Thornton v. Johnson

453 P.2d 178, 253 Or. 342, 1969 Ore. LEXIS 459
CourtOregon Supreme Court
DecidedApril 16, 1969
StatusPublished
Cited by27 cases

This text of 453 P.2d 178 (Thornton v. Johnson) is published on Counsel Stack Legal Research, covering Oregon Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Thornton v. Johnson, 453 P.2d 178, 253 Or. 342, 1969 Ore. LEXIS 459 (Or. 1969).

Opinion

*345 PEE CUEIAM.

This proceeding is brought under OES 251.015-251.090 to contest the election of Lee Johnson to the office of Attorney General for the state of Oregon in the general election held on November 5, 1968. Mr. Johnson appeals from a judgment setting aside the election and declaring the contestant, Eobert Y. Thornton elected to the office. Mr. Thornton cross-appeals on the ground that the trial court erroneously found that certain charges of false statements were not supported by the evidence.

Mr. Thornton’s petition charged that Mr. Johnson “wilfully, knowingly, deliberately and materially” violated OES 260.380(1) of the Corrupt Practices Act in that he knowingly made material false statements relating to the contestant in letters, circulars and in other media. He further charged that Mr. Johnson wilfully, deliberately and materially paid or caused to be paid and knowingly and deliberately authorized and incurred expenses in excess of those permitted by OES 260.050. By an amended petition filed during the trial the filing of a false report, after election, was also charged.

The case was tried before three judges of the circuit court for Marion County sitting en bane. That court found no violation of OES 260.370 or 260.380(1) with reference to alleged false statements about Mr. Thornton. But the court found Mr. Johnson guilty of excessive expenditures and of filing a false expenditure report. The trial court was of the opinion that it was compelled by our decision in Cook v. Corbett, 251 Or 263, 446 P2d 179 (1968), to disqualify Mr. Johnson and declare Mr. Thornton elected. The trial court said:

«* ■*-* : Now-even though these findings may *346 seem to be unimportant when compared to the grave consequences of our decision, this Court, under the standards impressed upon it in the case of Cook v. Corbett, no longer has discretion and power to determine what may be trivial or unimportant in an election contest; so long as there is a violation of Oregon election law, Cook v. Corbett requires that the office be vacated.”

In view of the trial court’s construction of Cook v. Corbett, supra (446 P2d 179), we wish to further clarify the basis of that decision, which the trial court misconstrued. In the Cook case we expressly held that in order for Cook to prevail it was necessary that he prove three elements: (1) that Corbett made false statements, (2) that she made them deliberately, and (3) that the statements were material.

As to the first element the trial court found that Corbett had made false statements and we concurred in that finding. The evidence clearly established that Corbett made false statements, intending to create the belief in the voters that she was “the incumbent Senator holding Position No. 4 to which she was seeking re-election.”

As to the second element, we held that the proof that Corbett had made the false statement deliberately was incontrovertible.

As to the third element, we held that conduct may be material even though it may not have changed the result of the election. We further held that “material” was used in the statute in the sense of “substantial” as contrasted with “trivial” and “unimportant.” We considered Mrs. Corbett’s violation and found that it was material in the sense of being substantial.

It is argued that in calling attention to the Report of the 1955 Legislative Interim Committee on Elec *347 tions and the elimination in 1957 (ch 217, Oregon Laws 1957, § 7) of the words “trivial and unimportant and limited in character” from OES 260.430 we implied that “material” was synonymous with “trivial” or “unimportant.” A careful reading of the opinion will show that a reference to the report and the 1957 amendment was in connection with the authority granted under OES 260.430 to mitigate the drastic punishment required by the act. We did not imply that in determining whether the act had been violated “material” was synonymous with “trivial” or “unimportant.” On the contrary, we said specifically that' material was synonymous with substantial.

Before taking up the evidence relating to the charges we must decide two preliminary matters: (1) the rule of construction applicable to the Corrupt Practices Act, and (2) the allocation and measure of the burden of proof.

The general principle that penal statutes are strictly construed has been applied to the corrupt practices acts of other states. Doughty v. Bryant, 226 Ala 23, 145 S 420 (1933); State v. Carter, 319 SW2d 596 (Mo 1958). There are good reasons for so construing our own act.

In the application of the Act the interest of the parties and the interest of the public must be weighed. An important consideration is the effect which the imposition of the penalty has upon the electorate. ORS 251.080 provides that: “If the judgment sets aside the nomination or election of a person, it shall also declare as nominated or elected for or to the office in question the other person who received the highest number of votes at the election.” Thus, a finding that the Act has been violated not only punishes the winning, candidate by depriving him of his office, but *348 it also disenfranchises all of those citizens who voted for him, in the case at bar, 437,850 voters. Under the statute the person who receives the second highest number of votes takes.office, not because he has been elected by the people, but because he is pronounced the winner by an act of the legislature. If the person chosen by the voters is disqualified, there simply is no election, McKinney v. Barker, 203 SW 303 at 305 (Ky 1918); Sublett v. Bedwell, 47 Miss 266, 12 Am Rep 338 (1872).

Because a violation of the Act results in disenfranchisement of the voters, we hold that the provisions of the Act should be strictly construed.

The measure of the contestant’s burden of proof was not before us in Cook v. Corbett, supra (446 P2d 179), because the facts in that case were stipulated. The serious consequences visited upon the winning candidate and upon the electorate as a result of disqualification prompt us to construe the Act as imposing upon the contestant the burden of proving a •violation of the Act by clear and convincing evidence. When a violation of the Corrupt Practices Act becomes the subject of a criminal prosecution, as it may, the state must prove the violation beyond a reasonable doubt. In a private contest which can result in the disenfranchisement of those who voted for the contestee, the contestant should have the burden of proving his case by clear and convincing evidence.

I

Contributions and Expenditures

Under the principles laid down in the Cook case, the trial court’s conclusion that Mr. Johnson violated the statute by making excessive expenditures can be *349 sustained only if the evidence shows (.1) that Mr.

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Bluebook (online)
453 P.2d 178, 253 Or. 342, 1969 Ore. LEXIS 459, Counsel Stack Legal Research, https://law.counselstack.com/opinion/thornton-v-johnson-or-1969.