurse Kazaka reported that mental status examinations of the claimant were 23 normal (Exhibit 43F/7). The limitations opined appear to have been based on the claimant’s subjective complaints more so than the claimant’s overall 24 presentation. In July 2018, Nurse Kazaka noted that the claimant needed disability update paperwork done, which took the majority of her 25 appointment. The disability paperwork was done with the claimant who responded to Nurse Kazaka’s questions throughout (Exhibit 34F/26). The 26 claimant’s representative argued the disproportionate nature of the limitations opined were because the observations were in a clinical setting, 27 whereas the opinions were how the claimant would respond in a professional setting. Regardless, there was nothing in the reports from a non-clinical 28 setting indicating the severe level of disability opined by Nurse Kazaka. 1 (Id. at 24–25). The ALJ also explained:
2 Nurse Kazaka noted in her opinions that the claimant experienced severe side effects with multiple medications in the past (Exhibit 13F/3). Yet, throughout 3 the record the claimant denied medication side effects (Exhibits 5F/1-2; 18F/16; 31F/76; 46F/3, 16, 42, 46, 49, 52, 55, 58, 61, 67, 70; 50F/11, 15, 58; 4 51F/24). Nurse Kazaka noted her opinion was based on discussions with the claimant regarding her work history and cognitive tests. However, the 5 claimant obtained a score of 28 out of 30 on the mini mental status exam indicating normal cognition (Exhibit 48F). 6 7 (Id. at 21). 8 Plaintiff argues that the ALJ erred in finding NP Kazaka’s opinion inconsistent with 9 the record. (Doc. 16 at 15–17). Specifically, Plaintiff argues that NP Kazaka’s statement 10 that Plaintiff had “extreme problems with most medications” is not inconsistent with 11 Plaintiff reporting no side effects on her current medication; that Plaintiff’s daily activities 12 do not contradict NP Kazaka’s opinion; and that Plaintiff being alert, having no difficulty 13 sleeping, and having reduced rumination of thoughts on Zoloft is not inconsistent with NP 14 Kazaka’s opinion because she did not rely on alertness or orientation in forming her 15 opinion. (Id.). However, Plaintiff does not address the other evidence cited by the ALJ as 16 inconsistent with NP Kazaka’s opinion. For example, NP Kazaka opined that Plaintiff had 17 marked to extreme limitations in her ability to carry out “very short and simple 18 instructions.” (Doc. 9-9 at 186; Doc. 10 at 88; Doc. 10-3 at 103). The ALJ cited to evidence 19 in the record indicating Plaintiff had “largely normal cognitive functioning during mental 20 status examinations,” and “regularly displayed logical thought processes and associations, 21 unremarkable stream of thought, and consistently good fund of knowledge.” (Doc. 13 at 22 24). Because the ALJ cited other examples of how NP Kazaka’s opinion was inconsistent 23 with the record, even if Plaintiff is correct that some examples are not actually inconsistent, 24 this would be harmless error because substantial evidence supports the ALJ’s finding that 25 NP Kazaka’s opinion was inconsistent with the record as a whole. 26 Plaintiff also argues that the ALJ erred in relying on Plaintiff’s “noncompliance.” 27 (See Doc. 16 a 17–18). Regarding inconsistency, the ALJ referenced NP Kazaka’s 28 treatment notes, where she stated that Plaintiff reported “she purposefully didn’t take her 1 Clonazepam so NP could see what she’s like off of it.” (Doc. 13 at 24; Doc. 9-9 at 126). 2 The ALJ did not err in considering this fact because it is relevant that the severity of 3 Plaintiff’s symptoms documented by NP Kazaka were based in part on Plaintiff’s 4 symptoms when not taking her prescribed medication. Regarding supportability, the ALJ 5 noted that Plaintiff’s treatment with NP Kazaka between 2018 and 2021 was “sporadic.” 6 (Doc. 13 at 24). NP Kazaka’s notes from a 2021 visit stated that Plaintiff “hasn’t been seen 7 in over a year” because she was “hiding from Covid.” (Doc. 11-1 at 8). NP Kazaka also 8 noted that Plaintiff “hadn’t taken [Klonopin] in a long time but still had supply left.” (Id.). 9 The Ninth Circuit Court of Appeals has indicated that an ALJ may validly reject a medical 10 opinion based on a claimant’s “gaps in treatment” with the medical provider. See Blacksher 11 v. Berryhill, 762 F. App’x 372, 375 (9th Cir. 2019) (noting “the ALJ properly relied upon 12 [the claimant’s] gaps in treatment with” the provider in rejecting the provider’s opinion); 13 Evans v. Berryhill, 759 F. App’x 606, 608 (9th Cir. 2019) (affirming the ALJ’s rejection 14 of a medical opinion in part because the claimant “received only sporadic treatment for his 15 condition”); cf. Orn, 495 F.3d at 638 (noting that an ALJ may use gaps in medical treatment 16 to discredit the alleged severity of symptoms when the impairment is such that the 17 “stimulus to seek relief” is pronounced and treatment would likely provide relief). 18 Moreover, substantial evidence supports the ALJ’s determination that NP Kazaka’s 19 opinion was based on Plaintiff’s subjective complaints. The ALJ pointed to NP Kazaka’s 20 treatment notes from July 2018, where she noted Plaintiff “needs disability update 21 paperwork done” and that filling out the paperwork “was the majority of the appointment.” 22 (Doc. 13 at 24; Doc. 10-2 at 73). NP Kazaka specifically noted that the paperwork “was 23 done with patient who responded to [NP Kazaka’s] questions throughout.” (Doc. 10-2 at 24 73). Because the level of disability opined by NP Kazaka was inconsistent with her 25 treatment notes and the objective evidence in the record, and given that NP Kazaka stated 26 her opinion was based on Plaintiff’s responses, the ALJ reasonably concluded that NP 27 Kazaka’s opined limitations appeared to be “based on the claimant’s subjective complaints 28 more so than the claimant’s overall presentation.” (Doc. 13 at 24). Therefore, substantial 1 evidence supports the ALJ’s rejection of NP Kazaka’s opinion as unsupported by the 2 record. See Ghanim, 763 F.3d at 1161 (noting that when a medical opinion is based “on an 3 applicant’s self-reports and not on clinical evidence, and the ALJ finds the applicant not 4 credible, the ALJ may discount the treating provider’s opinion”); Bayliss, 427 F.3d at 5 12116 (noting that internal inconsistencies between a provider’s treatment notes and 6 opinion is a valid reason to discredit the opinion); Tristan, 2022 WL 1707953, at *3 7 (“[R]egardless of whether [an] ALJ’s finding of internal inconsistency between [a 8 provider’s notes and assessment] is characterized as a flaw of ‘consistency’ or 9 ‘supportability,’ it serves as a permissible basis for discounting [a] medical opinion under 10 the new SSA regulations.”). 11 D. Dr. Kerns’ and Dr. Foster-Valdez’s Medical Opinions 12 Plaintiff argues that the ALJ erred in rejecting the medical opinions of state agency 13 reviewing consultants Dr. Kerns and Dr. Foster-Valdez regarding Plaintiff’s mental 14 limitations. (Doc. 16 at 14, 19). Specifically, Plaintiff argues that the ALJ erred in not 15 crediting the consultants’ opinion that Plaintiff is “limited to reasoning level 1 work.” (Id. 16 at 11). The ALJ summarized the consultants’ opinions as follows:
17 Reviewing psychologists, Andres Kerns, Ph.D. and Jaine Foster-Valdez, Ph.D., opined the claimant is able to carry out simple (one to two-step) 18 instructions, follow simple work-like procedures, and make simple work- related decisions. The claimant can carry out simple tasks in situations where 19 a supervisor or co-worker is present to explain tasks and give directions, and occasionally redirect. The claimant has adequate ability to perform at a 20 consistent pace particularly if engaged in a simple task. The claimant can complete tasks that do not require more than daily planning or independent 21 prioritization of tasks. The claimant has a limited, but adequate, ability to interact appropriately with the public, co-workers and supervisors. The 22 claimant would be best suited to work with minimal social demands where interaction with others is superficial, non-collaborative, and occasional. The 23 claimant can work in environments where there is no expectation to resolve conflicts or persuade other to follow demands. The claimant can adapt to a 24 routine environment. The claimant appears capable of simple one and two- step tasks in a routine and predictable environment where changes are easily 25 explained, and interaction with others is superficial and occasional. 26 (Doc. 13 at 20–21). Plaintiff argues that the consultants’ opined limitations are consistent 27 with level one reasoning, which the Dictionary of Occupational Titles (“DOT”) defines as 28 the ability to “carry out simple one- or two-step instructions,” and “[d]eal with standardized 1 situations with occasional or no variables in or from these situations encountered on the 2 job.” DOT (4th ed. 1991) App’x C, 1991 WL 688702; (Doc. 16 at 11). 3 In determining Plaintiff’s mental limitations at Step Three, the ALJ determined that 4 Plaintiff’s longitudinal treatment history revealed that “[h]er mental impairments limit her 5 to simple, routine, and repetitive tasks and only occasional interaction with others, and 6 permit her to make simple work-related decisions.” (Doc. 13 at 17). The ALJ accounted 7 for these limitations in Plaintiff’s RFC, which limits Plaintiff to “performing work with 8 simple instructions, simple work-related decisions, simple tasks, simple changes in a 9 routine work environment and no more than occasional contact with coworkers and the 10 public.” (Id. at 15, 17). The Ninth Circuit Court of Appeals has held that an RFC like 11 Plaintiff’s that is limited to “simple” tasks is consistent with level two reasoning, which 12 requires an employee to “carry out detailed but uninvolved written or oral instructions” and 13 “[d]eal with problems involving a few concrete variables in or from standardized 14 situations.” DOT (4th ed. 1991) App’x C, 1991 WL 688702; Zavalin v. Colvin, 778 F.3d 15 842, 843, 847 (9th Cir. 2015) (holding an RFC limited to “simple, routine, or repetitive 16 tasks” is incompatible with level three reasoning but consistent with level two reasoning); 17 Hackett v. Barnhart, 395 F.3d 1168, 1176 (9th Cir. 2005) (noting limitation to “simple and 18 routine work tasks” is consistent with level two reasoning but inconsistent with level three 19 reasoning); Faulkner v. Dudek, 2025 WL 602216, at *2 (9th Cir. 2025) (determining that 20 an RFC limited to “simple, work related decisions” is incompatible with level three 21 reasoning).1
22 1 Plaintiff argues, and the Commissioner concedes, that Plaintiff’s RFC is incompatible with jobs requiring level three reasoning. (Doc. 16 at 11; Doc. 21 at 17). The ALJ identified 23 storage facility rental clerk as a potential job for Plaintiff, which requires a reasoning level of three. See DOT (4th ed. 1991) § 295.367-026, 1991 WL 672594; (Doc. 13 at 30). While 24 this finding was erroneous, the Court agrees with the Commissioner that this was a harmless error. (See Doc. 21 at 17). The Ninth Circuit Court of Appeals has instructed that 25 this error is harmless if the claimant can perform the remaining jobs, and those jobs exist in significant numbers in the national economy. Buck v. Berryhill, 869 F.3d 1040, 1051 & 26 n.2 (9th Cir. 2017); Shaibi v. Berryhill, 883 F.3d 1102, 1110 n.7 (9th Cir. 2017); Applegate v. Saul, 845 F. App’x 569, 570-71 (9th Cir. 2021) (“[E]ven if the first two jobs the VE 27 identified . . . are inconsistent with the reasoning level noted in [the claimant’s] RFC, this error is harmless because one of the jobs the VE identified . . . indisputably meets the RFC 28 presented by the ALJ and exists in sufficient numbers in the national economy.”). As explained, substantial evidence supports the ALJ’s determination that Plaintiff can perform 1 In determining Plaintiff’s RFC, the ALJ rejected the consultants’ opinions as 2 unpersuasive. (Doc. 13 at 21–22). The ALJ first explained that the opinions used “non- 3 vocational terms such as ‘adequate ability to perform at a consistent pace,’ and ‘carry out 4 simple tasks in situations where a supervisor is present.’” (Id. at 21). The ALJ noted that a 5 limitation to “simple tasks” is a different restriction than a limitation to tasks with one or 6 two steps, and that the record suggested Plaintiff could perform simple tasks with more 7 than one or two steps. (Id.). 8 To the extent the consultants’ opinions suggested Plaintiff was limited to level one 9 reasoning, the ALJ found that the opinions were not supported by objective evidence and 10 instead “appear to be based on the opinions of the claimant’s treating providers,” NP Horn 11 and NP Kazaka, “who relied on the claimant’s subjective statements regarding the severity 12 of her mental symptoms.” (Id.). The ALJ discussed NP Kazaka as an example:
13 For instance, Nurse Kazaka noted in her opinions that the claimant experienced severe side effects with multiple medications in the past (Exhibit 14 13F/3). Yet, throughout the record the claimant denied medication side effects (Exhibits 5F/1-2; 18F/16; 31F/76; 46F/3, 16, 42, 46, 49, 52, 55, 58, 15 61, 67, 70; 50F/11, 15, 58; 51F/24). Nurse Kazaka noted her opinion was based on discussions with the claimant regarding her work history and 16 cognitive tests. However, the claimant obtained a score of 28 out of 30 on the mini mental status exam indicating normal cognition (Exhibit 48F). 17 18 (Id.). Additionally, the ALJ found that the consultants’ opinions were inconsistent with the 19 record, explaining:
20 [T]he evidence of record . . . shows the claimant maintains the ability to comprehend and apply learned information; interact with others; sustain 21 focused attention and concentration and perform daily tasks. Specifically, the record shows the claimant is able to care for her multiple dogs. She is able to 22 go out to restaurants, shop in stores for groceries, cook, do laundry and wash dishes. During the psychological consultative examination the claimant was 23 able to complete paperwork independently. Her affect was restricted with irritable undertones; however, she conducted herself appropriately in the 24 lobby while waiting for her appointment and presented as polite and cooperative. The examiner noted the claimant was not particularly friendly, 25 jobs requiring level two reasoning. The other two occupations identified by the VE— 26 routing clerk and small products assembler—both require a reasoning level of two. See DOT (4th ed. 1991) § 222.687-022, 1991 WL 672133; id. § 706.684-022, 1991 WL 27 679050. As determined by the VE, these occupations combined account for 73,707 jobs in the national economy, which is considered a significant number of jobs under Step Five. 28 (Doc. 13 at 30); see Gutierrez v. Comm’r of Soc. Sec. Admin., 740 F.3d 519, 528–29 (9th Cir. 2014) (finding 25,000 jobs in the national economy is a significant number). 1 but noted her eye contact was good and her hygiene and grooming were fair. Her attention and concentration abilities were intact. There was no indication 2 of hyperactivity. Her comprehension was good. Her memory appeared fairly intact and she appeared to function around the average range of intelligence 3 (Exhibit 48F/4). During the mini mental status exam she obtained a score of 28 out of 30 indicating normal cognitive functioning (Exhibit 48F/5). The 4 undersigned takes notice that mental status examinations reveal the claimant is occasionally irritable with a constricted, depressed, anxious, slightly 5 agitated, or indifferent mood and affect (Exhibits 1F/11, 30-31, 38, 49; 12F/48-49, 82, 94; 27F/10, 15; 34F/9-10; 43F/13, 14, 76). However, 6 frequently throughout the record she exhibited neutral, euthymic, congruent, or normal mood and affect, fair to good eye contact, appropriate grooming 7 and hygiene, and normal speech with no difficulty communicating. The claimant demonstrated largely normal cognitive functioning during mental 8 status examinations. She also regularly displayed logical thought processes and associations, unremarkable stream of thought, and consistently good 9 fund of knowledge (Exhibits 1F/1-2, 11, 13, 17, 31; 2F/5; 4F/2; 6F/13, 15, 18, 22; 12F/15, 31, 43, 49, 62, 76, 82-84, 87, 91, 94-95; 8F/4; 12F/15; 10 16F/20; 19F/4-5, 10, 13; 22F/3; 23F/5-6, 13-14, 22, 34; 25F/3; 26F/17; 27F/2, 6, 10, 14, 18; 31F/69; 32F/4, 7, 9; 34F/10, 19, 27 35; 35F/9, 13, 16, 11 20; 37F/5, 11, 16; 43F/7, 59). 12 (Id. at 21–22). 13 Plaintiff argues that “there is no requirement that a medical source use standardized 14 vocational terms in their medical opinions” because “the ALJ is responsible for translating 15 such language into applicable vocational limitations,” thus the use of “non-vocational” 16 terms was not a valid reason for the ALJ to reject the consultants’ opinions. (Doc. 16 at 17 14). The Commissioner argues that the ALJ did not err in considering the language used 18 by the consultants because the ALJ is supposed to consider “other factors” in determining 19 whether a medical opinion is persuasive. (Doc. 21 at 13). While Plaintiff is correct that the 20 ALJ is responsible for translating Plaintiff’s functional limitations into an RFC, see Rounds 21 v. Comm’r Soc. Sec. Admin., 807 F.3d 996, 1006 (9th Cir. 2015) (“[T]he ALJ is responsible 22 for translating and incorporating clinical findings into a sufficient RFC.”), the Court agrees 23 with the Commissioner that it was not error for the ALJ to consider the use of non- 24 vocational terms in determining whether a medical source’s opined restrictions are 25 persuasive. 26 The Ninth Circuit Court of Appeals and other district courts in this circuit have 27 determined that an ALJ may consider a medical opinion’s use of vocationally relevant 28 terms in determining that opinion’s probative value. See Ford v. Saul, 950 F.3d 1141, 1156 1 (9th Cir. 2020) (concluding that the ALJ reasonably rejected a doctor’s opinion because it 2 “did not provide useful statements regarding the degree of [claimant’s] limitations” and 3 thus was “inadequate for determining RFC”); King v. Comm’r of Soc. Sec. Admin., 475 F. 4 App’x 209, 210 (9th Cir. 2012) (noting that an ALJ may properly reject a medical opinion 5 when it is “too vague to be useful”); Sahar Abbas A. v. Comm’r of Soc. Sec., No. C22- 6 1162-MLP, 2023 WL 3456897, at *2 (W.D. Wash. May 15, 2023) (concluding that “[t]he 7 ALJ reasonably found that the vagueness with which [the doctor] defined Plaintiff’s 8 limitations undermined its probative value” when the opinion was “not articulated in 9 precise vocational terms”); Rivera v. Colvin, No. 1:15-CV-03019-JTR, 2015 WL 6619333, 10 at *10–11 (E.D. Wash. Oct. 30, 2015) (concluding that even if medical opinions need not 11 use “vocationally relevant” terms, an ALJ may nonetheless find that an opinion is “too 12 vague and general to be vocationally relevant”); Mitchell v. Colvin, No. CV-13-02384- 13 PHX-JZB, 2015 WL 1186222, at *11 (D. Ariz. Mar. 16, 2015) (concluding that the ALJ 14 did not err in disregarding a medical opinion because it was “vague and imprecise, and 15 lacking specific work-related limitations”). Accordingly, the ALJ did not err in finding the 16 non-vocational language in the consultants’ opinions unclear and thus unpersuasive when 17 determining Plaintiff’s mental limitations. 18 Moreover, the ALJ suggested that the consultants’ opinions were internally 19 inconsistent because the consultants opined that Plaintiff could carry out “simple one and 20 two-step tasks,” but also that Plaintiff could “carry out simple tasks.” (Doc. 13 at 20–21; 21 Doc. 9-4 at 19–20, 62–63). The ALJ correctly pointed out that “the term ‘simple tasks’ is 22 not equivalent to 1-2 step tasks.” (Doc. 13 at 21); see, e.g., Zavalin, 778 F.3d at 843, 847. 23 Thus, it was unclear whether the consultants believed that Plaintiff was limited to reasoning 24 level one or two. The ALJ examined the entire record and determined that “the evidence 25 supports a greater ability to function than the performance of 1-2 step tasks.” (Doc. 13 at 26 21). Therefore, substantial evidence supports the ALJ’s decision to reject the consultants’ 27 opinion that Plaintiff was limited to one to two step tasks. 28 Plaintiff also argues that the ALJ erred in relying on Plaintiff’s daily activities to 1 reject the consultants’ opinions because the daily activities discussed by the ALJ are not 2 inconsistent with the consultants’ opined limitations. (Doc. 16 at 15–16). The Ninth Circuit 3 Court of Appeals has held that an ALJ may validly reject a medical opinion if it is 4 inconsistent with a claimant’s daily activities. See, e.g., Ghanim, 763 F.3d at 1162; Carter 5 v. Berryhill, 738 F. App’x 534, 535 (9th Cir. 2018); Burch v. Barnhart, 400 F.3d 676, 681 6 (9th Cir. 2005). Here, the ALJ explained that Plaintiff’s daily activities were “not limited 7 to the extent one would expect,” noting the “physical and mental capabilities” and “social 8 interactions” required by many of the tasks. (Doc. 13 at 20). The ALJ specifically 9 mentioned Plaintiff’s ability to care for multiple dogs, go to restaurants, shop for groceries, 10 cook, do laundry, wash dishes, manage her finances, check emails, make phone calls, and 11 complete paperwork independently.2 (Doc. 13 at 20–21). Based on Plaintiff’s daily 12 activities, it was reasonable for the ALJ to conclude that Plaintiff could carry out task with 13 more than one or two steps. See Burch, 400 F.3d at 680 (determining it was reasonable for 14 the ALJ to find claimant was “quite functional” when she could “care for her own personal 15 needs, cook, clean and shop,” “manage her own finances,” and “interact[] with her nephew 16 and her boyfriend”). Therefore, substantial evidence supports the ALJ’s conclusion that 17 Plaintiff’s daily activities conflict with a limitation to level one reasoning. See id. 18 (“Although the evidence of [the claimant’s] daily activities may also admit of an 19 interpretation more favorable to [the claimant], the ALJ’s interpretations was rational, and 20 we must uphold the ALJ’s decision where the evidence is susceptible to more than one 21 rational interpretation.”). 22 Even if Plaintiff’s daily activities did not contradict the consultants’ opinion, 23 Plaintiff does not challenge the other objective evidence identified by the ALJ as 24 inconsistent with a limitation to level one reasoning. For example, the ALJ noted that 25 Plaintiff scored 28 out of 30 on the mini mental status examination (“MMSE”).3 (Doc. 13
26 2 Plaintiff argues that the ALJ erred in relying on Plaintiff’s ability to complete routine paperwork because doing so reveals no more than “basic literacy.” (Doc. 16 at 15). 27 However, even if Plaintiff is correct, this does not impact the Court’s finding regarding the other daily activities discussed by the ALJ and would thus be harmless error. 28 3 See generally Carter v. Kijakazi, No. 2:22cv00001, 2023 WL 2967429, at *8 n.14 (W.D. Va. Apr. 17, 2023) (“The MMSE is an 11-question measure that tests seven areas of 1 at 21; see Doc. 14 at 17). As part of the MMSE, Plaintiff was able to follow a three-step 2 command. See Bonetti v. Comm’r of Soc. Sec. Admin., No. CV 18-02523, 2019 WL 3 13198691, at *7 (D. Ariz. Sep. 10, 2019) (noting that one question in the MMSE asks the 4 claimant to “follow a three-step command”); Slusher v. Comm’r of Soc. Sec. Admin, No. 5 CV-20-02038-PHX-SPL, 2022 WL 596801, at *3 n.4 (D. Ariz. Feb. 28, 2022) (same). The 6 ALJ reasonably concluded that Plaintiff’s performance on the MMSE contradicted the 7 consultants’ opinion that Plaintiff was limited to tasks with one or two steps. Therefore, 8 substantial evidence supports the ALJ’s determination that the consultants’ opinions were 9 inconsistent with the record. 10 Additionally, Plaintiff argues that no evidence supports the ALJ’s finding that the 11 consultants’ opinions were based on the medical opinions of Plaintiff’s treating physicians. 12 (Doc. 16 at 12). Plaintiff concedes that if the consultants did rely on the statements of NP 13 Kazaka and NP Horn, it would be “a valid reason to discount such evidence under the 14 supportability factor.” (Id. at 18). The Court agrees with Plaintiff that the ALJ erred in 15 finding that the consultants’ opined mental limitations were based on NP Kazaka’s 16 opinions. Dr. Kerns indicated that the “extreme limitations” opined by NP Kazaka were 17 not supported by the objective evidence or her visit notes. (Doc. 9-4 at 15–16). Dr. Foster- 18 Valdez later adopted Dr. Kerns’ explanation. (Id. at 56). However, Plaintiff does not point 19 to any objective evidence that supports a limitation to level one reasoning. Plaintiff argues 20 that much of the evidence cited by the ALJ as inconsistent with the consultants’ opinion 21 was “reviewed and considered” by the consultants and “was the basis for their opinions,” 22 including observations about Plaintiff’s normal mood and cognitive function. (Doc. 16 at 23 16). The Court finds this argument unpersuasive because, as explained above, substantial 24 evidence supports the ALJ’s conclusion that this evidence was inconsistent with the level 25 of limitations opined by the consultants and thus does not support their opinions.
26 cognitive function: orientation, registration, attention and calculation, recall, language and visual construction. The maximum score is 30. A score of 24 or more is indicative of no 27 cognitive impairment.”). The psychological consultant who administered the MMSE noted that Plaintiff’s “errors included an inability to recall the correct season of the year (she 28 scoffed, ‘Arizona doesn’t have seasons’) as well as an inability to recall one of three words she previously was asked to remember.” (Doc. 14 at 17). 1 Moreover, even if the ALJ erred in its supportability analysis, this would be 2|| harmless error because, as previously stated, substantial evidence supports the ALJ’s || finding that the consultants’ opinion is inconsistent with the record. Archunde v. Comm'r 4|| of Soc. Sec. Admin., No. CV-24-01993-PHX-JAT, 2025 WL 520534, at *6 (D. Ariz. Feb. 5|| 18, 2025) (citing Woods v. Kijakazi, 32 F.4th 785, 793 n.4 (9th Cir. 2022) (indicating that 6 || even where an ALJ provides no supportability analysis for a medical opinion, the ALJ may properly find the opinion unpersuasive so long as there is an inconsistency finding 8 || supported by substantial evidence)); see also Collins v. Colvin, No. 23-35526, 2024 WL 5040992, at *2 (9th Cir. Dec. 9, 2024) (because the inconsistency of the doctor’s opinion || provided a sufficient basis to find it unpersuasive, “any error related to the supportability 11 || analysis counts as harmless and does not provide a basis for reversing”). 12 IV. CONCLUSION 13 For the foregoing reasons, 14 IT IS ORDERED that the ALJ’s decision is AFFIRMED. 15 IT IS FURTHER ORDERED that the Clerk of Court shall enter judgment 16 || accordingly. 17 Dated this 15th day of October, 2025. 18
20 James A. Teilborg 21 Senior United States District Judge 22 23 24 25 26 27 28
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