Thomas v. Sullivan

801 F. Supp. 65, 1992 U.S. Dist. LEXIS 12409, 1992 WL 212902
CourtDistrict Court, N.D. Illinois
DecidedAugust 14, 1992
Docket92 C 32
StatusPublished
Cited by14 cases

This text of 801 F. Supp. 65 (Thomas v. Sullivan) is published on Counsel Stack Legal Research, covering District Court, N.D. Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Thomas v. Sullivan, 801 F. Supp. 65, 1992 U.S. Dist. LEXIS 12409, 1992 WL 212902 (N.D. Ill. 1992).

Opinion

MEMORANDUM OPINION AND ORDER

SHADUR, Senior District Judge.

John Thomas (“Thomas”) appeals the final decision of Secretary of Health and Human Services Louis Sullivan (“Secretary”) denying his claim for disability insurance benefits under the Social Security Act, 42 U.S.C. §§ 416(i), 423(d). 1 Each of Thomas and Secretary has filed a motion for summary judgment under Fed.R.Civ.P. (“Rule”) 56. For the reasons stated in this memorandum opinion and order, both motions are denied and the case is remanded to Secretary for reconsideration.

Factual and Procedural Background

Thomas is now age 50, having been 48 years old at the time of the hearing referred to a bit later (Administrative Record (“R.”) 47). He completed only a few years of grade school and cannot read or write (R. 49, 106). From 1968 to 1989 Thomas worked in the construction trade, operating a jackhammer, toting lumber, shoveling concrete and doing other miscellaneous jobs (R. 50-54, 61, 106-07). Thomas suffered a back injury while on the job in 1983 (R. 55).

There is some conflict about the limitations that the back injury imposed on Thomas. Administrative Law Judge (“AU”) Larry Miller found, and Secretary argues on appeal, that Thomas told a contradictory and implausible story — first contending that he maintained a full work schedule until he suddenly became unable to work in 1989, then changing his version to one under which he did no substantial work from 1983 onward (R. 24).

Thomas describes his testimony very differently — he says that he did not grasp the AU’s questions at first and merely clarified his testimony later on. Before the injury, he says, he ran the jackhammer for half a day while his partner ran it the other half. After the injury Thomas ran it as “[ljittle as possible ... [mjaybe an hour or two hours” (R. 75). He no longer toted lumber (R. 77) or shoveled concrete (R. 78), and he sat on the job when the boss was absent, though he knew he would have been fired if he had been caught doing that (R. 50). According to Thomas his partner “would take the load up off me,” would “do different things for me to kind of help me out” and “[d]id this so I could make it” (id.). He testified that since 1983 he has not driven a car because his back pain leaves his legs unable to depress the pedals (R. 50). Thomas also claimed to have an ulcer (R. 69), asthma (R. 72) and ringing in the ears (R. 67-68, technically termed tinnitus, R. 222). He said the asthma has gotten considerably worse since he stopped working (R. 72).

Thomas quit work in 1989 when “[t]he [back] pain started getting too severe” (R. 56). He applied for disability insurance *67 benefits on June 9 of that year, alleging an onset date of May 8. That application was denied initially and on administrative reconsideration. Thomas then sought a hearing (the “Hearing”), which took place before Administrative Law Judge (“AU”) Larry Miller on August 7, 1990. Evidence presented at the Hearing included live testimony (R. 43-83) by Thomas and by vocational expert Richard Hamersma, as well as a battery of medical reports (R. 87-196). AU Miller denied benefits in a written opinion dated November 30, 1990 (R. 18-26).

Next Thomas took his case to the HHS Appeals Council (R. 13). On October 31, 1991 the Appeals Council denied his request for review and adopted the opinion of AU Miller as Secretary’s final decision (R. 3-4). This appeal followed.

Rule 56 Principles

On summary judgment the court must rule in favor of the moving party if “there is no genuine issue as to any material fact and ... the moving party is entitled to a judgment as a matter of law.” Only when the record evidence would permit a reasonable factfinder to adopt the view of the nonmoving party is there a “genuine” issue (Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 249, 106 S.Ct. 2505, 2510, 91 L.Ed.2d 202 (1986); Old Republic Ins. Co. v. Federal Crop Ins. Corp., 947 F.2d 269, 273-74 (7th Cir.1991)). Only when a fact would prove outcome-determinative under the substantive law is it “material” (Pritchard v. Rainfair, Inc., 945 F.2d 185, 191 (7th Cir.1991)).

Rule 56 principles require the movant to establish the lack of a genuine issue of material fact (Celotex Corp. v. Catrett, 477 U.S. 317, 322-23, 106 S.Ct. 2548, 2552, 91 L.Ed.2d 265 (1986)). In deciding whether that burden has been met, the court must draw “all reasonable inferences in favor of the nonmoving party” (Allensworth v. General Motors Corp., 945 F.2d 174, 178 (7th Cir.1991)). On cross-motions the court must extend the required inferences to each party when considering the other’s motion.

Statutory and Regulatory Framework

Section 1382c(a)(3)(A) defines disability as:

inability to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than 12 months[.]

Young v. Secretary of HHS, 957 F.2d 386, 389 (7th Cir.1992) (ease citations omitted) explains the process that guides Secretary’s evaluation of a disability claim:

When considering whether a claimant is eligible for benefits, the Secretary uses a five-step inquiry: 1) is the claimant presently unemployed; 2) is the claimant’s impairment or combination of impairments severe; 3) does the impairment meet or exceed any of the list of specific impairments (the grid) that the Secretary acknowledges to be so severe as to preclude substantial gainful activity; 4) if the impairment has not been listed by the Secretary as conclusively disabling, is the claimant unable to perform his or her former occupation; and 5) if the claimant cannot perform the past occupation, is the claimant unable to perform other work in the national economy in light of his or her age, education and work experience. A negative conclusion at any step (except for step three) precludes a finding of disability. An affirmative answer at steps one, two or four leads to the next step. An affirmative answer at steps three or five results in a finding of disability. 20 C.F.R. § 404.1520 (1991). The claimant bears the burden of proof in steps one through four. If that burden is met, the burden shifts to the Secretary to prove that the claimant cannot perform other work in the economy.

Step 3 requires Secretary to assess whether the claimant has an impairment specified in the Listing of Impairments (Part 404, Subpt.

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Bluebook (online)
801 F. Supp. 65, 1992 U.S. Dist. LEXIS 12409, 1992 WL 212902, Counsel Stack Legal Research, https://law.counselstack.com/opinion/thomas-v-sullivan-ilnd-1992.