Thomas W. Holmes v. Alabama Board of Pardons & Paroles

591 F. App'x 737
CourtCourt of Appeals for the Eleventh Circuit
DecidedNovember 13, 2014
Docket14-11330
StatusUnpublished
Cited by3 cases

This text of 591 F. App'x 737 (Thomas W. Holmes v. Alabama Board of Pardons & Paroles) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Thomas W. Holmes v. Alabama Board of Pardons & Paroles, 591 F. App'x 737 (11th Cir. 2014).

Opinion

PER CURIAM:

Thomas W. Holmes, a white male Probation and Parole Officer, appeals the grant of summary judgment to his employer, the Alabama Board of Pardons and Paroles (“Board”), in his suit alleging, inter alia, violations of Title VII of the Civil Rights Act, 42 U.S.C. § 2000e-2, when the Board failed to promote him to Senior Officer based on his race and gender or to District Manager based on his race. On appeal, Holmes argues that the district court erred by: (1) granting summary judgment on his Senior Officer claims; and (2) finding that he had failed to exhaust his administrative remedies as to his District Manager claim. 1 After review, we affirm.

I. FACTUAL BACKGROUND

A. Promotion of Probation and Parole Officers

Because Holmes’s claims involve the Board’s failure to promote him to Senior Officer or District Manager positions, we first review the Board’s promotion process.

Under Alabama’s merit system, an entry-level Probation and Parole Officer (or PO I) with two years of service is eligible for promotion to Senior Officer (or PO III) or District Manager (or PO IV). 2 To be promoted, the officer must apply with the State Personnel Department, which administers tests to all eligible applicants. The State Personnel Board then places the applicants on a promotional register, or “certificate of eligibles,” and groups the applicants in “bands” based on their test scores. Applicants within a band have statistically similar test scores and are considered equally ranked within the applicant pool. This promotional register lists the top ten “eligibles” and all applicants who tied the tenth highest eligible. Applicants are ranked both statewide and by preferred county. An applicant may share his statewide or county rank with other applicants.

Because the register for Senior Officer promotions is “continuous,” officers wishing to be considered for those promotions must retake the Senior Officer test periodically to avoid falling off the register. Consequently, names and rankings on the Senior Officer register frequently change as old names receive promotions or fall off and new names are added.

The District Manager classification has a separate test and promotional register. Unlike the Senior Officer register, the District Manager register is “closed,” meaning the State Personnel Department opens *739 the register for only a short period to accept applications for a vacancy and then closes the register again until there is another vacancy.

The Board had a promotion protocol, effective August 15, 2009, for promoting officers to supervisor or manager positions within the agency. The 2009 protocol contains a list of objective criteria that must be considered in making promotional decisions, including the candidate’s: (1) band number; (2) advanced degrees; (3) years in law enforcement, social services, or rehabilitation services; (4) unique objectively-based qualifications; (5) supervisory experience; and (6) past three years of performance appraisals, disciplinary actions, reprimands, and written warnings. The 2009 protocol also contains a list of subjective criteria, including: (1) the candidate’s audits and statistical reports; (2) the last three years of supervisors’ evaluations; (3) additional written input from the current supervisor; (4) the candidate’s writing sample and resume; and (5) the interview. The evaluating committee or person has direct access to each candidate’s personnel file and may be provided “candidate packets” of information “to use in deliberating.”

Under the 2009 protocol, once the Board identifies a Senior Officer or District Manager vacancy, the Board requests a certified promotional register from the State Personnel Department, which the Board uses to fill the vacancy. A person or committee interviews applicants from the register and then completes two worksheets of notes evaluating the candidates based on the objective and subjective criteria. The criteria are not weighted. Each evaluator has discretion in assigning weight to the criteria, and the worksheets are merely tools used to evaluate each interviewed candidate. After evaluating the candidates and deliberating, the person or committee recommends a candidate for promotion up the chain of command. Ultimately, the Board votes on the recommendation and has discretion in making the final promotion decision. 3

B. Holmes’s Employment

In February 2001, Holmes began working as a Probation and Parole Officer, most of that time in the field office in Montgomery, Alabama, where he lives. In March 2009, Holmes moved to the Montgomery field office’s Pardon Unit, where he primarily processed pardon applications. In this assignment, Holmes did not ordinarily perform routine probation and parole officer field work, such as supervising offenders, maintaining field notes, participating in arrests, attending revocation hearings, preparing PSI reports or parole plans, collecting fees and arrearages, collecting DNA samples, and performing drug tests. On June 16, 2013, Holmes was promoted to Senior Officer in the Montgomery Central Office’s Pardon Unit.

Throughout his employment, Holmes received generally positive evaluations, although a few evaluations noted issues with timeliness and attention to detail. Additionally, Holmes’s personnel file contains some disciplinary actions during the years before he moved to the Pardon Unit, including: (1) a 2003 reprimand for failing *740 to accurately report an offender’s sentence end date, which led to three months of wrongful incarceration; (2) notes in his 2003 evaluation about the failure to comply with arrest procedures; (3) a 2004 written reprimand for improper use of an assigned cell phone, making an insubordinate statement, and conducting field activities without the presence of another officer, in violation of office policy; and (4) a 2006 written warning for making an unauthorized request for the criminal history of a supervisor.

C. Senior Officer Promotions

In either 2004 or 2005, Holmes first took the Senior Officer test and began applying for promotion. Thereafter, Holmes periodically re-took the Senior Officer test when he receivéd notice that he had dropped off the register. At one point, Holmes was on the register statewide, but later (Holmes does not know when), he changed his desired locations to counties around Montgomery.

Holmes claims that he was consistently passed over for Senior Officer promotions in favor of officers who were African-American or female. Holmes’s peers frequently commented to him that Holmes was “not the right color” for promotion, but Holmes did not hear this comment from supervisors in his chain of command. Holmes believed he was denied promotions based on his race and gender because he “continually” saw less experienced and less educated African-American and female officers get promoted rather than him. Holmes also believed there was a conspiracy within upper management to ensure African-American and women officers were promoted to Senior Officer positions.

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591 F. App'x 737, Counsel Stack Legal Research, https://law.counselstack.com/opinion/thomas-w-holmes-v-alabama-board-of-pardons-paroles-ca11-2014.