Thorne v. State

429 N.E.2d 644, 1981 Ind. LEXIS 959
CourtIndiana Supreme Court
DecidedDecember 31, 1981
Docket1280S440
StatusPublished
Cited by9 cases

This text of 429 N.E.2d 644 (Thorne v. State) is published on Counsel Stack Legal Research, covering Indiana Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Thorne v. State, 429 N.E.2d 644, 1981 Ind. LEXIS 959 (Ind. 1981).

Opinion

PRENTICE, Justice.

Defendant (Appellant) was convicted after a trial by jury of two (2) counts of Dealing in a Scheduled II Controlled Substance, Ind.Code § 35-48-4-2(1) and § 35-48-2-6(eX5) (Burns Supp.1981), and sentenced to concurrent twelve (12) year terms of imprisonment. One issue raised by this direct appeal compels us to reverse and remand the cause for a new trial.

Paid informant Terry Smith indicated to Evansville Police Officer Randy Heidorn that drugs could be obtained from the de *645 fendant. On May 24, 1979, Smith and Hei-dorn met with the defendant at his home where a sale and delivery of phencyclidine, a controlled substance, were made.

The information filed on December 24, 1979, listed six police officers by name, one “confidential informant c/o narcotics,” and “Jerry Moore,” as witnesses. Jerry Moore was, in fact, a police code name for Terry Smith. Terry Smith was not otherwise named and there was nothing to indicate that Moore was an alias used to preserve confidentiality.

On January 10, 1980, Defendant filed a pre-trial motion for discovery, which was sustained by the court and required disclosure of the names and addresses of all witnesses upon which the State would rely. The State did not comply with the order, however, it did permit Defendant’s attorney to examine its file.

On the second day of trial, the State offered Terry Wayne Smith as a witness. The defendant protested, Smith not having been disclosed as a witness, whereupon it was then disclosed that he was a confidential police informer and had been assigned the alias, or code name, of Jerry Moore, that name having been endorsed upon the information. Following a hearing outside the presence of the jury the trial court overruled a defense motion to preclude the witness from testifying and a motion for a continuance, and the witness proceeded to testify as an eye witness to the transaction. His testimony was the only evidence corroborative of the testimony of Officer Heidorn, thus its prejudicial impact is beyond question.

At the hearing following the tender of Smith as a witness, the State maintained that it was warranted in not disclosing his true identity as a measure for the security of the witness, whom Defendant had accused of “setting him up” and had threatened with death or grave physical harm if he testified.

“The guiding principle to be followed by trial courts in dealing with the area of criminal discovery was set down in Bernard v. State, supra [248 Ind. 688, 230 N.E.2d 536]. That case involved a request by a criminal defendant for a list of the names of witnesses to be used against him. In holding that it was error to deny such a motion this Court said:
“ ‘It is self-evident that a list of witnesses would have been beneficial in the preparation of appellant’s case. We do not require that the State lay bare its case in advance of trial nor that the criminal defendant be allowed a fishing expedition, however these objections do not arise when a list of witnesses is requested and the State fails to show a paramount interest in' non-disclosure.’ (Emphasis added.) 248 Ind. at 692 [230 N.E.2d 536],
“This principle was followed in Johns v. State, supra [251 Ind. 172, 240 N.E.2d 60], the Court saying:
“ ‘Under the doctrine outlined in Bernard v. State it is clear that the trial court, when requested by. the defendant in a criminal proceeding has the duty to order the state to furnish the defendant with the names and addresses of those witnesses upon whom the state intends to rely in the prosecution of the case, unless the state is able to show a paramount interest in non-disclosure . . . The purpose of the Bernard doctrine is to insure justice and fairness in criminal proceedings and it is axiomatic that an accused is not justly and fairly tried when his counsel is compelled to maneuver in a factual vacuum. Nor is fairness and justice enhanced -when convictions are gained through surprise, or by the prosecution misleading the defense.’ (Emphasis added.) 240 N.E.2d 60.” Antrobus et al. v. State, (1970) 253 Ind. 420, 423-24, 254 N.E.2d 873.

Throughout the cases relating to criminal discovery, it has been recognized that there may exist a paramount, State interest in non-disclosure. The determination of whether or not the interest in non-disclosure is, in fact, paramount, however, is one to be determined by the court — not the State.

Antrobus, supra, was concerned with the accused’s right to obtain witnesses’ state- *646 merits in the possession of the police. We there outlined the procedure to be followed. After relating the necessity of a proper foundation disclosing entitlement to such discovery, we proceeded as follows:

“After laying this foundation, the defendant may move the trial court to require the State to produce such statements for use by the defense in cross examination and impeachment of the witness. If the foundation is proper the trial court must grant the motion and order the statements turned directly over to the defendant unless the State alleges: (a) There are no such statements within the control of the State. The trial court must conduct a hearing on the conflicting claims of the parties to resolve this issue. (b) There is a necessity for keeping the contents of the statements confidential. (c) The statement also contains matter not related to the matters covered in witness’ testimony and the State does not wish to reveal that portion. In the latter two cases the statements need not be given directly to the defendant but should be given to the trial court for his decision concerning the State’s claim. If ■the trial court agrees with the State then on (b) and (c) the trial court may deny defendant’s motion or turn over to the defendant only the relevant portion of the statement.” Antrobus et al. v. State, (1970) 253 Ind. 420, 427-28, 254 N.E.2d 873.

The State does not dispute that Defendants, as a general rule, are entitled to be informed as to witnesses who will confront them. It counters, however, by a claim that Defendant’s counsel was put on notice, by inspection of the State’s file, that Jerry Moore was the informant who alerted it to Defendant’s illegal activity, that diligence required further inquiry and that the lack of such diligence warranted the trial court in denying the motion for a continuance. We believe such rationale will not suffice. To be sure, the nature of the testimony is important, but this does not derogate the identity of the witness. Without knowing such identity, how can credibility be assessed? How can cross-examination be planned?

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Bluebook (online)
429 N.E.2d 644, 1981 Ind. LEXIS 959, Counsel Stack Legal Research, https://law.counselstack.com/opinion/thorne-v-state-ind-1981.