Thomas v. United States

978 A.2d 1211, 2009 D.C. App. LEXIS 360, 2009 WL 2610951
CourtDistrict of Columbia Court of Appeals
DecidedAugust 27, 2009
DocketNos. 05-CF-299, 05-CF-322
StatusPublished
Cited by45 cases

This text of 978 A.2d 1211 (Thomas v. United States) is published on Counsel Stack Legal Research, covering District of Columbia Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Thomas v. United States, 978 A.2d 1211, 2009 D.C. App. LEXIS 360, 2009 WL 2610951 (D.C. 2009).

Opinion

GLICKMAN, Associate Judge:

Appellants Keith Thomas and Ron Herndon were tried jointly before a jury. Each was convicted of first-degree premeditated murder while armed and possession of a firearm during a crime of violence. The government’s proof at trial included four out-of-court statements that Thomas or Herndon had made to a relative or other acquaintance. To a greater or lesser degree, each of these statements inculpated not only its maker but also his co-defendant at trial. Two of the statements were admitted against both defendants on the trial court’s determination that they qualified under the hearsay exception for declarations against penal interest (in addition to being admissions of a party-opponent). The other two state[1219]*1219ments were admitted only against their maker, in one case with redactions to exclude incriminating references to the co-defendant. The principal issue in these consolidated appeals is whether the admission of these four statements violated appellants’ rights under either the Confrontation Clause of the Sixth Amendment as interpreted by the Supreme Court in Bruton v. United States1 and Crawford v. Washington2 — inasmuch as Thomas and Herndon did not testify and hence could not cross-examine each other about the statements — or Criminal Rule 143 as construed by this Court in Carpenter v. United States.4

We hold that the introduction of appellants’ statements in their joint trial did not infringe either appellant’s rights under the Confrontation Clause because the statements were not testimonial within the meaning of Crawford. Moreover, with qualifications that do not affect the outcome, we uphold the trial court’s rulings on the admissibility of the statements. And although appellants raise several other claims of error, we find none warranting reversal and so affirm their convictions.

I. The Evidence at Appellants’ Trial

Appellants were prosecuted for the murder of James Fisher. Early in the morning on July 31, 2002, Fisher was sitting in the Temple Court area of the Sursum Cor-da housing project in Northwest D.C. when two men approached him from behind and one of them shot him three times in the back with a 9 millimeter semiautomatic handgun. The government’s theory at trial was that the two men were Thomas and Herndon and that they killed Fisher in a bungled act of revenge, having mistaken him for another Sursum Corda resident named “Frank” who reputedly had shot .to death their friend “Slush” (Marvin Gross) four days earlier. According to witnesses who knew the two men, Fisher and “Frank” both wore their hair in dreadlocks and closely resembled each other from behind. (The day after Fisher’s death, “Frank” reportedly shaved his head.)

The government relied on a mosaic of evidence to tie Thomas and Herndon to Fisher’s slaying. Sarah Margaret Davis, a resident of Sursum Corda, saw two young men leave her neighbor Angela Freeman’s porch and walk toward Fisher, who was sitting nearby. One of the men was carrying a gun. As Davis then knocked on her friend Kineka Fowler’s door to ask her to summon the police, she heard gunshots. Davis did not identify either man at trial, but Fowler testified that Davis told her it was “Little Man [who] killed Fisher.”5 “Little Man” was appellant Herndon’s nickname, and Angela Freeman is his half-sister.

Freeman, who was a reluctant prosecution witness, testified that Herndon was “kind of upset” that Slush had been killed. Before Fisher was murdered, Herndon repeatedly asked Freeman to tell him “who was Frank and how he look.” Four days [1220]*1220after Fisher’s shooting, Herndon showed Freeman a handgun, “the kind you put a clip in.” The government’s firearms expert testified that a “clip” signified a semiautomatic or fully automatic weapon, which was consistent with the cartridge casings found at the scene of the crime. Herndon subsequently convinced Leona Bradford, his then-girlfriend, to supply him with a false alibi for the morning of Fisher’s murder. Bradford related this alibi to the grand jury but recanted it at trial. And while Herndon was in pretrial custody, he told a fellow prisoner named Gregory Bell that he “love[d] Slush and we had to do what we had to do,” and that he was “in the middle of what was done.” Herndon also told Bell that he himself “did not do the shooting and that someone else had shot the guy in the back.”6

In addition to the preceding evidence, the government relied on the four out-of-court statements by appellants that are at issue in the instant appeals. Herndon made the first: in a private conversation with Freeman, Herndon told her that he and Thomas left her porch, “went up behind the guy with the dreadlocks,” and “I [Herndon] killed him, Keith’s [Thomas’s] gun jammed.” Herndon’s statement to Freeman thus identified Thomas as his accomplice in Fisher’s murder. Freeman reported her brother’s statement to Detective Jeffrey Williams and the grand jury. The trial court ruled the statement admissible against Thomas under the hearsay exception for declarations against penal interest. (The statement was admissible against Herndon himself, of course, as an admission by a party-opponent.7) In her testimony at trial, Freeman disavowed her account of Herndon’s admission of guilt, claiming she told “a story” because she felt threatened in the neighborhood after the shooting, needed government funds to help her relocate to a different area, and was “pressured” by the police. Freeman’s recantation was impeached by her grand jury testimony and by Detective Williams. Her sworn grand jury testimony was admitted as substantive evidence of Hern-don’s incriminating statement.8

The second statement was made by Thomas to his brother’s girlfriend, Jimi Stover. “[A] couple of days” after Slush was killed, Stover saw Thomas retrieve a black revolver from a linen closet in her home, at which time he told her “that him and Ron was going to finish that shit with Slush.” Thomas’s statement thus implicated Herndon in the plan to retaliate against Slush’s killer. Stover related the statement to the grand jury and again during a pretrial voir dire examination, which was held to enable the trial court to determine whether Thomas’s statement was sufficiently reliable to be admissible against Herndon as a declaration against penal interest. The trial court determined that it was. At trial, however, Stover claimed to have lied in her previous testimony because she had been “threatened” by a police officer investigating Fisher’s death. She claimed the officer had “spoon fed” her the contents of her testimony and “harassed [her] and threatened [her] for two [1221]*1221whole years.” She was duly impeached with her grand jury and voir dire testimony (which, like Freeman’s prior testimony, was admitted as substantive evidence under D.C.Code § 14 — 102(b)(1)).

Thomas made the third statement to Gregory Bell. Bell testified that in November 2002, he was hanging out with a group of people in Barry Farms when Thomas arrived and joined them. The group’s conversation turned to Slush and how he was missed. According to Bell, Thomas then said, “We handled that.” This statement indicated that Thomas had an (unidentified) accomplice in the murder of Fisher.

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Bluebook (online)
978 A.2d 1211, 2009 D.C. App. LEXIS 360, 2009 WL 2610951, Counsel Stack Legal Research, https://law.counselstack.com/opinion/thomas-v-united-states-dc-2009.